The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON.COM INC | COM | 023135106 | 474 | 172 | SH | SOLE | NONE | 0 | 0 | 172 | |
ISHARES SHORT MATURITY MUNICIPAL BOND ETF | SHT MAT MUN ETF | 46431W838 | 642 | 12,814 | SH | SOLE | NONE | 0 | 0 | 12,814 | |
POWERSHARES QQQ TR | UNIT SER 1 | 46090E103 | 201 | 815 | SH | SOLE | NONE | 0 | 0 | 815 | |
TECHNOLOGY SELECT SECTOR SPDR | TECHNOLOGY | 81369Y803 | 3,206 | 30,687 | SH | SOLE | NONE | 0 | 0 | 30,687 | |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,130 | 8,036 | SH | SOLE | NONE | 0 | 0 | 8,036 | |
ISHARES GLOBAL TECH ETF | GLOBAL TECH ETF | 464287291 | 282 | 1,200 | SH | SOLE | NONE | 0 | 0 | 1,200 | |
ISHARES MSCI EMERGING MARKETS ETF | MSCI EMG MKT ETF | 464287234 | 456 | 11,405 | SH | SOLE | NONE | 0 | 0 | 11,405 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 441 | 2,234 | SH | SOLE | NONE | 0 | 0 | 2,234 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 1,540 | 12,880 | SH | SOLE | NONE | 0 | 0 | 12,880 | |
COCA COLA CO COM | COM | 191216100 | 972 | 21,776 | SH | SOLE | NONE | 0 | 0 | 21,776 | |
VANGUARD REIT INDEX ETF | REAL ESTATE ETF | 922908553 | 1,167 | 14,864 | SH | SOLE | NONE | 0 | 0 | 14,864 | |
INTEL CORP COM | COM | 458140100 | 1,366 | 22,840 | SH | SOLE | NONE | 0 | 0 | 22,840 | |
MEDTRONIC PLC SHS | SHS | G5960L103 | 666 | 7,273 | SH | SOLE | NONE | 0 | 0 | 7,273 | |
SPDR DOW JONES INDUSTRIAL ETF | UT SER 1 | 78467X109 | 2,317 | 8,987 | SH | SOLE | NONE | 0 | 0 | 8,987 | |
ISHARES MSCI EAFE ESG SELECT ETF | ESG MSCI EAFE | 46435G516 | 4,843 | 79,946 | SH | SOLE | NONE | 0 | 0 | 79,946 | |
PROLOGIS INC. COM | COM | 74340W103 | 735 | 7,884 | SH | SOLE | NONE | 0 | 0 | 7,884 | |
MERCK & CO INC | COM | 58933Y105 | 1,439 | 18,613 | SH | SOLE | NONE | 0 | 0 | 18,613 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 5,891 | 19,106 | SH | SOLE | NONE | 0 | 0 | 19,106 | |
ALLSTATE CORP | COM | 020002101 | 554 | 5,712 | SH | SOLE | NONE | 0 | 0 | 5,712 | |
ISHARES CORE U.S. REIT ETF | CRE U S REIT ETF | 464288521 | 1,168 | 26,880 | SH | SOLE | NONE | 0 | 0 | 26,880 | |
JPMORGAN RESEARCH ENHANCED HIGH YIELD ETF | HIGH YLD RESRCH | 46641Q878 | 3,924 | 80,763 | SH | SOLE | NONE | 0 | 0 | 80,763 | |
VERIZON COMMUNICATIONS | COM | 92343V104 | 463 | 8,402 | SH | SOLE | NONE | 0 | 0 | 8,402 | |
ISHARES COHEN & STEERS REIT ETF | COHEN STEER REIT | 464287564 | 312 | 3,094 | SH | SOLE | NONE | 0 | 0 | 3,094 | |
PEPSICO INC COM | COM | 713448108 | 264 | 1,996 | SH | SOLE | NONE | 0 | 0 | 1,996 | |
HONEYWELL INTL INC | COM | 438516106 | 319 | 2,207 | SH | SOLE | NONE | 0 | 0 | 2,207 | |
FIRSTENERGY CORP | COM | 337932107 | 370 | 9,543 | SH | SOLE | NONE | 0 | 0 | 9,543 | |
XCEL ENERGY INC COM | COM | 98389B100 | 390 | 6,247 | SH | SOLE | NONE | 0 | 0 | 6,247 | |
SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | BLMBRG BRC CNVRT | 78464A359 | 12,683 | 209,652 | SH | SOLE | NONE | 0 | 0 | 209,652 | |
HOME DEPOT | COM | 437076102 | 665 | 2,655 | SH | SOLE | NONE | 0 | 0 | 2,655 | |
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | PORTFOLIO INTRMD | 78464A375 | 5,977 | 163,624 | SH | SOLE | NONE | 0 | 0 | 163,624 | |
ISHARES ESG USD CORPORATE BOND ETF | ESG AWRE USD ETF | 46435G193 | 616 | 22,303 | SH | SOLE | NONE | 0 | 0 | 22,303 | |
JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | GLOBAL BD OPRT | 46641Q852 | 7,287 | 146,696 | SH | SOLE | NONE | 0 | 0 | 146,696 | |
SPDR SER TR WELLS FARGO PFD STOCK ETF | WELLS FG PFD ETF | 78464A292 | 2,941 | 70,281 | SH | SOLE | NONE | 0 | 0 | 70,281 | |
HEALTH CARE SELECT SECTOR SPDR | SBI HEALTHCARE | 81369Y209 | 1,771 | 17,701 | SH | SOLE | NONE | 0 | 0 | 17,701 | |
CONSUMER STAPLES SELECT SECTOR SPDR | SBI CONS STPLS | 81369Y308 | 953 | 16,258 | SH | SOLE | NONE | 0 | 0 | 16,258 | |
SPDR PORTFOLIO S&P 400 MID CAP ETF | PORTFOLIO S&P400 | 78464A847 | 7,270 | 232,668 | SH | SOLE | NONE | 0 | 0 | 232,668 | |
JPMORGAN ULTRA-SHORT INCOME ETF | ULTRA SHRT INC | 46641Q837 | 5,298 | 104,444 | SH | SOLE | NONE | 0 | 0 | 104,444 | |
SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | PORTFOLIO SHORT | 78464A474 | 8,135 | 259,602 | SH | SOLE | NONE | 0 | 0 | 259,602 | |
ISHARES S&P SMALLCAP 600 ETF | CORE S&P SCP ETF | 464287804 | 4,232 | 61,977 | SH | SOLE | NONE | 0 | 0 | 61,977 | |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | SHRT TRM CORP BD | 92206C409 | 7,081 | 85,668 | SH | SOLE | NONE | 0 | 0 | 85,668 | |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | INT-TERM CORP | 92206C870 | 301 | 3,168 | SH | SOLE | NONE | 0 | 0 | 3,168 | |
MICROSOFT | COM | 594918104 | 885 | 4,352 | SH | SOLE | NONE | 0 | 0 | 4,352 | |
NIKE INC CLASS B | CL B | 654106103 | 897 | 9,149 | SH | SOLE | NONE | 0 | 0 | 9,149 | |
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | ULTRA SHT MUNCPL | 46641Q654 | 676 | 13,271 | SH | SOLE | NONE | 0 | 0 | 13,271 | |
FINANCIAL SELECT SECTOR SPDR | SBI INT-FINL | 81369Y605 | 1,183 | 51,124 | SH | SOLE | NONE | 0 | 0 | 51,124 | |
TEMPLETON GLOBAL INCOME FD INC | COM | 880198106 | 1,988 | 370,304 | SH | SOLE | NONE | 0 | 0 | 370,304 | |
WALGREENS BOOTS ALLIANCE INC COM | COM | 931427108 | 332 | 7,841 | SH | SOLE | NONE | 0 | 0 | 7,841 | |
WESTERN UN CO COM | COM | 959802109 | 525 | 24,325 | SH | SOLE | NONE | 0 | 0 | 24,325 | |
GABELLI CONV & INCOME SECS FD INC | COM | 36240B109 | 897 | 175,215 | SH | SOLE | NONE | 0 | 0 | 175,215 | |
WESTERN ASSET HIGH INCOME FUND II INC | COM | 95766J102 | 880 | 141,952 | SH | SOLE | NONE | 0 | 0 | 141,952 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 800 | 5,592 | SH | SOLE | NONE | 0 | 0 | 5,592 | |
VISA INC | COM CL A | 92826C839 | 938 | 4,859 | SH | SOLE | NONE | 0 | 0 | 4,859 | |
VANGUARD VALUE ETF | VALUE ETF | 922908744 | 638 | 6,410 | SH | SOLE | NONE | 0 | 0 | 6,410 | |
VANGUARD GROWTH ETF | GROWTH ETF | 922908736 | 967 | 4,786 | SH | SOLE | NONE | 0 | 0 | 4,786 | |
ISHARES TR S&P 1500 INDEX FD | CORE S&P TTL STK | 464287150 | 666 | 9,591 | SH | SOLE | NONE | 0 | 0 | 9,591 | |
PIONEER HIGH INCOME TR COM | COM | 72369H106 | 109 | 14,697 | SH | SOLE | NONE | 0 | 0 | 14,697 | |
FACEBOOK INC CL A | CL A | 30303M102 | 297 | 1,310 | SH | SOLE | NONE | 0 | 0 | 1,310 | |
BROADCOM INC COM | COM | 11135F101 | 815 | 2,582 | SH | SOLE | NONE | 0 | 0 | 2,582 | |
JOHNSON CTLS INTL PLC SHS | SHS | G51502105 | 549 | 16,107 | SH | SOLE | NONE | 0 | 0 | 16,107 | |
METLIFE INC COM | COM | 59156R108 | 452 | 12,396 | SH | SOLE | NONE | 0 | 0 | 12,396 | |
ISHARES 1-3 YR CREDIT BOND ETF | SH TR CRPORT ETF | 464288646 | 378 | 6,917 | SH | SOLE | NONE | 0 | 0 | 6,917 | |
ABBVIE INC COM | COM | 00287Y109 | 230 | 2,346 | SH | SOLE | NONE | 0 | 0 | 2,346 | |
SPDR BLACKSTONE/ GSO SENIOR LOAN ETF | BLKSTN GSOSRLN | 78467V608 | 4,471 | 103,079 | SH | SOLE | NONE | 0 | 0 | 103,079 | |
GENERAL DYNAMICS CORP COM | COM | 369550108 | 562 | 3,764 | SH | SOLE | NONE | 0 | 0 | 3,764 | |
MCDONALDS CORP COM | COM | 580135101 | 1,129 | 6,122 | SH | SOLE | NONE | 0 | 0 | 6,122 | |
CISCO SYS INC | COM | 17275R102 | 1,379 | 29,579 | SH | SOLE | NONE | 0 | 0 | 29,579 | |
ISHARES TR RUSSELL MIDCAP INDEX FD | RUS MID CAP ETF | 464287499 | 606 | 11,310 | SH | SOLE | NONE | 0 | 0 | 11,310 | |
AT&T INC COM | COM | 00206R102 | 1,420 | 46,978 | SH | SOLE | NONE | 0 | 0 | 46,978 | |
ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 770 | 20,357 | SH | SOLE | NONE | 0 | 0 | 20,357 | |
MATERIALS SELECT SECTOR SPDR | SBI MATERIALS | 81369Y100 | 485 | 8,619 | SH | SOLE | NONE | 0 | 0 | 8,619 | |
SPDR PORTFOLIO SHORT TERM TREASURY ETF | PORTFOLIO SH TSR | 78468R101 | 3,404 | 110,810 | SH | SOLE | NONE | 0 | 0 | 110,810 | |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | IBOXX HI YD ETF | 464288513 | 317 | 3,889 | SH | SOLE | NONE | 0 | 0 | 3,889 | |
NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | COM SHS | 6706EN100 | 102 | 13,069 | SH | SOLE | NONE | 0 | 0 | 13,069 | |
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | SBI CONS DISCR | 81369Y407 | 1,779 | 13,932 | SH | SOLE | NONE | 0 | 0 | 13,932 | |
INDUSTRIAL SELECT SECTOR SPDR | SBI INT-INDS | 81369Y704 | 1,025 | 14,920 | SH | SOLE | NONE | 0 | 0 | 14,920 | |
ISHARES SHORT MATURITY BOND ETF | SHT MAT BD ETF | 46431W507 | 1,742 | 34,834 | SH | SOLE | NONE | 0 | 0 | 34,834 | |
SPDR PORTFOLIO S&P 600 SMALL CAP ETF | PORTFOLIO S&P600 | 78468R853 | 5,112 | 192,410 | SH | SOLE | NONE | 0 | 0 | 192,410 | |
CALAMOS CONV OPPORTUNITIES & INCOME FD | SH BEN INT | 128117108 | 131 | 12,368 | SH | SOLE | NONE | 0 | 0 | 12,368 | |
ISHARES S&P 500 INDEX | CORE S&P500 ETF | 464287200 | 17,272 | 55,771 | SH | SOLE | NONE | 0 | 0 | 55,771 | |
ADVENT CLAYMORE CONVERTIBLE SECS & INC | COM | 00764C109 | 1,154 | 88,290 | SH | SOLE | NONE | 0 | 0 | 88,290 | |
WELLS FARGO CO NEW COM | COM | 949746101 | 220 | 8,632 | SH | SOLE | NONE | 0 | 0 | 8,632 | |
UNION PAC CORP COM | COM | 907818108 | 232 | 1,373 | SH | SOLE | NONE | 0 | 0 | 1,373 | |
ISHARES S&P U.S. PREFERRED STOCK ETF | PFD AND INCM SEC | 464288687 | 6,338 | 182,980 | SH | SOLE | NONE | 0 | 0 | 182,980 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 689 | 1,890 | SH | SOLE | NONE | 0 | 0 | 1,890 | |
JPMORGAN CHASE & CO COM | COM | 46625H100 | 1,273 | 13,537 | SH | SOLE | NONE | 0 | 0 | 13,537 | |
SPDR PORTFOLIO EMERGING MARKETS ETF | PORTFOLIO EMG MK | 78463X509 | 2,772 | 82,867 | SH | SOLE | NONE | 0 | 0 | 82,867 | |
CHEVRON CORP NEW COM | COM | 166764100 | 852 | 9,551 | SH | SOLE | NONE | 0 | 0 | 9,551 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 7,511 | 193,647 | SH | SOLE | NONE | 0 | 0 | 193,647 | |
WALMART INC COM | COM | 931142103 | 1,763 | 14,725 | SH | SOLE | NONE | 0 | 0 | 14,725 | |
INTL BUSINESS MACHINES | COM | 459200101 | 330 | 2,734 | SH | SOLE | NONE | 0 | 0 | 2,734 | |
ORACLE CORPORATION | COM | 68389X105 | 264 | 4,788 | SH | SOLE | NONE | 0 | 0 | 4,788 | |
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 1,862 | 47,028 | SH | SOLE | NONE | 0 | 0 | 47,028 | |
PFIZER INC COM | COM | 717081103 | 613 | 18,746 | SH | SOLE | NONE | 0 | 0 | 18,746 | |
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF | IBOXX INV CP ETF | 464287242 | 3,628 | 26,981 | SH | SOLE | NONE | 0 | 0 | 26,981 | |
3M CO COM | COM | 88579Y101 | 347 | 2,226 | SH | SOLE | NONE | 0 | 0 | 2,226 | |
CATERPILLAR INC DEL COM | COM | 149123101 | 396 | 3,133 | SH | SOLE | NONE | 0 | 0 | 3,133 | |
POWERSHARES EMERGING MKTS SOVEREIGN DEBT | EMRNG MKT SVRG | 46138E784 | 282 | 10,541 | SH | SOLE | NONE | 0 | 0 | 10,541 | |
SPDR PORTFOLIO S&P 500 ETF | PORTFOLIO S&P500 | 78464A854 | 12,769 | 352,275 | SH | SOLE | NONE | 0 | 0 | 352,275 | |
AXON ENTERPRISE INC COM | COM | 05464C101 | 981 | 10,000 | SH | SOLE | NONE | 0 | 0 | 10,000 | |
VANGUARD SHORT-TERM BOND INDEX FUND | SHORT TRM BOND | 921937827 | 5,222 | 62,835 | SH | SOLE | NONE | 0 | 0 | 62,835 | |
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | BLOOMBERG BRCLYS | 78468R622 | 9,665 | 95,549 | SH | SOLE | NONE | 0 | 0 | 95,549 | |
BRISTOL-MYERS SQUIBB CO COM | COM | 110122108 | 443 | 7,535 | SH | SOLE | NONE | 0 | 0 | 7,535 | |
ALTRIA GROUP INC COM | COM | 02209S103 | 201 | 5,130 | SH | SOLE | NONE | 0 | 0 | 5,130 | |
EXXON MOBIL CORP COM | COM | 30231G102 | 798 | 17,865 | SH | SOLE | NONE | 0 | 0 | 17,865 | |
COLGATE PALMOLIVE CO COM | COM | 194162103 | 293 | 4,004 | SH | SOLE | NONE | 0 | 0 | 4,004 | |
UTILITIES SELECT SECTOR SPDR FUND | SBI INT-UTILS | 81369Y886 | 533 | 9,462 | SH | SOLE | NONE | 0 | 0 | 9,462 | |
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 7,890 | 44,374 | SH | SOLE | NONE | 0 | 0 | 44,374 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,490 | 24,493 | SH | SOLE | NONE | 0 | 0 | 24,493 | |
APPLE INC | COM | 037833100 | 3,082 | 8,449 | SH | SOLE | NONE | 0 | 0 | 8,449 | |
DISNEY WALT CO COM DISNEY | COM DISNEY | 254687106 | 605 | 5,426 | SH | SOLE | NONE | 0 | 0 | 5,426 |