0001606587-17-000566.txt : 20171017 0001606587-17-000566.hdr.sgml : 20171017 20171017085846 ACCESSION NUMBER: 0001606587-17-000566 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171017 DATE AS OF CHANGE: 20171017 EFFECTIVENESS DATE: 20171017 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 171139963 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 09-30-2017 09-30-2017 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald Peppler 480-515-4410 Don Peppler Phoenix AZ 10-16-2017 0 106 197845 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALEXANDRIA REAL ESTATE EQ INC COM COM 015271109 647 5377 SH SOLE NONE 5377 0 0 HSBC HLDGS PLC ADR A 1/40PF A ADR A 1/40PF A 404280604 505 19140 SH SOLE NONE 19140 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 2537 46381 SH SOLE NONE 46381 0 0 JOHNSON & JOHNSON COM COM 478160104 1468 11099 SH SOLE NONE 11099 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 875 21146 SH SOLE NONE 21146 0 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 315 1423 SH SOLE NONE 1423 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF NUVEEN BLMBRG SR 78468R739 359 7414 SH SOLE NONE 7414 0 0 YUM BRANDS INC COM COM 988498101 711 9651 SH SOLE NONE 9651 0 0 PROCTER AND GAMBLE CO COM COM 742718109 1160 13311 SH SOLE NONE 13311 0 0 COCA COLA CO COM COM 191216100 1421 31703 SH SOLE NONE 31703 0 0 VANGUARD REIT ETF REIT ETF 922908553 2508 30139 SH SOLE NONE 30139 0 0 INTEL CORP COM COM 458140100 1407 41720 SH SOLE NONE 41720 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF UT SER 1 78467X109 2764 12962 SH SOLE NONE 12962 0 0 MERCK & CO INC COM COM 58933Y105 534 8338 SH SOLE NONE 8338 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 5666 23436 SH SOLE NONE 23436 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 466 10446 SH SOLE NONE 10446 0 0 ISHARES COHEN & STEERS REIT ETF COHEN STEER REIT 464287564 895 8858 SH SOLE NONE 8858 0 0 PEPSICO INC COM COM 713448108 435 3771 SH SOLE NONE 3771 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF 1 3 YR TREAS BD 464287457 2853 33772 SH SOLE NONE 33772 0 0 JPMORGAN ALERIAN MLP INDEX ETN ALERIAN ML ETN 46625H365 2682 90304 SH SOLE NONE 90304 0 0 FIRSTENERGY CORP COM COM 337932107 284 9760 SH SOLE NONE 9760 0 0 XCEL ENERGY INC COM COM 98389B100 648 14144 SH SOLE NONE 14144 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF BLMBRG BRC CNVRT 78464A359 8647 174270 SH SOLE NONE 174270 0 0 HOME DEPOT INC COM COM 437076102 453 2957 SH SOLE NONE 2957 0 0 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 1-5 US TIP IDX 72201R205 283 5442 SH SOLE NONE 5442 0 0 SPDR WELLS FARGO PREFERRED STOCK ETF WELLS FG PFD ETF 78464A292 574 12767 SH SOLE NONE 12767 0 0 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 1429 18042 SH SOLE NONE 18042 0 0 LIBERTY MEDIA CORP 4 11/15/2029 DEB 4.000%11/1 530715AG6 5 10000 SH SOLE NONE 10000 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND SBI CONS STPLS 81369Y308 1537 27979 SH SOLE NONE 27979 0 0 ISHARES S&P SMALL-CAP FUND CORE S&P SCP ETF 464287804 4430 63194 SH SOLE NONE 63194 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND SHRT TRM CORP BD 92206C409 8293 103615 SH SOLE NONE 103615 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 549 6277 SH SOLE NONE 6277 0 0 MICROSOFT CORP COM COM 594918104 294 4273 SH SOLE NONE 4273 0 0 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN ALERIAN INFRST 902641646 224 8412 SH SOLE NONE 8412 0 0 CVS HEALTH CORP COM COM 126650100 239 2971 SH SOLE NONE 2971 0 0 BOEING CO COM COM 097023105 938 4744 SH SOLE NONE 4744 0 0 NIKE INC CL B CL B 654106103 479 8120 SH SOLE NONE 8120 0 0 FINANCIAL SELECT SECTOR SPDR FUND SBI INT-FINL 81369Y605 846 34331 SH SOLE NONE 34331 0 0 NORFOLK SOUTHERN CORP COM COM 655844108 498 4100 SH SOLE NONE 4100 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q866 4855 405945 SH SOLE NONE 405945 0 0 TEMPLETON GLOBAL INCOME FD COM COM 880198106 4016 597761 SH SOLE NONE 597761 0 0 POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETF INTL CORP BOND 73936Q835 2970 113070 SH SOLE NONE 113070 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF BLOMBRG BRC INTL 78464A151 1953 58745 SH SOLE NONE 58745 0 0 GABELLI CONV&INCOM SECS FD INC COM COM 36240B109 1481 287070 SH SOLE NONE 287070 0 0 TEMPLETON EMERG MKTS INCOME FD COM COM 880192109 670 59735 SH SOLE NONE 59735 0 0 WESTERN ASSET HIGH INCM FD II COM COM 95766J102 1828 254317 SH SOLE NONE 254317 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 760 5393 SH SOLE NONE 5393 0 0 VISA INC COM CL A COM CL A 92826C839 647 6909 SH SOLE NONE 6909 0 0 VANGUARD VALUE INDEX FUND VALUE ETF 922908744 538 5574 SH SOLE NONE 5574 0 0 VANGUARD GROWTH INDEX FUND GROWTH ETF 922908736 605 4763 SH SOLE NONE 4763 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF CORE S&P TTL STK 464287150 670 12096 SH SOLE NONE 12096 0 0 PIONEER HIGH INCOME TR COM COM 72369H106 475 48033 SH SOLE NONE 48033 0 0 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 369 4419 SH SOLE NONE 4419 0 0 METLIFE INC COM COM 59156R108 643 11713 SH SOLE NONE 11713 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF 1 3 YR CR BD ETF 464288646 8080 76727 SH SOLE NONE 76727 0 0 ABBVIE INC COM COM 00287Y109 979 13510 SH SOLE NONE 13510 0 0 NATIONAL FUEL GAS CO N J COM COM 636180101 643 11526 SH SOLE NONE 11526 0 0 MCDONALDS CORP COM COM 580135101 920 6007 SH SOLE NONE 6007 0 0 CISCO SYS INC COM COM 17275R102 386 12363 SH SOLE NONE 12363 0 0 ISHARES RUSSELL MID-CAP ETF RUS MID CAP ETF 464287499 393 2046 SH SOLE NONE 2046 0 0 AT&T INC COM COM 00206R102 1346 35682 SH SOLE NONE 35682 0 0 ENERGY SELECT SECTOR SPDR FUND ENERGY 81369Y506 1539 23714 SH SOLE NONE 23714 0 0 MATERIALS SELECT SECTOR SPDR FUND SBI MATERIALS 81369Y100 618 11498 SH SOLE NONE 11498 0 0 GENERAL ELECTRIC CO COM COM 369604103 1022 37858 SH SOLE NONE 37858 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 516 5846 SH SOLE NONE 5846 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS COM SHS 6706EN100 659 56537 SH SOLE NONE 56537 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 1559 17398 SH SOLE NONE 17398 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND SBI INT-INDS 81369Y704 1420 20863 SH SOLE NONE 20863 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT SH BEN INT 128117108 175 15591 SH SOLE NONE 15591 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 13108 53851 SH SOLE NONE 53851 0 0 ADVENT CLAYMORE CV SECS & INC COM COM 00764C109 4234 262190 SH SOLE NONE 262190 0 0 ARES CAP CORP 4.75 01/15/2018 NOTE 4.750% 1/1 04010LAJ2 25 25000 SH SOLE NONE 25000 0 0 WELLS FARGO CO NEW COM COM 949746101 814 14705 SH SOLE NONE 14705 0 0 ISHARES U.S. PREFERRED STOCK ETF S&P US PFD STK 464288687 8371 213716 SH SOLE NONE 213716 0 0 JPMORGAN CHASE & CO COM COM 46625H100 490 5368 SH SOLE NONE 5368 0 0 CHEVRON CORP NEW COM COM 166764100 817 7834 SH SOLE NONE 7834 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 9457 228873 SH SOLE NONE 228873 0 0 WAL-MART STORES INC COM COM 931142103 1365 18045 SH SOLE NONE 18045 0 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 503 3271 SH SOLE NONE 3271 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 312 2560 SH SOLE NONE 2560 0 0 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 3002 73547 SH SOLE NONE 73547 0 0 PFIZER INC COM COM 717081103 476 14183 SH SOLE NONE 14183 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 4872 40435 SH SOLE NONE 40435 0 0 3M CO COM COM 88579Y101 624 3001 SH SOLE NONE 3001 0 0 CATERPILLAR INC DEL COM COM 149123101 433 4035 SH SOLE NONE 4035 0 0 AMERICAN EXPRESS CO COM COM 025816109 659 7828 SH SOLE NONE 7828 0 0 APPLIED MATLS INC COM COM 038222105 281 6822 SH SOLE NONE 6822 0 0 ANALOG DEVICES INC COM COM 032654105 675 8687 SH SOLE NONE 8687 0 0 POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO SOVEREIGN DEBT 73936T573 4096 139960 SH SOLE NONE 139960 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 4196 38316 SH SOLE NONE 38316 0 0 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 3767 47176 SH SOLE NONE 47176 0 0 ARES CAP CORP 4.375 01/15/2019 NOTE 4.375% 1/1 04010LAM5 46 45000 SH SOLE NONE 45000 0 0 PHILIP MORRIS INTL INC COM COM 718172109 946 8056 SH SOLE NONE 8056 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF BLOOMBERG BRCLYS 78464A417 12742 342551 SH SOLE NONE 342551 0 0 BRISTOL MYERS SQUIBB CO COM COM 110122108 827 14854 SH SOLE NONE 14854 0 0 ALTRIA GROUP INC COM COM 02209S103 920 12366 SH SOLE NONE 12366 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF JPMORGAN USD EMG 464288281 281 2464 SH SOLE NONE 2464 0 0 EXXON MOBIL CORP COM COM 30231G102 1649 20438 SH SOLE NONE 20438 0 0 PRICE T ROWE GROUP INC COM COM 74144T108 619 8343 SH SOLE NONE 8343 0 0 COLGATE PALMOLIVE CO COM COM 194162103 314 4242 SH SOLE NONE 4242 0 0 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 685 13200 SH SOLE NONE 13200 0 0 ISHARES S&P MIDCAP FUND CORE S&P MCP ETF 464287507 8744 50270 SH SOLE NONE 50270 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1854 28445 SH SOLE NONE 28445 0 0 APPLE INC COM COM 037833100 1433 9955 SH SOLE NONE 9955 0 0 ABBOTT LABS COM COM 002824100 375 7733 SH SOLE NONE 7733 0 0 DISNEY WALT CO COM DISNEY COM DISNEY 254687106 240 2263 SH SOLE NONE 2263 0 0