The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON.COM INC | COM | 023135106 | 657 | 202 | SH | SOLE | NONE | 0 | 0 | 202 | |
BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF | BLACKROCK SHORT | 46431W838 | 664 | 13,228 | SH | SOLE | NONE | 0 | 0 | 13,228 | |
POWERSHARES QQQ TR | UNIT SER 1 | 46090E103 | 446 | 1,422 | SH | SOLE | NONE | 0 | 0 | 1,422 | |
TECHNOLOGY SELECT SECTOR SPDR | TECHNOLOGY | 81369Y803 | 3,573 | 27,487 | SH | SOLE | NONE | 0 | 0 | 27,487 | |
ANTHEM INC COM | COM | 036752103 | 211 | 657 | SH | SOLE | NONE | 0 | 0 | 657 | |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,173 | 7,457 | SH | SOLE | NONE | 0 | 0 | 7,457 | |
ISHARES GLOBAL TECH ETF | GLOBAL TECH ETF | 464287291 | 315 | 1,050 | SH | SOLE | NONE | 0 | 0 | 1,050 | |
ISHARES MSCI EMERGING MARKETS ETF | MSCI EMG MKT ETF | 464287234 | 541 | 10,480 | SH | SOLE | NONE | 0 | 0 | 10,480 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 558 | 2,118 | SH | SOLE | NONE | 0 | 0 | 2,118 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 1,645 | 11,827 | SH | SOLE | NONE | 0 | 0 | 11,827 | |
COCA COLA CO COM | COM | 191216100 | 1,088 | 19,840 | SH | SOLE | NONE | 0 | 0 | 19,840 | |
VANGUARD REIT INDEX ETF | REAL ESTATE ETF | 922908553 | 1,335 | 15,730 | SH | SOLE | NONE | 0 | 0 | 15,730 | |
INTEL CORP COM | COM | 458140100 | 1,056 | 21,200 | SH | SOLE | NONE | 0 | 0 | 21,200 | |
MEDTRONIC PLC SHS | SHS | G5960L103 | 818 | 6,989 | SH | SOLE | NONE | 0 | 0 | 6,989 | |
SPDR DOW JONES INDUSTRIAL ETF | UT SER 1 | 78467X109 | 2,569 | 8,401 | SH | SOLE | NONE | 0 | 0 | 8,401 | |
ISHARES MSCI EAFE ESG SELECT ETF | ESG AW MSCI EAFE | 46435G516 | 6,571 | 89,966 | SH | SOLE | NONE | 0 | 0 | 89,966 | |
PROLOGIS INC. COM | COM | 74340W103 | 738 | 7,413 | SH | SOLE | NONE | 0 | 0 | 7,413 | |
MERCK & CO INC | COM | 58933Y105 | 1,572 | 19,229 | SH | SOLE | NONE | 0 | 0 | 19,229 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 5,932 | 15,868 | SH | SOLE | NONE | 0 | 0 | 15,868 | |
ALLSTATE CORP | COM | 020002101 | 626 | 5,696 | SH | SOLE | NONE | 0 | 0 | 5,696 | |
ISHARES CORE U.S. REIT ETF | CRE U S REIT ETF | 464288521 | 1,642 | 33,928 | SH | SOLE | NONE | 0 | 0 | 33,928 | |
JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | HIGH YLD RESRCH | 46641Q878 | 4,909 | 94,590 | SH | SOLE | NONE | 0 | 0 | 94,590 | |
VERIZON COMMUNICATIONS | COM | 92343V104 | 387 | 6,590 | SH | SOLE | NONE | 0 | 0 | 6,590 | |
ISHARES COHEN & STEERS REIT ETF | COHEN STEER REIT | 464287564 | 275 | 5,112 | SH | SOLE | NONE | 0 | 0 | 5,112 | |
PEPSICO INC COM | COM | 713448108 | 266 | 1,799 | SH | SOLE | NONE | 0 | 0 | 1,799 | |
HONEYWELL INTL INC | COM | 438516106 | 474 | 2,228 | SH | SOLE | NONE | 0 | 0 | 2,228 | |
FIRSTENERGY CORP | COM | 337932107 | 282 | 9,215 | SH | SOLE | NONE | 0 | 0 | 9,215 | |
XCEL ENERGY INC COM | COM | 98389B100 | 420 | 6,307 | SH | SOLE | NONE | 0 | 0 | 6,307 | |
SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | BLMBRG BRC CNVRT | 78464A359 | 8,023 | 96,908 | SH | SOLE | NONE | 0 | 0 | 96,908 | |
HOME DEPOT | COM | 437076102 | 689 | 2,595 | SH | SOLE | NONE | 0 | 0 | 2,595 | |
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | PORTFOLIO INTRMD | 78464A375 | 6,777 | 182,282 | SH | SOLE | NONE | 0 | 0 | 182,282 | |
ISHARES ESG AWARE USD CORPORATE BOND ETF | ESG AWRE USD ETF | 46435G193 | 400 | 14,133 | SH | SOLE | NONE | 0 | 0 | 14,133 | |
JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF | INTL BD OPP ETF | 46641Q852 | 7,736 | 149,131 | SH | SOLE | NONE | 0 | 0 | 149,131 | |
SPDR SER TR WELLS FARGO PFD STOCK ETF | WELLS FG PFD ETF | 78464A292 | 3,384 | 76,210 | SH | SOLE | NONE | 0 | 0 | 76,210 | |
HEALTH CARE SELECT SECTOR SPDR | SBI HEALTHCARE | 81369Y209 | 2,024 | 17,846 | SH | SOLE | NONE | 0 | 0 | 17,846 | |
CONSUMER STAPLES SELECT SECTOR SPDR | SBI CONS STPLS | 81369Y308 | 1,089 | 16,152 | SH | SOLE | NONE | 0 | 0 | 16,152 | |
SPDR PORTFOLIO S&P 400 MID CAP ETF | PORTFOLIO S&P400 | 78464A847 | 9,553 | 236,468 | SH | SOLE | NONE | 0 | 0 | 236,468 | |
JPMORGAN ULTRA-SHORT INCOME ETF | ULTRA SHRT INC | 46641Q837 | 6,146 | 121,024 | SH | SOLE | NONE | 0 | 0 | 121,024 | |
SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | PORTFOLIO SHORT | 78464A474 | 9,036 | 287,779 | SH | SOLE | NONE | 0 | 0 | 287,779 | |
ISHARES S&P SMALLCAP 600 ETF | CORE S&P SCP ETF | 464287804 | 5,288 | 57,545 | SH | SOLE | NONE | 0 | 0 | 57,545 | |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | SHRT TRM CORP BD | 92206C409 | 7,416 | 89,092 | SH | SOLE | NONE | 0 | 0 | 89,092 | |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | INT-TERM CORP | 92206C870 | 248 | 2,563 | SH | SOLE | NONE | 0 | 0 | 2,563 | |
ARES CAPITAL CORP 3.75 02/01/2022 | NOTE 3.750% 2/0 | 04010LAT0 | 87 | 85,000 | SH | SOLE | NONE | 0 | 0 | 85,000 | |
MICROSOFT | COM | 594918104 | 945 | 4,249 | SH | SOLE | NONE | 0 | 0 | 4,249 | |
NIKE INC CLASS B | CL B | 654106103 | 1,250 | 8,841 | SH | SOLE | NONE | 0 | 0 | 8,841 | |
TESLA MOTORS INC | COM | 88160R101 | 264 | 375 | SH | SOLE | NONE | 0 | 0 | 375 | |
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | ULTRA SHT MUNCPL | 46641Q654 | 831 | 16,295 | SH | SOLE | NONE | 0 | 0 | 16,295 | |
FINANCIAL SELECT SECTOR SPDR | SBI INT-FINL | 81369Y605 | 1,586 | 53,827 | SH | SOLE | NONE | 0 | 0 | 53,827 | |
TEMPLETON GLOBAL INCOME FD INC | COM | 880198106 | 1,570 | 285,490 | SH | SOLE | NONE | 0 | 0 | 285,490 | |
WALGREENS BOOTS ALLIANCE INC COM | COM | 931427108 | 318 | 7,991 | SH | SOLE | NONE | 0 | 0 | 7,991 | |
WESTERN UN CO COM | COM | 959802109 | 516 | 23,528 | SH | SOLE | NONE | 0 | 0 | 23,528 | |
ISHARES 0-5 YEAR TIPS BOND ETF | 0-5 YR TIPS ETF | 46429B747 | 288 | 2,759 | SH | SOLE | NONE | 0 | 0 | 2,759 | |
GABELLI CONV & INCOME SECS FD INC | COM | 36240B109 | 654 | 104,671 | SH | SOLE | NONE | 0 | 0 | 104,671 | |
WESTERN ASSET HIGH INCOME FUND II INC | COM | 95766J102 | 111 | 16,174 | SH | SOLE | NONE | 0 | 0 | 16,174 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 1,076 | 5,492 | SH | SOLE | NONE | 0 | 0 | 5,492 | |
ISHARES RUSSELL MIDCAP GROWTH ETF | RUS MD CP GR ETF | 464287481 | 204 | 1,995 | SH | SOLE | NONE | 0 | 0 | 1,995 | |
VISA INC | COM CL A | 92826C839 | 1,116 | 5,102 | SH | SOLE | NONE | 0 | 0 | 5,102 | |
VANGUARD VALUE ETF | VALUE ETF | 922908744 | 718 | 6,036 | SH | SOLE | NONE | 0 | 0 | 6,036 | |
VANGUARD GROWTH ETF | GROWTH ETF | 922908736 | 1,152 | 4,549 | SH | SOLE | NONE | 0 | 0 | 4,549 | |
ISHARES TR S&P 1500 INDEX FD | CORE S&P TTL STK | 464287150 | 758 | 8,792 | SH | SOLE | NONE | 0 | 0 | 8,792 | |
FACEBOOK INC CL A | CL A | 30303M102 | 365 | 1,339 | SH | SOLE | NONE | 0 | 0 | 1,339 | |
BROADCOM INC COM | COM | 11135F101 | 1,055 | 2,410 | SH | SOLE | NONE | 0 | 0 | 2,410 | |
JOHNSON CTLS INTL PLC SHS | SHS | G51502105 | 717 | 15,404 | SH | SOLE | NONE | 0 | 0 | 15,404 | |
METLIFE INC COM | COM | 59156R108 | 561 | 11,965 | SH | SOLE | NONE | 0 | 0 | 11,965 | |
ISHARES 1-3 YR CREDIT BOND ETF | ISHS 1-5YR INVS | 464288646 | 305 | 5,540 | SH | SOLE | NONE | 0 | 0 | 5,540 | |
ABBVIE INC COM | COM | 00287Y109 | 253 | 2,364 | SH | SOLE | NONE | 0 | 0 | 2,364 | |
SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | BLKSTN GSOSRLN | 78467V608 | 4,741 | 103,856 | SH | SOLE | NONE | 0 | 0 | 103,856 | |
GENERAL DYNAMICS CORP COM | COM | 369550108 | 569 | 3,828 | SH | SOLE | NONE | 0 | 0 | 3,828 | |
MCDONALDS CORP COM | COM | 580135101 | 1,295 | 6,036 | SH | SOLE | NONE | 0 | 0 | 6,036 | |
CISCO SYS INC | COM | 17275R102 | 1,262 | 28,207 | SH | SOLE | NONE | 0 | 0 | 28,207 | |
ISHARES TR RUSSELL MIDCAP INDEX FD | RUS MID CAP ETF | 464287499 | 747 | 10,908 | SH | SOLE | NONE | 0 | 0 | 10,908 | |
AT&T INC COM | COM | 00206R102 | 992 | 34,523 | SH | SOLE | NONE | 0 | 0 | 34,523 | |
ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 810 | 21,379 | SH | SOLE | NONE | 0 | 0 | 21,379 | |
MATERIALS SELECT SECTOR SPDR | SBI MATERIALS | 81369Y100 | 624 | 8,626 | SH | SOLE | NONE | 0 | 0 | 8,626 | |
SPDR PORTFOLIO SHORT TERM TREASURY ETF | PORTFOLIO SH TSR | 78468R101 | 3,655 | 119,033 | SH | SOLE | NONE | 0 | 0 | 119,033 | |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | IBOXX HI YD ETF | 464288513 | 337 | 3,869 | SH | SOLE | NONE | 0 | 0 | 3,869 | |
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | SBI CONS DISCR | 81369Y407 | 2,191 | 13,629 | SH | SOLE | NONE | 0 | 0 | 13,629 | |
INDUSTRIAL SELECT SECTOR SPDR | SBI INT-INDS | 81369Y704 | 1,312 | 14,820 | SH | SOLE | NONE | 0 | 0 | 14,820 | |
BLACKROCK SHORT MATURITY BOND ETF | BLACKROCK ST MAT | 46431W507 | 1,662 | 33,145 | SH | SOLE | NONE | 0 | 0 | 33,145 | |
SPDR PORTFOLIO S&P 600 SMALL CAP ETF | PORTFOLIO S&P600 | 78468R853 | 7,116 | 198,785 | SH | SOLE | NONE | 0 | 0 | 198,785 | |
ISHARES S&P 500 INDEX | CORE S&P500 ETF | 464287200 | 17,709 | 47,184 | SH | SOLE | NONE | 0 | 0 | 47,184 | |
ADVENT CLAYMORE CONVERTIBLE SECS & INC | COM | 00764C109 | 775 | 46,932 | SH | SOLE | NONE | 0 | 0 | 46,932 | |
WELLS FARGO CO NEW COM | COM | 949746101 | 248 | 8,238 | SH | SOLE | NONE | 0 | 0 | 8,238 | |
UNION PAC CORP COM | COM | 907818108 | 208 | 1,003 | SH | SOLE | NONE | 0 | 0 | 1,003 | |
ISHARES S&P U.S. PREFERRED STOCK ETF | PFD AND INCM SEC | 464288687 | 6,769 | 175,798 | SH | SOLE | NONE | 0 | 0 | 175,798 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 645 | 1,819 | SH | SOLE | NONE | 0 | 0 | 1,819 | |
JPMORGAN CHASE & CO COM | COM | 46625H100 | 1,647 | 12,966 | SH | SOLE | NONE | 0 | 0 | 12,966 | |
SPDR PORTFOLIO EMERGING MARKETS ETF | PORTFOLIO EMG MK | 78463X509 | 3,632 | 86,152 | SH | SOLE | NONE | 0 | 0 | 86,152 | |
CHEVRON CORP NEW COM | COM | 166764100 | 686 | 8,131 | SH | SOLE | NONE | 0 | 0 | 8,131 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 8,871 | 187,895 | SH | SOLE | NONE | 0 | 0 | 187,895 | |
WALMART INC COM | COM | 931142103 | 2,084 | 14,461 | SH | SOLE | NONE | 0 | 0 | 14,461 | |
INTL BUSINESS MACHINES | COM | 459200101 | 290 | 2,303 | SH | SOLE | NONE | 0 | 0 | 2,303 | |
ORACLE CORPORATION | COM | 68389X105 | 219 | 3,396 | SH | SOLE | NONE | 0 | 0 | 3,396 | |
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 2,257 | 45,042 | SH | SOLE | NONE | 0 | 0 | 45,042 | |
PFIZER INC COM | COM | 717081103 | 677 | 18,402 | SH | SOLE | NONE | 0 | 0 | 18,402 | |
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | IBOXX INV CP ETF | 464287242 | 3,929 | 28,445 | SH | SOLE | NONE | 0 | 0 | 28,445 | |
3M CO COM | COM | 88579Y101 | 361 | 2,067 | SH | SOLE | NONE | 0 | 0 | 2,067 | |
CATERPILLAR INC COM | COM | 149123101 | 521 | 2,862 | SH | SOLE | NONE | 0 | 0 | 2,862 | |
AMERICAN EXPRESS CO COM | COM | 025816109 | 292 | 2,422 | SH | SOLE | NONE | 0 | 0 | 2,422 | |
POWERSHARES EMERGING MKTS SOVEREIGN DEBT | EMRNG MKT SVRG | 46138E784 | 253 | 8,798 | SH | SOLE | NONE | 0 | 0 | 8,798 | |
VANGUARD DIVIDEND APPRECIATION ETF | DIV APP ETF | 921908844 | 203 | 1,442 | SH | SOLE | NONE | 0 | 0 | 1,442 | |
SPDR PORTFOLIO S&P 500 ETF | PORTFOLIO S&P500 | 78464A854 | 15,672 | 356,529 | SH | SOLE | NONE | 0 | 0 | 356,529 | |
AXON ENTERPRISE INC COM | COM | 05464C101 | 612 | 5,000 | SH | SOLE | NONE | 0 | 0 | 5,000 | |
VANGUARD SHORT-TERM BOND INDEX FUND | SHORT TRM BOND | 921937827 | 5,691 | 68,652 | SH | SOLE | NONE | 0 | 0 | 68,652 | |
SPDR PORTFOLIO S&P 500 VALUE ETF | PRTFLO S&P500 VL | 78464A508 | 11,893 | 345,851 | SH | SOLE | NONE | 0 | 0 | 345,851 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 214 | 2,595 | SH | SOLE | NONE | 0 | 0 | 2,595 | |
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | BLOOMBERG BRCLYS | 78468R622 | 9,855 | 90,469 | SH | SOLE | NONE | 0 | 0 | 90,469 | |
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 448 | 7,235 | SH | SOLE | NONE | 0 | 0 | 7,235 | |
EXXON MOBIL CORP COM | COM | 30231G102 | 521 | 12,655 | SH | SOLE | NONE | 0 | 0 | 12,655 | |
COLGATE PALMOLIVE CO COM | COM | 194162103 | 316 | 3,700 | SH | SOLE | NONE | 0 | 0 | 3,700 | |
UTILITIES SELECT SECTOR SPDR FUND | SBI INT-UTILS | 81369Y886 | 596 | 9,518 | SH | SOLE | NONE | 0 | 0 | 9,518 | |
ISHARES IBONDS DEC 2022 TERM CORPORATE ETF | IBONDS DEC22 ETF | 46434VBA7 | 221 | 8,674 | SH | SOLE | NONE | 0 | 0 | 8,674 | |
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 9,387 | 40,843 | SH | SOLE | NONE | 0 | 0 | 40,843 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,675 | 22,967 | SH | SOLE | NONE | 0 | 0 | 22,967 | |
APPLE INC | COM | 037833100 | 4,274 | 32,214 | SH | SOLE | NONE | 0 | 0 | 32,214 | |
ABBOTT LABS COM | COM | 002824100 | 221 | 2,026 | SH | SOLE | NONE | 0 | 0 | 2,026 | |
DISNEY WALT CO COM | COM | 254687106 | 931 | 5,142 | SH | SOLE | NONE | 0 | 0 | 5,142 | |
ISHARES TR RUSSELL 1000 INDEX ETF | RUS 1000 ETF | 464287622 | 224 | 1,061 | SH | SOLE | NONE | 0 | 0 | 1,061 | |
SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF | SPDR BLOOMBERG | 78468R663 | 217 | 2,376 | SH | SOLE | NONE | 0 | 0 | 2,376 |