Principal / CCO

0001606587-21-000221.txt : 20210208 0001606587-21-000221.hdr.sgml : 20210208 20210208120030 ACCESSION NUMBER: 0001606587-21-000221 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 21600193 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 12-31-2020 12-31-2020 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald Peppler Principal / CCO 480-515-4410 Don Peppler Phoenix AZ 02-05-2021 0 119 267809 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE AMAZON.COM INC COM 023135106 657 202 SH SOLE NONE 0 0 202 BLACKROCK SHORT MATURITY MUNICIPAL BOND ETF BLACKROCK SHORT 46431W838 664 13228 SH SOLE NONE 0 0 13228 POWERSHARES QQQ TR UNIT SER 1 46090E103 446 1422 SH SOLE NONE 0 0 1422 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 3573 27487 SH SOLE NONE 0 0 27487 ANTHEM INC COM COM 036752103 211 657 SH SOLE NONE 0 0 657 JOHNSON & JOHNSON COM COM 478160104 1173 7457 SH SOLE NONE 0 0 7457 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 315 1050 SH SOLE NONE 0 0 1050 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 541 10480 SH SOLE NONE 0 0 10480 GOLDMAN SACHS GROUP INC COM 38141G104 558 2118 SH SOLE NONE 0 0 2118 PROCTER AND GAMBLE CO COM COM 742718109 1645 11827 SH SOLE NONE 0 0 11827 COCA COLA CO COM COM 191216100 1088 19840 SH SOLE NONE 0 0 19840 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 1335 15730 SH SOLE NONE 0 0 15730 INTEL CORP COM COM 458140100 1056 21200 SH SOLE NONE 0 0 21200 MEDTRONIC PLC SHS SHS G5960L103 818 6989 SH SOLE NONE 0 0 6989 SPDR DOW JONES INDUSTRIAL ETF UT SER 1 78467X109 2569 8401 SH SOLE NONE 0 0 8401 ISHARES MSCI EAFE ESG SELECT ETF ESG AW MSCI EAFE 46435G516 6571 89966 SH SOLE NONE 0 0 89966 PROLOGIS INC. COM COM 74340W103 738 7413 SH SOLE NONE 0 0 7413 MERCK & CO INC COM 58933Y105 1572 19229 SH SOLE NONE 0 0 19229 SPDR S&P 500 ETF TR UNIT 78462F103 5932 15868 SH SOLE NONE 0 0 15868 ALLSTATE CORP COM 020002101 626 5696 SH SOLE NONE 0 0 5696 ISHARES CORE U.S. REIT ETF CRE U S REIT ETF 464288521 1642 33928 SH SOLE NONE 0 0 33928 JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF HIGH YLD RESRCH 46641Q878 4909 94590 SH SOLE NONE 0 0 94590 VERIZON COMMUNICATIONS COM 92343V104 387 6590 SH SOLE NONE 0 0 6590 ISHARES COHEN & STEERS REIT ETF COHEN STEER REIT 464287564 275 5112 SH SOLE NONE 0 0 5112 PEPSICO INC COM COM 713448108 266 1799 SH SOLE NONE 0 0 1799 HONEYWELL INTL INC COM 438516106 474 2228 SH SOLE NONE 0 0 2228 FIRSTENERGY CORP COM 337932107 282 9215 SH SOLE NONE 0 0 9215 XCEL ENERGY INC COM COM 98389B100 420 6307 SH SOLE NONE 0 0 6307 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF BLMBRG BRC CNVRT 78464A359 8023 96908 SH SOLE NONE 0 0 96908 HOME DEPOT COM 437076102 689 2595 SH SOLE NONE 0 0 2595 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF PORTFOLIO INTRMD 78464A375 6777 182282 SH SOLE NONE 0 0 182282 ISHARES ESG AWARE USD CORPORATE BOND ETF ESG AWRE USD ETF 46435G193 400 14133 SH SOLE NONE 0 0 14133 JPMORGAN INTERNATIONAL BOND OPPORTUNITIES ETF INTL BD OPP ETF 46641Q852 7736 149131 SH SOLE NONE 0 0 149131 SPDR SER TR WELLS FARGO PFD STOCK ETF WELLS FG PFD ETF 78464A292 3384 76210 SH SOLE NONE 0 0 76210 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 2024 17846 SH SOLE NONE 0 0 17846 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1089 16152 SH SOLE NONE 0 0 16152 SPDR PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO S&P400 78464A847 9553 236468 SH SOLE NONE 0 0 236468 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 6146 121024 SH SOLE NONE 0 0 121024 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD PORTFOLIO SHORT 78464A474 9036 287779 SH SOLE NONE 0 0 287779 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 5288 57545 SH SOLE NONE 0 0 57545 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND SHRT TRM CORP BD 92206C409 7416 89092 SH SOLE NONE 0 0 89092 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 248 2563 SH SOLE NONE 0 0 2563 ARES CAPITAL CORP 3.75 02/01/2022 NOTE 3.750% 2/0 04010LAT0 87 85000 SH SOLE NONE 0 0 85000 MICROSOFT COM 594918104 945 4249 SH SOLE NONE 0 0 4249 NIKE INC CLASS B CL B 654106103 1250 8841 SH SOLE NONE 0 0 8841 TESLA MOTORS INC COM 88160R101 264 375 SH SOLE NONE 0 0 375 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ULTRA SHT MUNCPL 46641Q654 831 16295 SH SOLE NONE 0 0 16295 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 1586 53827 SH SOLE NONE 0 0 53827 TEMPLETON GLOBAL INCOME FD INC COM 880198106 1570 285490 SH SOLE NONE 0 0 285490 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 318 7991 SH SOLE NONE 0 0 7991 WESTERN UN CO COM COM 959802109 516 23528 SH SOLE NONE 0 0 23528 ISHARES 0-5 YEAR TIPS BOND ETF 0-5 YR TIPS ETF 46429B747 288 2759 SH SOLE NONE 0 0 2759 GABELLI CONV & INCOME SECS FD INC COM 36240B109 654 104671 SH SOLE NONE 0 0 104671 WESTERN ASSET HIGH INCOME FUND II INC COM 95766J102 111 16174 SH SOLE NONE 0 0 16174 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 1076 5492 SH SOLE NONE 0 0 5492 ISHARES RUSSELL MIDCAP GROWTH ETF RUS MD CP GR ETF 464287481 204 1995 SH SOLE NONE 0 0 1995 VISA INC COM CL A 92826C839 1116 5102 SH SOLE NONE 0 0 5102 VANGUARD VALUE ETF VALUE ETF 922908744 718 6036 SH SOLE NONE 0 0 6036 VANGUARD GROWTH ETF GROWTH ETF 922908736 1152 4549 SH SOLE NONE 0 0 4549 ISHARES TR S&P 1500 INDEX FD CORE S&P TTL STK 464287150 758 8792 SH SOLE NONE 0 0 8792 FACEBOOK INC CL A CL A 30303M102 365 1339 SH SOLE NONE 0 0 1339 BROADCOM INC COM COM 11135F101 1055 2410 SH SOLE NONE 0 0 2410 JOHNSON CTLS INTL PLC SHS SHS G51502105 717 15404 SH SOLE NONE 0 0 15404 METLIFE INC COM COM 59156R108 561 11965 SH SOLE NONE 0 0 11965 ISHARES 1-3 YR CREDIT BOND ETF ISHS 1-5YR INVS 464288646 305 5540 SH SOLE NONE 0 0 5540 ABBVIE INC COM COM 00287Y109 253 2364 SH SOLE NONE 0 0 2364 SPDR BLACKSTONE/ GSO SENIOR LOAN ETF BLKSTN GSOSRLN 78467V608 4741 103856 SH SOLE NONE 0 0 103856 GENERAL DYNAMICS CORP COM COM 369550108 569 3828 SH SOLE NONE 0 0 3828 MCDONALDS CORP COM COM 580135101 1295 6036 SH SOLE NONE 0 0 6036 CISCO SYS INC COM 17275R102 1262 28207 SH SOLE NONE 0 0 28207 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID CAP ETF 464287499 747 10908 SH SOLE NONE 0 0 10908 AT&T INC COM COM 00206R102 992 34523 SH SOLE NONE 0 0 34523 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 810 21379 SH SOLE NONE 0 0 21379 MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 624 8626 SH SOLE NONE 0 0 8626 SPDR PORTFOLIO SHORT TERM TREASURY ETF PORTFOLIO SH TSR 78468R101 3655 119033 SH SOLE NONE 0 0 119033 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 337 3869 SH SOLE NONE 0 0 3869 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 2191 13629 SH SOLE NONE 0 0 13629 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 1312 14820 SH SOLE NONE 0 0 14820 BLACKROCK SHORT MATURITY BOND ETF BLACKROCK ST MAT 46431W507 1662 33145 SH SOLE NONE 0 0 33145 SPDR PORTFOLIO S&P 600 SMALL CAP ETF PORTFOLIO S&P600 78468R853 7116 198785 SH SOLE NONE 0 0 198785 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 17709 47184 SH SOLE NONE 0 0 47184 ADVENT CLAYMORE CONVERTIBLE SECS & INC COM 00764C109 775 46932 SH SOLE NONE 0 0 46932 WELLS FARGO CO NEW COM COM 949746101 248 8238 SH SOLE NONE 0 0 8238 UNION PAC CORP COM COM 907818108 208 1003 SH SOLE NONE 0 0 1003 ISHARES S&P U.S. PREFERRED STOCK ETF PFD AND INCM SEC 464288687 6769 175798 SH SOLE NONE 0 0 175798 LOCKHEED MARTIN CORP COM 539830109 645 1819 SH SOLE NONE 0 0 1819 JPMORGAN CHASE & CO COM COM 46625H100 1647 12966 SH SOLE NONE 0 0 12966 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 3632 86152 SH SOLE NONE 0 0 86152 CHEVRON CORP NEW COM COM 166764100 686 8131 SH SOLE NONE 0 0 8131 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 8871 187895 SH SOLE NONE 0 0 187895 WALMART INC COM COM 931142103 2084 14461 SH SOLE NONE 0 0 14461 INTL BUSINESS MACHINES COM 459200101 290 2303 SH SOLE NONE 0 0 2303 ORACLE CORPORATION COM 68389X105 219 3396 SH SOLE NONE 0 0 3396 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2257 45042 SH SOLE NONE 0 0 45042 PFIZER INC COM COM 717081103 677 18402 SH SOLE NONE 0 0 18402 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 3929 28445 SH SOLE NONE 0 0 28445 3M CO COM COM 88579Y101 361 2067 SH SOLE NONE 0 0 2067 CATERPILLAR INC COM COM 149123101 521 2862 SH SOLE NONE 0 0 2862 AMERICAN EXPRESS CO COM COM 025816109 292 2422 SH SOLE NONE 0 0 2422 POWERSHARES EMERGING MKTS SOVEREIGN DEBT EMRNG MKT SVRG 46138E784 253 8798 SH SOLE NONE 0 0 8798 VANGUARD DIVIDEND APPRECIATION ETF DIV APP ETF 921908844 203 1442 SH SOLE NONE 0 0 1442 SPDR PORTFOLIO S&P 500 ETF PORTFOLIO S&P500 78464A854 15672 356529 SH SOLE NONE 0 0 356529 AXON ENTERPRISE INC COM COM 05464C101 612 5000 SH SOLE NONE 0 0 5000 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 5691 68652 SH SOLE NONE 0 0 68652 SPDR PORTFOLIO S&P 500 VALUE ETF PRTFLO S&P500 VL 78464A508 11893 345851 SH SOLE NONE 0 0 345851 PHILIP MORRIS INTL INC COM 718172109 214 2595 SH SOLE NONE 0 0 2595 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF BLOOMBERG BRCLYS 78468R622 9855 90469 SH SOLE NONE 0 0 90469 BRISTOL-MYERS SQUIBB CO COM COM 110122108 448 7235 SH SOLE NONE 0 0 7235 EXXON MOBIL CORP COM COM 30231G102 521 12655 SH SOLE NONE 0 0 12655 COLGATE PALMOLIVE CO COM COM 194162103 316 3700 SH SOLE NONE 0 0 3700 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 596 9518 SH SOLE NONE 0 0 9518 ISHARES IBONDS DEC 2022 TERM CORPORATE ETF IBONDS DEC22 ETF 46434VBA7 221 8674 SH SOLE NONE 0 0 8674 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 9387 40843 SH SOLE NONE 0 0 40843 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1675 22967 SH SOLE NONE 0 0 22967 APPLE INC COM 037833100 4274 32214 SH SOLE NONE 0 0 32214 ABBOTT LABS COM COM 002824100 221 2026 SH SOLE NONE 0 0 2026 DISNEY WALT CO COM COM 254687106 931 5142 SH SOLE NONE 0 0 5142 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 224 1061 SH SOLE NONE 0 0 1061 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF SPDR BLOOMBERG 78468R663 217 2376 SH SOLE NONE 0 0 2376