0001606587-18-000856.txt : 20181109 0001606587-18-000856.hdr.sgml : 20181109 20181109155616 ACCESSION NUMBER: 0001606587-18-000856 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181109 DATE AS OF CHANGE: 20181109 EFFECTIVENESS DATE: 20181109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 181172996 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 09-30-2018 09-30-2018 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald Peppler 480-515-4410 Don Peppler Phoenix AZ 11-09-2018 0 117 221524 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM COM 88579Y101 455 2162 SH SOLE NONE 2162 0 0 ABBVIE INC COM COM 00287Y109 1018 10763 SH SOLE NONE 10763 0 0 ADVENT CLAYMORE CONVERTIBLE SECS & INC COM 00764C109 2116 135054 SH SOLE NONE 135054 0 0 ALEXANDRIA REAL ESTATE EQ INC COM COM 015271109 701 5574 SH SOLE NONE 5574 0 0 ALPS TRUST ETF ALERIAN MLP ALERIAN MLP 00162Q866 4143 387958 SH SOLE NONE 387958 0 0 ALTRIA GROUP INC COM COM 02209S103 603 10007 SH SOLE NONE 10007 0 0 AMAZON.COM INC COM 023135106 390 195 SH SOLE NONE 195 0 0 ANALOG DEVICES INC COM COM 032654105 743 8037 SH SOLE NONE 8037 0 0 APPLE INC COM 037833100 2062 9135 SH SOLE NONE 9135 0 0 ARES CAP CORP 4.375 01/15/2019 NOTE 4.375% 1/1 04010LAM5 45 45000 SH SOLE NONE 45000 0 0 AT&T INC COM COM 00206R102 1337 39838 SH SOLE NONE 39838 0 0 BOEING CO COM COM 097023105 233 627 SH SOLE NONE 627 0 0 BRISTOL MYERS SQUIBB CO COM COM 110122108 997 16067 SH SOLE NONE 16067 0 0 BROADCOM INC COM COM 11135F101 687 2787 SH SOLE NONE 2787 0 0 CALAMOS CONV OPPORTUNITIES & INCOME FD SH BEN INT 128117108 152 12636 SH SOLE NONE 12636 0 0 CATERPILLAR INC DEL COM COM 149123101 270 1776 SH SOLE NONE 1776 0 0 CHEVRON CORP NEW COM COM 166764100 1029 8416 SH SOLE NONE 8416 0 0 CISCO SYS INC COM 17275R102 720 14819 SH SOLE NONE 14819 0 0 COCA COLA CO COM COM 191216100 1675 36267 SH SOLE NONE 36267 0 0 COLGATE PALMOLIVE CO COM COM 194162103 267 3991 SH SOLE NONE 3991 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 1562 13331 SH SOLE NONE 13331 0 0 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1317 24429 SH SOLE NONE 24429 0 0 CUMMINS INC COM COM 231021106 645 4417 SH SOLE NONE 4417 0 0 DISNEY WALT CO COM DISNEY COM DISNEY 254687106 478 4089 SH SOLE NONE 4089 0 0 DOWDUPONT INC COM COM 26078J100 1111 17277 SH SOLE NONE 17277 0 0 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 219 2740 SH SOLE NONE 2740 0 0 ENERGY SELECT SECTOR SPDR ENERGY 81369Y506 1661 21931 SH SOLE NONE 21931 0 0 EXXON MOBIL CORP COM COM 30231G102 1862 21903 SH SOLE NONE 21903 0 0 FACEBOOK INC CL A CL A 30303M102 252 1535 SH SOLE NONE 1535 0 0 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 918 33314 SH SOLE NONE 33314 0 0 FIRSTENERGY CORP COM 337932107 325 8760 SH SOLE NONE 8760 0 0 GABELLI CONV & INCOME SECS FD INC COM 36240B109 1357 238610 SH SOLE NONE 238610 0 0 GENERAL ELECTRIC CO COM COM 369604103 679 60149 SH SOLE NONE 60149 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 354 1582 SH SOLE NONE 1582 0 0 H S B C HLDGS 6.20 ADRF SPONSORED ADR ADR A 1/40PF A 404280604 289 11268 SH SOLE NONE 11268 0 0 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 1412 14840 SH SOLE NONE 14840 0 0 HOME DEPOT COM 437076102 590 2849 SH SOLE NONE 2849 0 0 HONEYWELL INTL INC COM 438516106 815 4899 SH SOLE NONE 4899 0 0 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 1311 16729 SH SOLE NONE 16729 0 0 INTEL CORP COM COM 458140100 1113 23536 SH SOLE NONE 23536 0 0 INTL BUSINESS MACHINES COM 459200101 365 2417 SH SOLE NONE 2417 0 0 INVESCO INTERNATIONAL CORPORATE BOND ETF INTL CORP BD 46138E636 2898 111706 SH SOLE NONE 111706 0 0 ISHARES 1-3 YR CREDIT BOND ETF SH TR CRPORT ETF 464288646 1618 31233 SH SOLE NONE 31233 0 0 ISHARES COHEN & STEERS REIT ETF COHEN STEER REIT 464287564 438 4383 SH SOLE NONE 4383 0 0 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 9853 48951 SH SOLE NONE 48951 0 0 ISHARES CORE U.S. REIT ETF CRE U S REIT ETF 464288521 365 7555 SH SOLE NONE 7555 0 0 ISHARES GLOBAL TECH ETF GLOBAL TECH ETF 464287291 210 1200 SH SOLE NONE 1200 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 4346 37819 SH SOLE NONE 37819 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 392 4540 SH SOLE NONE 4540 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF JPMORGAN USD EMG 464288281 836 7761 SH SOLE NONE 7761 0 0 ISHARES MSCI EAFE ESG SELECT ETF MSCI EAFE ESG OP 46435G516 2639 39866 SH SOLE NONE 39866 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1633 24031 SH SOLE NONE 24031 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 760 17727 SH SOLE NONE 17727 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 834 4952 SH SOLE NONE 4952 0 0 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 16801 57396 SH SOLE NONE 57396 0 0 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 5654 64816 SH SOLE NONE 64816 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF S&P US PFD STK 464288687 7649 206012 SH SOLE NONE 206012 0 0 ISHARES SHORT MATURITY BOND ETF SHT MAT BD ETF 46431W507 1502 29944 SH SOLE NONE 29944 0 0 ISHARES SHORT MATURITY MUNICIPAL BOND ETF SHT MAT MUN ETF 46431W838 379 7588 SH SOLE NONE 7588 0 0 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 208 1291 SH SOLE NONE 1291 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID CAP ETF 464287499 418 1897 SH SOLE NONE 1897 0 0 ISHARES TR S&P 1500 INDEX FD CORE S&P TTL STK 464287150 906 13603 SH SOLE NONE 13603 0 0 JOHNSON & JOHNSON COM COM 478160104 1343 9720 SH SOLE NONE 9720 0 0 JP MORGAN ALERIAN MLP ETN ALERIAN ML ETN 46625H365 5298 192954 SH SOLE NONE 192954 0 0 JPMORGAN CHASE & CO COM COM 46625H100 1420 12592 SH SOLE NONE 12592 0 0 JPMORGAN DISCIPLINED HIGH YIELD ETF DCPLND HG YLD 46641Q878 1291 25968 SH SOLE NONE 25968 0 0 JPMORGAN ULTRA-SHORT INCOME ETF ULTRA SHRT INC 46641Q837 2128 42442 SH SOLE NONE 42442 0 0 MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 500 8647 SH SOLE NONE 8647 0 0 MCDONALDS CORP COM COM 580135101 995 5947 SH SOLE NONE 5947 0 0 MERCK & CO INC COM 58933Y105 814 11483 SH SOLE NONE 11483 0 0 METLIFE INC COM COM 59156R108 619 13269 SH SOLE NONE 13269 0 0 MICROSOFT COM 594918104 488 4271 SH SOLE NONE 4271 0 0 NIKE INC CLASS B CL B 654106103 975 11519 SH SOLE NONE 11519 0 0 NUVEEN FLOATING RATEINCOME OPPORTUNITY FD COM SHS 6706EN100 362 35148 SH SOLE NONE 35148 0 0 NUVEEN REAL ASSET INM AND GWTH COM COM 67074Y105 234 14565 SH SOLE NONE 14565 0 0 PEPSICO INC COM COM 713448108 336 3012 SH SOLE NONE 3012 0 0 PFIZER INC COM COM 717081103 743 16876 SH SOLE NONE 16876 0 0 PHILIP MORRIS INTL INC COM 718172109 443 5441 SH SOLE NONE 5441 0 0 PIMCO 1-5 YEAR US TIPS INDEX FUND 1-5 US TIP IDX 72201R205 444 8669 SH SOLE NONE 8669 0 0 PIONEER HIGH INCOME TR COM COM 72369H106 264 28551 SH SOLE NONE 28551 0 0 POWERSHARES EMERGING MKTS SOVEREIGN DEBT EMRNG MKT SVRG 46138E784 3500 129743 SH SOLE NONE 129743 0 0 PROCTER AND GAMBLE CO COM COM 742718109 1131 13591 SH SOLE NONE 13591 0 0 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD PORTFOLIO SHORT 78464A474 6233 206543 SH SOLE NONE 206543 0 0 SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF SPDR BLOOMBERG 78468R663 293 3201 SH SOLE NONE 3201 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF BLMBRG BRC CNVRT 78464A359 10301 190977 SH SOLE NONE 190977 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF BLOOMBERG BRCLYS 78464A417 11632 322672 SH SOLE NONE 322672 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF BLOMBRG BRC INTL 78464A151 2849 84818 SH SOLE NONE 84818 0 0 SPDR DOW JONES INDUSTRIAL ETF UT SER 1 78467X109 2546 9631 SH SOLE NONE 9631 0 0 SPDR PORTFOLIO EMERGING MARKETS ETF PORTFOLIO EMG MK 78463X509 2380 68339 SH SOLE NONE 68339 0 0 SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF PORTFOLIO INTRMD 78464A375 4255 127797 SH SOLE NONE 127797 0 0 SPDR PORTFOLIO LARGE CAP ETF PORTFOLIO LR ETF 78464A854 5521 162073 SH SOLE NONE 162073 0 0 SPDR PORTFOLIO MID CAP ETF PORTFOLIO MD ETF 78464A847 2013 55699 SH SOLE NONE 55699 0 0 SPDR PORTFOLIO SMALL CAP ETF PORTFOLIO SM ETF 78468R853 2670 80336 SH SOLE NONE 80336 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 5575 19176 SH SOLE NONE 19176 0 0 SPDR SER TR WELLS FARGO PFD STOCK ETF WELLS FG PFD ETF 78464A292 1507 35354 SH SOLE NONE 35354 0 0 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 2706 35932 SH SOLE NONE 35932 0 0 TEMPLETON EMERGING MARKETS INC FD INC COM 880192109 458 45883 SH SOLE NONE 45883 0 0 TEMPLETON GLOBAL INCOME FD INC COM 880198106 3161 516654 SH SOLE NONE 516654 0 0 TRAVELERS COMPANIES INC COM COM 89417E109 266 2057 SH SOLE NONE 2057 0 0 UNION PAC CORP COM COM 907818108 221 1358 SH SOLE NONE 1358 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 268 1917 SH SOLE NONE 1917 0 0 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 684 13007 SH SOLE NONE 13007 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 10107 233587 SH SOLE NONE 233587 0 0 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 3081 75156 SH SOLE NONE 75156 0 0 VANGUARD GROWTH ETF GROWTH ETF 922908736 758 4710 SH SOLE NONE 4710 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 1059 12687 SH SOLE NONE 12687 0 0 VANGUARD REIT INDEX ETF REAL ESTATE ETF 922908553 1474 18281 SH SOLE NONE 18281 0 0 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 4411 56533 SH SOLE NONE 56533 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND SHRT TRM CORP BD 92206C409 6572 84087 SH SOLE NONE 84087 0 0 VANGUARD VALUE ETF VALUE ETF 922908744 637 5759 SH SOLE NONE 5759 0 0 VERIZON COMMUNICATIONS COM 92343V104 440 8253 SH SOLE NONE 8253 0 0 VISA INC COM CL A 92826C839 920 6133 SH SOLE NONE 6133 0 0 WALMART INC COM COM 931142103 1403 14946 SH SOLE NONE 14946 0 0 WELLS FARGO CO NEW COM COM 949746101 650 12380 SH SOLE NONE 12380 0 0 WESTERN ASSET HIGH INCOME FUND II INC COM 95766J102 1339 211314 SH SOLE NONE 211314 0 0 XCEL ENERGY INC COM COM 98389B100 360 7636 SH SOLE NONE 7636 0 0 YUM! BRANDS INC COM 988498101 829 9125 SH SOLE NONE 9125 0 0