0001606587-19-000161.txt : 20190205 0001606587-19-000161.hdr.sgml : 20190205 20190205154509 ACCESSION NUMBER: 0001606587-19-000161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 EFFECTIVENESS DATE: 20190205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 19567746 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 12-31-2018 12-31-2018 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald Peppler 480-515-4410 Don Peppler Phoenix AZ 02-05-2019 0 114 193299 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM COM 88579Y101 412 2166 SH SOLE NONE 0 0 2166 ABBVIE INC COM COM 00287Y109 227 2471 SH SOLE NONE 0 0 2471 ADVENT CLAYMORE CONVERTIBLE SECS & INC COM 00764C109 1624 129557 SH SOLE NONE 0 0 129557 ALPS TRUST ETF ALERIAN MLP ALERIAN MLP 00162Q866 3217 368513 SH SOLE NONE 0 0 368513 ALTRIA GROUP INC COM COM 02209S103 290 5878 SH SOLE NONE 0 0 5878 AMAZON.COM INC COM 023135106 325 217 SH SOLE NONE 0 0 217 ANALOG DEVICES INC COM COM 032654105 680 7922 SH SOLE NONE 0 0 7922 APPLE INC COM 037833100 1383 8771 SH SOLE NONE 0 0 8771 ARES CAP CORP 4.375 01/15/2019 NOTE 4.375% 1/1 04010LAM5 44 45000 SH SOLE NONE 0 0 45000 AT&T INC COM COM 00206R102 1141 39991 SH SOLE NONE 0 0 39991 BOEING CO COM COM 097023105 217 675 SH SOLE NONE 0 0 675 BRISTOL MYERS SQUIBB CO COM COM 110122108 795 15301 SH SOLE NONE 0 0 15301 BROADCOM INC COM COM 11135F101 693 2726 SH SOLE NONE 0 0 2726 CALAMOS CONV OPPORTUNITIES & INCOME FD SH BEN INT 128117108 113 12860 SH SOLE NONE 0 0 12860 CHEVRON CORP NEW COM COM 166764100 978 8996 SH SOLE NONE 0 0 8996 CISCO SYS INC COM 17275R102 638 14745 SH SOLE NONE 0 0 14745 COCA COLA CO COM COM 191216100 1036 21893 SH SOLE NONE 0 0 21893 COLGATE PALMOLIVE CO COM COM 194162103 237 3993 SH SOLE NONE 0 0 3993 COMERICA INC COM COM 200340107 538 7836 SH SOLE NONE 0 0 7836 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 1303 13169 SH SOLE NONE 0 0 13169 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1173 23109 SH SOLE NONE 0 0 23109 CUMMINS INC COM COM 231021106 566 4241 SH SOLE NONE 0 0 4241 DISNEY WALT CO COM DISNEY COM DISNEY 254687106 546 4986 SH SOLE NONE 0 0 4986 DOWDUPONT INC COM COM 26078J100 998 18664 SH SOLE NONE 0 0 18664 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 201 2331 SH SOLE NONE 0 0 2331 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 1222 21311 SH SOLE NONE 0 0 21311 EXXON MOBIL CORP COM COM 30231G102 1454 21324 SH SOLE NONE 0 0 21324 FACEBOOK INC CL A CL A 30303M102 201 1535 SH SOLE NONE 0 0 1535 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 784 32951 SH SOLE NONE 0 0 32951 FIRSTENERGY CORP COM 337932107 328 8760 SH SOLE NONE 0 0 8760 GABELLI CONV & INCOME SECS FD INC COM 36240B109 996 226994 SH SOLE NONE 0 0 226994 GOLDMAN SACHS GROUP INC COM 38141G104 298 1785 SH SOLE NONE 0 0 1785 H S B C HLDGS 6.20 ADRF SPONSORED ADR ADR A 1/40PF A 404280604 293 11382 SH SOLE NONE 0 0 11382 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 1256 14522 SH SOLE NONE 0 0 14522 HOME DEPOT COM 437076102 485 2824 SH SOLE NONE 0 0 2824 HONEYWELL INTL INC COM 438516106 633 4798 SH SOLE NONE 0 0 4798 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 1066 16559 SH SOLE NONE 0 0 16559 INTEL CORP COM COM 458140100 1117 23820 SH SOLE NONE 0 0 23820 INTL BUSINESS MACHINES COM 459200101 273 2410 SH SOLE NONE 0 0 2410 INVESCO INTERNATIONAL CORPORATE BOND ETF INTL CORP BD 46138E636 2174 86356 SH SOLE NONE 0 0 86356 ISHARES 1-3 YR CREDIT BOND ETF SH TR CRPORT ETF 464288646 754 14608 SH SOLE NONE 0 0 14608 ISHARES COHEN & STEERS REIT ETF COHEN STEER REIT 464287564 392 4100 SH SOLE NONE 0 0 4100 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 7997 48159 SH SOLE NONE 0 0 48159 ISHARES CORE U.S. REIT ETF CRE U S REIT ETF 464288521 429 9587 SH SOLE NONE 0 0 9587 ISHARES IBOXX INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 3915 34704 SH SOLE NONE 0 0 34704 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 368 4539 SH SOLE NONE 0 0 4539 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF JPMORGAN USD EMG 464288281 787 7575 SH SOLE NONE 0 0 7575 ISHARES MSCI EAFE ESG SELECT ETF ESG MSCI EAFE 46435G516 2868 49999 SH SOLE NONE 0 0 49999 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1403 23877 SH SOLE NONE 0 0 23877 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 666 17059 SH SOLE NONE 0 0 17059 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 648 4843 SH SOLE NONE 0 0 4843 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 14551 57833 SH SOLE NONE 0 0 57833 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 4450 64200 SH SOLE NONE 0 0 64200 ISHARES S&P U.S. PREFERRED STOCK ETF S&P US PFD STK 464288687 6831 199578 SH SOLE NONE 0 0 199578 ISHARES SHORT MATURITY BOND ETF SHT MAT BD ETF 46431W507 1116 22396 SH SOLE NONE 0 0 22396 ISHARES SHORT MATURITY MUNICIPAL BOND ETF SHT MAT MUN ETF 46431W838 270 5411 SH SOLE NONE 0 0 5411 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID CAP ETF 464287499 352 7594 SH SOLE NONE 0 0 7594 ISHARES TR S&P 1500 INDEX FD CORE S&P TTL STK 464287150 796 14025 SH SOLE NONE 0 0 14025 JOHNSON & JOHNSON COM COM 478160104 1182 9164 SH SOLE NONE 0 0 9164 JP MORGAN ALERIAN MLP ETN ALERIAN ML ETN 46625H365 4322 193659 SH SOLE NONE 0 0 193659 JPMORGAN CHASE & CO COM COM 46625H100 1302 13345 SH SOLE NONE 0 0 13345 JPMORGAN DISCIPLINED HIGH YIELD ETF DCPLND HG YLD 46641Q878 1441 30267 SH SOLE NONE 0 0 30267 JPMORGAN GLOBAL BOND OPPORTUNITIES ETF GLOBAL BD OPRT 46641Q852 833 17616 SH SOLE NONE 0 0 17616 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 2478 49433 SH SOLE NONE 0 0 49433 MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 438 8671 SH SOLE NONE 0 0 8671 MCDONALDS CORP COM COM 580135101 966 5444 SH SOLE NONE 0 0 5444 MEDTRONIC PLC SHS SHS G5960L103 707 7782 SH SOLE NONE 0 0 7782 MERCK & CO INC COM 58933Y105 917 12003 SH SOLE NONE 0 0 12003 METLIFE INC COM COM 59156R108 517 12593 SH SOLE NONE 0 0 12593 MICROSOFT COM 594918104 335 3305 SH SOLE NONE 0 0 3305 NIKE INC CLASS B CL B 654106103 779 10507 SH SOLE NONE 0 0 10507 NUVEEN FLOATING RATEINCOME OPPORTUNITY FD COM SHS 6706EN100 253 28054 SH SOLE NONE 0 0 28054 NUVEEN REAL ASSET INM AND GWTH COM COM 67074Y105 184 13546 SH SOLE NONE 0 0 13546 PEPSICO INC COM COM 713448108 254 2299 SH SOLE NONE 0 0 2299 PFIZER INC COM COM 717081103 706 16189 SH SOLE NONE 0 0 16189 PHILIP MORRIS INTL INC COM 718172109 274 4115 SH SOLE NONE 0 0 4115 PIMCO 1-5 YEAR US TIPS INDEX FUND 1-5 US TIP IDX 72201R205 219 4322 SH SOLE NONE 0 0 4322 PIONEER HIGH INCOME TR COM COM 72369H106 218 27424 SH SOLE NONE 0 0 27424 POWERSHARES EMERGING MKTS SOVEREIGN DEBT EMRNG MKT SVRG 46138E784 2704 102348 SH SOLE NONE 0 0 102348 PROCTER AND GAMBLE CO COM COM 742718109 1217 13240 SH SOLE NONE 0 0 13240 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD PORTFOLIO SHORT 78464A474 6247 207271 SH SOLE NONE 0 0 207271 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF BLMBRG BRC CNVRT 78464A359 9160 195774 SH SOLE NONE 0 0 195774 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF BLOOMBERG BRCLYS 78464A417 10460 311412 SH SOLE NONE 0 0 311412 SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF BLOMBRG BRC INTL 78464A151 2386 72453 SH SOLE NONE 0 0 72453 SPDR DOW JONES INDUSTRIAL ETF UT SER 1 78467X109 2179 9347 SH SOLE NONE 0 0 9347 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 2652 81971 SH SOLE NONE 0 0 81971 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF PORTFOLIO INTRMD 78464A375 4296 130040 SH SOLE NONE 0 0 130040 SPDR PORTFOLIO LARGE CAP ETF PORTFOLIO LR ETF 78464A854 5453 186691 SH SOLE NONE 0 0 186691 SPDR PORTFOLIO MID CAP ETF PORTFOLIO MD ETF 78464A847 2054 69835 SH SOLE NONE 0 0 69835 SPDR PORTFOLIO SMALL CAP ETF PORTFOLIO SM ETF 78468R853 2402 91147 SH SOLE NONE 0 0 91147 SPDR S&P 500 ETF TR UNIT 78462F103 4604 18425 SH SOLE NONE 0 0 18425 SPDR SER TR WELLS FARGO PFD STOCK ETF WELLS FG PFD ETF 78464A292 1527 38609 SH SOLE NONE 0 0 38609 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 2154 34766 SH SOLE NONE 0 0 34766 TEMPLETON EMERGING MARKETS INC FD INC COM 880192109 337 35117 SH SOLE NONE 0 0 35117 TEMPLETON GLOBAL INCOME FD INC COM 880198106 2928 485598 SH SOLE NONE 0 0 485598 TRAVELERS COMPANIES INC COM COM 89417E109 259 2167 SH SOLE NONE 0 0 2167 UNITED TECHNOLOGIES CORP COM COM 913017109 246 2312 SH SOLE NONE 0 0 2312 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 653 12348 SH SOLE NONE 0 0 12348 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 8445 227640 SH SOLE NONE 0 0 227640 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2766 72616 SH SOLE NONE 0 0 72616 VANGUARD GROWTH ETF GROWTH ETF 922908736 627 4670 SH SOLE NONE 0 0 4670 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 864 10431 SH SOLE NONE 0 0 10431 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 1267 16995 SH SOLE NONE 0 0 16995 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 4242 53992 SH SOLE NONE 0 0 53992 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND SHRT TRM CORP BD 92206C409 6109 78386 SH SOLE NONE 0 0 78386 VANGUARD VALUE ETF VALUE ETF 922908744 561 5737 SH SOLE NONE 0 0 5737 VERIZON COMMUNICATIONS COM 92343V104 486 8655 SH SOLE NONE 0 0 8655 VISA INC COM CL A 92826C839 694 5266 SH SOLE NONE 0 0 5266 WALGREENS BOOTS ALLIANCE INC COM COM 931427108 238 3492 SH SOLE NONE 0 0 3492 WALMART INC COM COM 931142103 1418 15229 SH SOLE NONE 0 0 15229 WELLS FARGO CO NEW COM COM 949746101 533 11570 SH SOLE NONE 0 0 11570 WESTERN ASSET HIGH INCOME FUND II INC COM 95766J102 1110 192748 SH SOLE NONE 0 0 192748 XCEL ENERGY INC COM COM 98389B100 334 6790 SH SOLE NONE 0 0 6790 YUM! BRANDS INC COM 988498101 814 8860 SH SOLE NONE 0 0 8860