The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO COM | COM | 88579Y101 | 412 | 2,166 | SH | SOLE | NONE | 0 | 0 | 2,166 | |
ABBVIE INC COM | COM | 00287Y109 | 227 | 2,471 | SH | SOLE | NONE | 0 | 0 | 2,471 | |
ADVENT CLAYMORE CONVERTIBLE SECS & INC | COM | 00764C109 | 1,624 | 129,557 | SH | SOLE | NONE | 0 | 0 | 129,557 | |
ALPS TRUST ETF ALERIAN MLP | ALERIAN MLP | 00162Q866 | 3,217 | 368,513 | SH | SOLE | NONE | 0 | 0 | 368,513 | |
ALTRIA GROUP INC COM | COM | 02209S103 | 290 | 5,878 | SH | SOLE | NONE | 0 | 0 | 5,878 | |
AMAZON.COM INC | COM | 023135106 | 325 | 217 | SH | SOLE | NONE | 0 | 0 | 217 | |
ANALOG DEVICES INC COM | COM | 032654105 | 680 | 7,922 | SH | SOLE | NONE | 0 | 0 | 7,922 | |
APPLE INC | COM | 037833100 | 1,383 | 8,771 | SH | SOLE | NONE | 0 | 0 | 8,771 | |
ARES CAP CORP 4.375 01/15/2019 | NOTE 4.375% 1/1 | 04010LAM5 | 44 | 45,000 | SH | SOLE | NONE | 0 | 0 | 45,000 | |
AT&T INC COM | COM | 00206R102 | 1,141 | 39,991 | SH | SOLE | NONE | 0 | 0 | 39,991 | |
BOEING CO COM | COM | 097023105 | 217 | 675 | SH | SOLE | NONE | 0 | 0 | 675 | |
BRISTOL MYERS SQUIBB CO COM | COM | 110122108 | 795 | 15,301 | SH | SOLE | NONE | 0 | 0 | 15,301 | |
BROADCOM INC COM | COM | 11135F101 | 693 | 2,726 | SH | SOLE | NONE | 0 | 0 | 2,726 | |
CALAMOS CONV OPPORTUNITIES & INCOME FD | SH BEN INT | 128117108 | 113 | 12,860 | SH | SOLE | NONE | 0 | 0 | 12,860 | |
CHEVRON CORP NEW COM | COM | 166764100 | 978 | 8,996 | SH | SOLE | NONE | 0 | 0 | 8,996 | |
CISCO SYS INC | COM | 17275R102 | 638 | 14,745 | SH | SOLE | NONE | 0 | 0 | 14,745 | |
COCA COLA CO COM | COM | 191216100 | 1,036 | 21,893 | SH | SOLE | NONE | 0 | 0 | 21,893 | |
COLGATE PALMOLIVE CO COM | COM | 194162103 | 237 | 3,993 | SH | SOLE | NONE | 0 | 0 | 3,993 | |
COMERICA INC COM | COM | 200340107 | 538 | 7,836 | SH | SOLE | NONE | 0 | 0 | 7,836 | |
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD | SBI CONS DISCR | 81369Y407 | 1,303 | 13,169 | SH | SOLE | NONE | 0 | 0 | 13,169 | |
CONSUMER STAPLES SELECT SECTOR SPDR | SBI CONS STPLS | 81369Y308 | 1,173 | 23,109 | SH | SOLE | NONE | 0 | 0 | 23,109 | |
CUMMINS INC COM | COM | 231021106 | 566 | 4,241 | SH | SOLE | NONE | 0 | 0 | 4,241 | |
DISNEY WALT CO COM DISNEY | COM DISNEY | 254687106 | 546 | 4,986 | SH | SOLE | NONE | 0 | 0 | 4,986 | |
DOWDUPONT INC COM | COM | 26078J100 | 998 | 18,664 | SH | SOLE | NONE | 0 | 0 | 18,664 | |
DUKE ENERGY CORP NEW COM NEW | COM NEW | 26441C204 | 201 | 2,331 | SH | SOLE | NONE | 0 | 0 | 2,331 | |
ENERGY SELECT SECTOR SPDR | ENERGY | 81369Y506 | 1,222 | 21,311 | SH | SOLE | NONE | 0 | 0 | 21,311 | |
EXXON MOBIL CORP COM | COM | 30231G102 | 1,454 | 21,324 | SH | SOLE | NONE | 0 | 0 | 21,324 | |
FACEBOOK INC CL A | CL A | 30303M102 | 201 | 1,535 | SH | SOLE | NONE | 0 | 0 | 1,535 | |
FINANCIAL SELECT SECTOR SPDR | SBI INT-FINL | 81369Y605 | 784 | 32,951 | SH | SOLE | NONE | 0 | 0 | 32,951 | |
FIRSTENERGY CORP | COM | 337932107 | 328 | 8,760 | SH | SOLE | NONE | 0 | 0 | 8,760 | |
GABELLI CONV & INCOME SECS FD INC | COM | 36240B109 | 996 | 226,994 | SH | SOLE | NONE | 0 | 0 | 226,994 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 298 | 1,785 | SH | SOLE | NONE | 0 | 0 | 1,785 | |
H S B C HLDGS 6.20 ADRF SPONSORED ADR | ADR A 1/40PF A | 404280604 | 293 | 11,382 | SH | SOLE | NONE | 0 | 0 | 11,382 | |
HEALTH CARE SELECT SECTOR SPDR | SBI HEALTHCARE | 81369Y209 | 1,256 | 14,522 | SH | SOLE | NONE | 0 | 0 | 14,522 | |
HOME DEPOT | COM | 437076102 | 485 | 2,824 | SH | SOLE | NONE | 0 | 0 | 2,824 | |
HONEYWELL INTL INC | COM | 438516106 | 633 | 4,798 | SH | SOLE | NONE | 0 | 0 | 4,798 | |
INDUSTRIAL SELECT SECTOR SPDR | SBI INT-INDS | 81369Y704 | 1,066 | 16,559 | SH | SOLE | NONE | 0 | 0 | 16,559 | |
INTEL CORP COM | COM | 458140100 | 1,117 | 23,820 | SH | SOLE | NONE | 0 | 0 | 23,820 | |
INTL BUSINESS MACHINES | COM | 459200101 | 273 | 2,410 | SH | SOLE | NONE | 0 | 0 | 2,410 | |
INVESCO INTERNATIONAL CORPORATE BOND ETF | INTL CORP BD | 46138E636 | 2,174 | 86,356 | SH | SOLE | NONE | 0 | 0 | 86,356 | |
ISHARES 1-3 YR CREDIT BOND ETF | SH TR CRPORT ETF | 464288646 | 754 | 14,608 | SH | SOLE | NONE | 0 | 0 | 14,608 | |
ISHARES COHEN & STEERS REIT ETF | COHEN STEER REIT | 464287564 | 392 | 4,100 | SH | SOLE | NONE | 0 | 0 | 4,100 | |
ISHARES CORE S&P MID CAP ETF | CORE S&P MCP ETF | 464287507 | 7,997 | 48,159 | SH | SOLE | NONE | 0 | 0 | 48,159 | |
ISHARES CORE U.S. REIT ETF | CRE U S REIT ETF | 464288521 | 429 | 9,587 | SH | SOLE | NONE | 0 | 0 | 9,587 | |
ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF | IBOXX INV CP ETF | 464287242 | 3,915 | 34,704 | SH | SOLE | NONE | 0 | 0 | 34,704 | |
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF | IBOXX HI YD ETF | 464288513 | 368 | 4,539 | SH | SOLE | NONE | 0 | 0 | 4,539 | |
ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF | JPMORGAN USD EMG | 464288281 | 787 | 7,575 | SH | SOLE | NONE | 0 | 0 | 7,575 | |
ISHARES MSCI EAFE ESG SELECT ETF | ESG MSCI EAFE | 46435G516 | 2,868 | 49,999 | SH | SOLE | NONE | 0 | 0 | 49,999 | |
ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 1,403 | 23,877 | SH | SOLE | NONE | 0 | 0 | 23,877 | |
ISHARES MSCI EMERGING MARKETS ETF | MSCI EMG MKT ETF | 464287234 | 666 | 17,059 | SH | SOLE | NONE | 0 | 0 | 17,059 | |
ISHARES RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 648 | 4,843 | SH | SOLE | NONE | 0 | 0 | 4,843 | |
ISHARES S&P 500 INDEX | CORE S&P500 ETF | 464287200 | 14,551 | 57,833 | SH | SOLE | NONE | 0 | 0 | 57,833 | |
ISHARES S&P SMALLCAP 600 ETF | CORE S&P SCP ETF | 464287804 | 4,450 | 64,200 | SH | SOLE | NONE | 0 | 0 | 64,200 | |
ISHARES S&P U.S. PREFERRED STOCK ETF | S&P US PFD STK | 464288687 | 6,831 | 199,578 | SH | SOLE | NONE | 0 | 0 | 199,578 | |
ISHARES SHORT MATURITY BOND ETF | SHT MAT BD ETF | 46431W507 | 1,116 | 22,396 | SH | SOLE | NONE | 0 | 0 | 22,396 | |
ISHARES SHORT MATURITY MUNICIPAL BOND ETF | SHT MAT MUN ETF | 46431W838 | 270 | 5,411 | SH | SOLE | NONE | 0 | 0 | 5,411 | |
ISHARES TR RUSSELL MIDCAP INDEX FD | RUS MID CAP ETF | 464287499 | 352 | 7,594 | SH | SOLE | NONE | 0 | 0 | 7,594 | |
ISHARES TR S&P 1500 INDEX FD | CORE S&P TTL STK | 464287150 | 796 | 14,025 | SH | SOLE | NONE | 0 | 0 | 14,025 | |
JOHNSON & JOHNSON COM | COM | 478160104 | 1,182 | 9,164 | SH | SOLE | NONE | 0 | 0 | 9,164 | |
JP MORGAN ALERIAN MLP ETN | ALERIAN ML ETN | 46625H365 | 4,322 | 193,659 | SH | SOLE | NONE | 0 | 0 | 193,659 | |
JPMORGAN CHASE & CO COM | COM | 46625H100 | 1,302 | 13,345 | SH | SOLE | NONE | 0 | 0 | 13,345 | |
JPMORGAN DISCIPLINED HIGH YIELD ETF | DCPLND HG YLD | 46641Q878 | 1,441 | 30,267 | SH | SOLE | NONE | 0 | 0 | 30,267 | |
JPMORGAN GLOBAL BOND OPPORTUNITIES ETF | GLOBAL BD OPRT | 46641Q852 | 833 | 17,616 | SH | SOLE | NONE | 0 | 0 | 17,616 | |
JPMORGAN ULTRA-SHORT INCOME ETF | ULTRA SHRT INC | 46641Q837 | 2,478 | 49,433 | SH | SOLE | NONE | 0 | 0 | 49,433 | |
MATERIALS SELECT SECTOR SPDR | SBI MATERIALS | 81369Y100 | 438 | 8,671 | SH | SOLE | NONE | 0 | 0 | 8,671 | |
MCDONALDS CORP COM | COM | 580135101 | 966 | 5,444 | SH | SOLE | NONE | 0 | 0 | 5,444 | |
MEDTRONIC PLC SHS | SHS | G5960L103 | 707 | 7,782 | SH | SOLE | NONE | 0 | 0 | 7,782 | |
MERCK & CO INC | COM | 58933Y105 | 917 | 12,003 | SH | SOLE | NONE | 0 | 0 | 12,003 | |
METLIFE INC COM | COM | 59156R108 | 517 | 12,593 | SH | SOLE | NONE | 0 | 0 | 12,593 | |
MICROSOFT | COM | 594918104 | 335 | 3,305 | SH | SOLE | NONE | 0 | 0 | 3,305 | |
NIKE INC CLASS B | CL B | 654106103 | 779 | 10,507 | SH | SOLE | NONE | 0 | 0 | 10,507 | |
NUVEEN FLOATING RATEINCOME OPPORTUNITY FD | COM SHS | 6706EN100 | 253 | 28,054 | SH | SOLE | NONE | 0 | 0 | 28,054 | |
NUVEEN REAL ASSET INM AND GWTH COM | COM | 67074Y105 | 184 | 13,546 | SH | SOLE | NONE | 0 | 0 | 13,546 | |
PEPSICO INC COM | COM | 713448108 | 254 | 2,299 | SH | SOLE | NONE | 0 | 0 | 2,299 | |
PFIZER INC COM | COM | 717081103 | 706 | 16,189 | SH | SOLE | NONE | 0 | 0 | 16,189 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 274 | 4,115 | SH | SOLE | NONE | 0 | 0 | 4,115 | |
PIMCO 1-5 YEAR US TIPS INDEX FUND | 1-5 US TIP IDX | 72201R205 | 219 | 4,322 | SH | SOLE | NONE | 0 | 0 | 4,322 | |
PIONEER HIGH INCOME TR COM | COM | 72369H106 | 218 | 27,424 | SH | SOLE | NONE | 0 | 0 | 27,424 | |
POWERSHARES EMERGING MKTS SOVEREIGN DEBT | EMRNG MKT SVRG | 46138E784 | 2,704 | 102,348 | SH | SOLE | NONE | 0 | 0 | 102,348 | |
PROCTER AND GAMBLE CO COM | COM | 742718109 | 1,217 | 13,240 | SH | SOLE | NONE | 0 | 0 | 13,240 | |
SPDR BARCLAYS CAPITAL SHORT TERM CORP BD | PORTFOLIO SHORT | 78464A474 | 6,247 | 207,271 | SH | SOLE | NONE | 0 | 0 | 207,271 | |
SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF | BLMBRG BRC CNVRT | 78464A359 | 9,160 | 195,774 | SH | SOLE | NONE | 0 | 0 | 195,774 | |
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF | BLOOMBERG BRCLYS | 78464A417 | 10,460 | 311,412 | SH | SOLE | NONE | 0 | 0 | 311,412 | |
SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF | BLOMBRG BRC INTL | 78464A151 | 2,386 | 72,453 | SH | SOLE | NONE | 0 | 0 | 72,453 | |
SPDR DOW JONES INDUSTRIAL ETF | UT SER 1 | 78467X109 | 2,179 | 9,347 | SH | SOLE | NONE | 0 | 0 | 9,347 | |
SPDR PORTFOLIO EMERGING MARKETS ETF | PORTFOLIO EMG MK | 78463X509 | 2,652 | 81,971 | SH | SOLE | NONE | 0 | 0 | 81,971 | |
SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | PORTFOLIO INTRMD | 78464A375 | 4,296 | 130,040 | SH | SOLE | NONE | 0 | 0 | 130,040 | |
SPDR PORTFOLIO LARGE CAP ETF | PORTFOLIO LR ETF | 78464A854 | 5,453 | 186,691 | SH | SOLE | NONE | 0 | 0 | 186,691 | |
SPDR PORTFOLIO MID CAP ETF | PORTFOLIO MD ETF | 78464A847 | 2,054 | 69,835 | SH | SOLE | NONE | 0 | 0 | 69,835 | |
SPDR PORTFOLIO SMALL CAP ETF | PORTFOLIO SM ETF | 78468R853 | 2,402 | 91,147 | SH | SOLE | NONE | 0 | 0 | 91,147 | |
SPDR S&P 500 ETF | TR UNIT | 78462F103 | 4,604 | 18,425 | SH | SOLE | NONE | 0 | 0 | 18,425 | |
SPDR SER TR WELLS FARGO PFD STOCK ETF | WELLS FG PFD ETF | 78464A292 | 1,527 | 38,609 | SH | SOLE | NONE | 0 | 0 | 38,609 | |
TECHNOLOGY SELECT SECTOR SPDR | TECHNOLOGY | 81369Y803 | 2,154 | 34,766 | SH | SOLE | NONE | 0 | 0 | 34,766 | |
TEMPLETON EMERGING MARKETS INC FD INC | COM | 880192109 | 337 | 35,117 | SH | SOLE | NONE | 0 | 0 | 35,117 | |
TEMPLETON GLOBAL INCOME FD INC | COM | 880198106 | 2,928 | 485,598 | SH | SOLE | NONE | 0 | 0 | 485,598 | |
TRAVELERS COMPANIES INC COM | COM | 89417E109 | 259 | 2,167 | SH | SOLE | NONE | 0 | 0 | 2,167 | |
UNITED TECHNOLOGIES CORP COM | COM | 913017109 | 246 | 2,312 | SH | SOLE | NONE | 0 | 0 | 2,312 | |
UTILITIES SELECT SECTOR SPDR FUND | SBI INT-UTILS | 81369Y886 | 653 | 12,348 | SH | SOLE | NONE | 0 | 0 | 12,348 | |
VANGUARD FTSE DEVELOPED MARKETS ETF | FTSE DEV MKT ETF | 921943858 | 8,445 | 227,640 | SH | SOLE | NONE | 0 | 0 | 227,640 | |
VANGUARD FTSE EMERGING MARKETS ETF | FTSE EMR MKT ETF | 922042858 | 2,766 | 72,616 | SH | SOLE | NONE | 0 | 0 | 72,616 | |
VANGUARD GROWTH ETF | GROWTH ETF | 922908736 | 627 | 4,670 | SH | SOLE | NONE | 0 | 0 | 4,670 | |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF | INT-TERM CORP | 92206C870 | 864 | 10,431 | SH | SOLE | NONE | 0 | 0 | 10,431 | |
VANGUARD REIT INDEX ETF | REAL ESTATE ETF | 922908553 | 1,267 | 16,995 | SH | SOLE | NONE | 0 | 0 | 16,995 | |
VANGUARD SHORT-TERM BOND INDEX FUND | SHORT TRM BOND | 921937827 | 4,242 | 53,992 | SH | SOLE | NONE | 0 | 0 | 53,992 | |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | SHRT TRM CORP BD | 92206C409 | 6,109 | 78,386 | SH | SOLE | NONE | 0 | 0 | 78,386 | |
VANGUARD VALUE ETF | VALUE ETF | 922908744 | 561 | 5,737 | SH | SOLE | NONE | 0 | 0 | 5,737 | |
VERIZON COMMUNICATIONS | COM | 92343V104 | 486 | 8,655 | SH | SOLE | NONE | 0 | 0 | 8,655 | |
VISA INC | COM CL A | 92826C839 | 694 | 5,266 | SH | SOLE | NONE | 0 | 0 | 5,266 | |
WALGREENS BOOTS ALLIANCE INC COM | COM | 931427108 | 238 | 3,492 | SH | SOLE | NONE | 0 | 0 | 3,492 | |
WALMART INC COM | COM | 931142103 | 1,418 | 15,229 | SH | SOLE | NONE | 0 | 0 | 15,229 | |
WELLS FARGO CO NEW COM | COM | 949746101 | 533 | 11,570 | SH | SOLE | NONE | 0 | 0 | 11,570 | |
WESTERN ASSET HIGH INCOME FUND II INC | COM | 95766J102 | 1,110 | 192,748 | SH | SOLE | NONE | 0 | 0 | 192,748 | |
XCEL ENERGY INC COM | COM | 98389B100 | 334 | 6,790 | SH | SOLE | NONE | 0 | 0 | 6,790 | |
YUM! BRANDS INC | COM | 988498101 | 814 | 8,860 | SH | SOLE | NONE | 0 | 0 | 8,860 |