0001606587-21-000726.txt : 20210514 0001606587-21-000726.hdr.sgml : 20210514 20210514140624 ACCESSION NUMBER: 0001606587-21-000726 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210514 DATE AS OF CHANGE: 20210514 EFFECTIVENESS DATE: 20210514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 21923630 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 03-31-2021 03-31-2021 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald Peppler 480-515-4410 Don Peppler Phoenix AZ 05-14-2021 0 118 288674 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON.COM INC COM 023135106 575 186 SH SOLE NONE 0 0 186 BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF BLACKROCK SHORT 46431W838 684 13619 SH SOLE NONE 0 0 13619 POWERSHARES QQQ TR UNIT SER 1 46090E103 437 1372 SH SOLE NONE 0 0 1372 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 3676 27678 SH SOLE NONE 0 0 27678 ANTHEM INC COM COM 036752103 236 658 SH SOLE NONE 0 0 658 JOHNSON & JOHNSON COM COM 478160104 1108 6746 SH SOLE NONE 0 0 6746 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 323 1050 SH SOLE NONE 0 0 1050 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 541 10143 SH SOLE NONE 0 0 10143 GOLDMAN SACHS GROUP INC COM 38141G104 654 2001 SH SOLE NONE 0 0 2001 PROCTER AND GAMBLE CO COM COM 742718109 1528 11287 SH SOLE NONE 0 0 11287 COCA COLA CO COM COM 191216100 1047 19863 SH SOLE NONE 0 0 19863 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 1459 15892 SH SOLE NONE 0 0 15892 INTEL CORP COM COM 458140100 1293 20209 SH SOLE NONE 0 0 20209 MEDTRONIC PLC SHS SHS G5960L103 826 6997 SH SOLE NONE 0 0 6997 SPDR DOW JONES INDUSTRIAL ETF UT SER 1 78467X109 2447 7413 SH SOLE NONE 0 0 7413 ISHARES MSCI EAFE ESG SELECT ETF ESG AW MSCI EAFE 46435G516 8006 105485 SH SOLE NONE 0 0 105485 PROLOGIS INC. COM COM 74340W103 781 7374 SH SOLE NONE 0 0 7374 MERCK & CO INC COM 58933Y105 1467 19030 SH SOLE NONE 0 0 19030 SPDR S&P 500 ETF TR UNIT 78462F103 5947 15006 SH SOLE NONE 0 0 15006 ALLSTATE CORP COM 020002101 668 5820 SH SOLE NONE 0 0 5820 ISHARES CORE U.S. REIT ETF CRE U S REIT ETF 464288521 2093 39954 SH SOLE NONE 0 0 39954 JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF HIGH YLD RESRCH 46641Q878 6432 124786 SH SOLE NONE 0 0 124786 VERIZON COMMUNICATIONS COM 92343V104 400 6892 SH SOLE NONE 0 0 6892 ISHARES COHEN & STEERS REIT ETF COHEN STEER REIT 464287564 298 5160 SH SOLE NONE 0 0 5160 PEPSICO INC COM COM 713448108 256 1811 SH SOLE NONE 0 0 1811 HONEYWELL INTL INC COM 438516106 542 2497 SH SOLE NONE 0 0 2497 FIRSTENERGY CORP COM 337932107 319 9215 SH SOLE NONE 0 0 9215 XCEL ENERGY INC COM COM 98389B100 205 3086 SH SOLE NONE 0 0 3086 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF BLMBRG BRC CNVRT 78464A359 7361 88316 SH SOLE NONE 0 0 88316 HOME DEPOT COM 437076102 792 2595 SH SOLE NONE 0 0 2595 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF PORTFOLIO INTRMD 78464A375 7546 208171 SH SOLE NONE 0 0 208171 ISHARES ESG AWARE USD CORPORATE BOND ETF ESG AWRE USD ETF 46435G193 381 14153 SH SOLE NONE 0 0 14153 JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF INTL BD OPP ETF 46641Q852 8619 168017 SH SOLE NONE 0 0 168017 SPDR SER TR WELLS FARGO PFD STOCK ETF WELLS FG PFD ETF 78464A292 4120 94869 SH SOLE NONE 0 0 94869 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 2082 17834 SH SOLE NONE 0 0 17834 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1011 14810 SH SOLE NONE 0 0 14810 SPDR PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 10979 239927 SH SOLE NONE 0 0 239927 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 6889 135749 SH SOLE NONE 0 0 135749 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD PORTFOLIO SHORT 78464A474 10289 328643 SH SOLE NONE 0 0 328643 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 5355 49343 SH SOLE NONE 0 0 49343 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND SHRT TRM CORP BD 92206C409 8429 102172 SH SOLE NONE 0 0 102172 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 239 2570 SH SOLE NONE 0 0 2570 ARES CAPITAL CORP 3.75 02/01/2022 NOTE 3.750% 2/0 04010LAT0 77 75000 SH SOLE NONE 0 0 75000 MICROSOFT COM 594918104 976 4143 SH SOLE NONE 0 0 4143 NIKE INC CLASS B CL B 654106103 1070 8057 SH SOLE NONE 0 0 8057 TESLA MOTORS INC COM 88160R101 250 375 SH SOLE NONE 0 0 375 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 744 14589 SH SOLE NONE 0 0 14589 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 1721 50552 SH SOLE NONE 0 0 50552 TEMPLETON GLOBAL INCOME FD INC COM 880198106 1384 260763 SH SOLE NONE 0 0 260763 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 424 7724 SH SOLE NONE 0 0 7724 WESTERN UN CO COM COM 959802109 607 24638 SH SOLE NONE 0 0 24638 ISHARES 0-5 YEAR TIPS BOND ETF 0-5 YR TIPS ETF 46429B747 293 2776 SH SOLE NONE 0 0 2776 GABELLI CONV & INCOME SECS FD INC COM 36240B109 459 75470 SH SOLE NONE 0 0 75470 WESTERN ASSET HIGH INCOME FUND II INC COM 95766J102 112 16238 SH SOLE NONE 0 0 16238 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1049 4748 SH SOLE NONE 0 0 4748 ISHARES RUSSELL MIDCAP GROWTH ETF RUS MD CP GR ETF 464287481 202 1981 SH SOLE NONE 0 0 1981 VISA INC COM CL A 92826C839 990 4676 SH SOLE NONE 0 0 4676 VANGUARD VALUE ETF VALUE ETF 922908744 794 6043 SH SOLE NONE 0 0 6043 VANGUARD GROWTH ETF GROWTH ETF 922908736 587 2284 SH SOLE NONE 0 0 2284 ISHARES TR S&P 1500 INDEX FD CORE S&P TTL STK 464287150 781 8536 SH SOLE NONE 0 0 8536 FACEBOOK INC CL A CL A 30303M102 378 1285 SH SOLE NONE 0 0 1285 BROADCOM INC COM COM 11135F101 1026 2214 SH SOLE NONE 0 0 2214 JOHNSON CTLS INTL PLC SHS SHS G51502105 921 15436 SH SOLE NONE 0 0 15436 METLIFE INC COM COM 59156R108 714 11752 SH SOLE NONE 0 0 11752 ISHARES 1-3 YR CREDIT BOND ETF ISHS 1-5YR INVS 464288646 244 4477 SH SOLE NONE 0 0 4477 ABBVIE INC COM COM 00287Y109 202 1874 SH SOLE NONE 0 0 1874 SPDR BLACKSTONE SENIOR LOAN ETF BLACKSTONE SENR 78467V608 5074 110947 SH SOLE NONE 0 0 110947 GENERAL DYNAMICS CORP COM COM 369550108 701 3865 SH SOLE NONE 0 0 3865 MCDONALDS CORP COM COM 580135101 1324 5908 SH SOLE NONE 0 0 5908 CISCO SYS INC COM 17275R102 1443 27915 SH SOLE NONE 0 0 27915 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID CAP ETF 464287499 707 9563 SH SOLE NONE 0 0 9563 AT&T INC COM COM 00206R102 1031 34061 SH SOLE NONE 0 0 34061 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 934 19058 SH SOLE NONE 0 0 19058 MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 574 7288 SH SOLE NONE 0 0 7288 SPDR PORTFOLIO SHORT TERM TREASURY ETF PORTFOLIO SH TSR 78468R101 4344 141709 SH SOLE NONE 0 0 141709 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 326 3743 SH SOLE NONE 0 0 3743 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 2223 13228 SH SOLE NONE 0 0 13228 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 1405 14273 SH SOLE NONE 0 0 14273 BLACKROCK SHORT MATURITY BOND ETF BLACKROCK ST MAT 46431W507 1554 30970 SH SOLE NONE 0 0 30970 SPDR PORTFOLIO S&P 600 SMALL CAP ETF PORTFOLIO S&P600 78468R853 8172 193347 SH SOLE NONE 0 0 193347 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 18497 46497 SH SOLE NONE 0 0 46497 ADVENT CLAYMORE CONVERTIBLE SECS & INC COM 00764C109 569 32248 SH SOLE NONE 0 0 32248 WELLS FARGO CO NEW COM COM 949746101 312 8009 SH SOLE NONE 0 0 8009 UNION PAC CORP COM COM 907818108 221 1003 SH SOLE NONE 0 0 1003 ISHARES S&P U.S. PREFERRED STOCK ETF PFD AND INCM SEC 464288687 6658 173398 SH SOLE NONE 0 0 173398 LOCKHEED MARTIN CORP COM 539830109 686 1858 SH SOLE NONE 0 0 1858 JPMORGAN CHASE & CO COM COM 46625H100 1951 12822 SH SOLE NONE 0 0 12822 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 4050 92519 SH SOLE NONE 0 0 92519 CHEVRON CORP NEW COM COM 166764100 820 7830 SH SOLE NONE 0 0 7830 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 9014 183565 SH SOLE NONE 0 0 183565 WALMART INC COM COM 931142103 1885 13879 SH SOLE NONE 0 0 13879 INTL BUSINESS MACHINES COM 459200101 294 2208 SH SOLE NONE 0 0 2208 ORACLE CORPORATION COM 68389X105 238 3400 SH SOLE NONE 0 0 3400 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2143 41176 SH SOLE NONE 0 0 41176 PFIZER INC COM COM 717081103 633 17493 SH SOLE NONE 0 0 17493 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 4290 32992 SH SOLE NONE 0 0 32992 3M CO COM COM 88579Y101 377 1956 SH SOLE NONE 0 0 1956 CATERPILLAR INC COM COM 149123101 607 2619 SH SOLE NONE 0 0 2619 AMERICAN EXPRESS CO COM COM 025816109 272 1926 SH SOLE NONE 0 0 1926 VANGUARD DIVIDEND APPRECIATION ETF DIV APP ETF 921908844 212 1442 SH SOLE NONE 0 0 1442 SPDR PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 18861 404675 SH SOLE NONE 0 0 404675 AXON ENTERPRISE INC COM COM 05464C101 712 5000 SH SOLE NONE 0 0 5000 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 6660 81041 SH SOLE NONE 0 0 81041 SPDR PORTFOLIO S&P 500 VALUE ETF PRTFLO S&P500 VL 78464A508 16181 426955 SH SOLE NONE 0 0 426955 PHILIP MORRIS INTL INC COM 718172109 230 2595 SH SOLE NONE 0 0 2595 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF BLOOMBERG BRCLYS 78468R622 9754 89655 SH SOLE NONE 0 0 89655 BRISTOL-MYERS SQUIBB CO COM COM 110122108 323 5127 SH SOLE NONE 0 0 5127 EXXON MOBIL CORP COM COM 30231G102 670 12009 SH SOLE NONE 0 0 12009 COLGATE PALMOLIVE CO COM COM 194162103 291 3700 SH SOLE NONE 0 0 3700 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 580 9068 SH SOLE NONE 0 0 9068 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF IBONDS DEC22 ETF 46434VBA7 225 8851 SH SOLE NONE 0 0 8851 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 9445 36289 SH SOLE NONE 0 0 36289 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1738 22917 SH SOLE NONE 0 0 22917 APPLE INC COM 037833100 3530 28902 SH SOLE NONE 0 0 28902 ABBOTT LABS COM COM 002824100 240 2009 SH SOLE NONE 0 0 2009 DISNEY WALT CO COM COM 254687106 895 4850 SH SOLE NONE 0 0 4850 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 236 1057 SH SOLE NONE 0 0 1057 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF SPDR BLOOMBERG 78468R663 217 2376 SH SOLE NONE 0 0 2376