0001606587-17-000295.txt : 20170509 0001606587-17-000295.hdr.sgml : 20170509 20170509105032 ACCESSION NUMBER: 0001606587-17-000295 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170509 DATE AS OF CHANGE: 20170509 EFFECTIVENESS DATE: 20170509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 17825114 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 03-31-2017 03-31-2017 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Donald Peppler 480-515-4410 Don Peppler Phoenix AZ 05-09-2017 0 110 193105 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE HSBC HLDGS PLC ADR A 1/40PF A ADR A 1/40PF A 404280604 491 18992 SH SOLE NONE 18992 0 0 TECHNOLOGY SELECT SECTOR SPDR FUND TECHNOLOGY 81369Y803 2476 46454 SH SOLE NONE 46454 0 0 JOHNSON & JOHNSON COM COM 478160104 1358 10910 SH SOLE NONE 10910 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 835 21215 SH SOLE NONE 21215 0 0 GOLDMAN SACHS GROUP INC COM COM 38141G104 380 1654 SH SOLE NONE 1654 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF NUVEEN BLMBRG SR 78468R739 388 8026 SH SOLE NONE 8026 0 0 YUM BRANDS INC COM COM 988498101 629 9855 SH SOLE NONE 9855 0 0 PROCTER AND GAMBLE CO COM COM 742718109 1173 13060 SH SOLE NONE 13060 0 0 COCA COLA CO COM COM 191216100 1297 30583 SH SOLE NONE 30583 0 0 VANGUARD REIT ETF REIT ETF 922908553 2378 28802 SH SOLE NONE 28802 0 0 INTEL CORP COM COM 458140100 1485 41174 SH SOLE NONE 41174 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF UT SER 1 78467X109 2572 12466 SH SOLE NONE 12466 0 0 MERCK & CO INC COM COM 58933Y105 509 8014 SH SOLE NONE 8014 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 5676 24081 SH SOLE NONE 24081 0 0 DU PONT E I DE NEMOURS & CO COM COM 263534109 449 5597 SH SOLE NONE 5597 0 0 VERIZON COMMUNICATIONS INC COM COM 92343V104 465 9544 SH SOLE NONE 9544 0 0 ISHARES COHEN & STEERS REIT ETF COHEN&STEER REIT 464287564 880 8823 SH SOLE NONE 8823 0 0 PEPSICO INC COM COM 713448108 421 3765 SH SOLE NONE 3765 0 0 ISHARES 1-3 YEAR TREASURY BOND ETF 1-3 YR TR BD ETF 464287457 2702 31978 SH SOLE NONE 31978 0 0 JPMORGAN ALERIAN MLP INDEX ETN ALERIAN ML ETN 46625H365 2777 86005 SH SOLE NONE 86005 0 0 FIRSTENERGY CORP COM COM 337932107 310 9760 SH SOLE NONE 9760 0 0 XCEL ENERGY INC COM COM 98389B100 626 14086 SH SOLE NONE 14086 0 0 SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF BLMBRG BRC CNVRT 78464A359 8381 174246 SH SOLE NONE 174246 0 0 HOME DEPOT INC COM COM 437076102 359 2451 SH SOLE NONE 2451 0 0 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 1-5 US TIP IDX 72201R205 276 5229 SH SOLE NONE 5229 0 0 SPDR WELLS FARGO PREFERRED STOCK ETF WELLS FG PFD ETF 78464A292 565 12865 SH SOLE NONE 12865 0 0 HEALTH CARE SELECT SECTOR SPDR FUND SBI HEALTHCARE 81369Y209 1342 18050 SH SOLE NONE 18050 0 0 LIBERTY MEDIA CORP 4 11/15/2029 DEB 4.000%11/1 530715AG6 5 10000 SH SOLE NONE 10000 0 0 CONSUMER STAPLES SELECT SECTOR SPDR FUND SBI CONS STPLS 81369Y308 1527 27980 SH SOLE NONE 27980 0 0 ISHARES S&P SMALL-CAP FUND CORE S&P SCP ETF 464287804 4244 61365 SH SOLE NONE 61365 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND SHRT TRM CORP BD 92206C409 7894 98999 SH SOLE NONE 98999 0 0 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF INT-TERM CORP 92206C870 536 6209 SH SOLE NONE 6209 0 0 MICROSOFT CORP COM COM 594918104 248 3769 SH SOLE NONE 3769 0 0 UBS E-TRACS ALERIAN MLP INFRASTRUCTURE ETN ALERIAN INFRST 902641646 245 8408 SH SOLE NONE 8408 0 0 SCHLUMBERGER LTD COM COM 806857108 222 2853 SH SOLE NONE 2853 0 0 CVS HEALTH CORP COM COM 126650100 233 2969 SH SOLE NONE 2969 0 0 BOEING CO COM COM 097023105 833 4711 SH SOLE NONE 4711 0 0 NIKE INC CL B CL B 654106103 290 5208 SH SOLE NONE 5208 0 0 FINANCIAL SELECT SECTOR SPDR FUND SBI INT-FINL 81369Y605 823 34686 SH SOLE NONE 34686 0 0 NORFOLK SOUTHERN CORP COM COM 655844108 459 4100 SH SOLE NONE 4100 0 0 ALERIAN MLP ETF ALERIAN MLP 00162Q866 5178 407460 SH SOLE NONE 407460 0 0 TEMPLETON GLOBAL INCOME FD COM COM 880198106 4031 606224 SH SOLE NONE 606224 0 0 POWERSHARES INTERNATIONAL CORPORATE BOND PORTFOLIO ETF INTL CORP BOND 73936Q835 2702 108184 SH SOLE NONE 108184 0 0 SPDR BLOOMBERG BARCLAYS INTERNATIONAL CORPORATE BOND ETF BLOMBRG BRC INTL 78464A151 1906 60913 SH SOLE NONE 60913 0 0 GABELLI CONV&INCOM SECS FD INC COM COM 36240B109 1404 286141 SH SOLE NONE 286141 0 0 TEMPLETON EMERG MKTS INCOME FD COM COM 880192109 672 59872 SH SOLE NONE 59872 0 0 WESTERN ASSET HIGH INCM FD II COM COM 95766J102 1863 258162 SH SOLE NONE 258162 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 746 5431 SH SOLE NONE 5431 0 0 DIGITAL RLTY TR INC COM COM 253868103 662 6222 SH SOLE NONE 6222 0 0 VISA INC COM CL A COM CL A 92826C839 571 6429 SH SOLE NONE 6429 0 0 VANGUARD VALUE INDEX FUND VALUE ETF 922908744 467 4898 SH SOLE NONE 4898 0 0 VANGUARD GROWTH INDEX FUND GROWTH ETF 922908736 534 4397 SH SOLE NONE 4397 0 0 SPIRE INC COM COM 84857L101 647 9597 SH SOLE NONE 9597 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF CORE S&P TTL STK 464287150 735 13606 SH SOLE NONE 13606 0 0 PIONEER HIGH INCOME TR COM COM 72369H106 464 47036 SH SOLE NONE 47036 0 0 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 377 4606 SH SOLE NONE 4606 0 0 METLIFE INC COM COM 59156R108 626 11861 SH SOLE NONE 11861 0 0 ISHARES 1-3 YEAR CREDIT BOND ETF 1-3 YR CR BD ETF 464288646 8004 76066 SH SOLE NONE 76066 0 0 ABBVIE INC COM COM 00287Y109 855 13127 SH SOLE NONE 13127 0 0 MCDONALDS CORP COM COM 580135101 677 5227 SH SOLE NONE 5227 0 0 CISCO SYS INC COM COM 17275R102 401 11864 SH SOLE NONE 11864 0 0 ISHARES RUSSELL MID-CAP ETF RUS MID CAP ETF 464287499 356 1903 SH SOLE NONE 1903 0 0 AT&T INC COM COM 00206R102 1449 34879 SH SOLE NONE 34879 0 0 ENERGY SELECT SECTOR SPDR FUND SBI INT-ENERGY 81369Y506 1579 22603 SH SOLE NONE 22603 0 0 MATERIALS SELECT SECTOR SPDR FUND SBI MATERIALS 81369Y100 601 11468 SH SOLE NONE 11468 0 0 GENERAL ELECTRIC CO COM COM 369604103 1083 36365 SH SOLE NONE 36365 0 0 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 517 5892 SH SOLE NONE 5892 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS COM SHS 6706EN100 688 58624 SH SOLE NONE 58624 0 0 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND SBI CONS DISCR 81369Y407 1530 17403 SH SOLE NONE 17403 0 0 INDUSTRIAL SELECT SECTOR SPDR FUND SBI INT-INDS 81369Y704 1362 20940 SH SOLE NONE 20940 0 0 CALAMOS CONV OPP AND INC FD SH BEN INT SH BEN INT 128117108 184 16804 SH SOLE NONE 16804 0 0 ISHARES CORE S&P 500 ETF CORE S&P500 ETF 464287200 11808 49766 SH SOLE NONE 49766 0 0 ADVENT CLAYMORE CV SECS & INC COM COM 00764C109 4258 271911 SH SOLE NONE 271911 0 0 ARES CAP CORP 4.75 01/15/2018 NOTE 4.750% 1/1 04010LAJ2 25 25000 SH SOLE NONE 25000 0 0 WELLS FARGO & CO NEW COM COM 949746101 856 15382 SH SOLE NONE 15382 0 0 UNION PAC CORP COM COM 907818108 219 2072 SH SOLE NONE 2072 0 0 ISHARES U.S. PREFERRED STOCK ETF U.S. PFD STK ETF 464288687 8184 211490 SH SOLE NONE 211490 0 0 JPMORGAN CHASE & CO COM COM 46625H100 548 6242 SH SOLE NONE 6242 0 0 CHEVRON CORP NEW COM COM 166764100 838 7811 SH SOLE NONE 7811 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 8636 219766 SH SOLE NONE 219766 0 0 WAL-MART STORES INC COM COM 931142103 1303 18083 SH SOLE NONE 18083 0 0 INTERNATIONAL BUSINESS MACHS COM COM 459200101 596 3426 SH SOLE NONE 3426 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 332 2962 SH SOLE NONE 2962 0 0 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2836 71421 SH SOLE NONE 71421 0 0 PFIZER INC COM COM 717081103 429 12564 SH SOLE NONE 12564 0 0 ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF IBOXX INV CP ETF 464287242 4688 39766 SH SOLE NONE 39766 0 0 3M CO COM COM 88579Y101 627 3280 SH SOLE NONE 3280 0 0 CATERPILLAR INC DEL COM COM 149123101 429 4625 SH SOLE NONE 4625 0 0 AMERICAN EXPRESS CO COM COM 025816109 578 7316 SH SOLE NONE 7316 0 0 APPLIED MATLS INC COM COM 038222105 273 7022 SH SOLE NONE 7022 0 0 ANALOG DEVICES INC COM COM 032654105 742 9062 SH SOLE NONE 9062 0 0 POWERSHARES EMERGING MARKETS SOVEREIGN DEBT PORTFOLIO SOVEREIGN DEBT 73936T573 4027 138601 SH SOLE NONE 138601 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF CORE US AGGBD ET 464287226 4121 37991 SH SOLE NONE 37991 0 0 DIVERSIFIED REAL ASSET INC FD COM SHS COM SHS 25533B108 661 38148 SH SOLE NONE 38148 0 0 VANGUARD SHORT-TERM BOND INDEX FUND SHORT TRM BOND 921937827 3663 45956 SH SOLE NONE 45956 0 0 ARES CAP CORP 4.375 01/15/2019 NOTE 4.375% 1/1 04010LAM5 45 45000 SH SOLE NONE 45000 0 0 PHILIP MORRIS INTL INC COM COM 718172109 873 7738 SH SOLE NONE 7738 0 0 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF BLOOMBERG BRCLYS 78464A417 12562 340163 SH SOLE NONE 340163 0 0 BRISTOL MYERS SQUIBB CO COM COM 110122108 816 15015 SH SOLE NONE 15015 0 0 ALTRIA GROUP INC COM COM 02209S103 830 11632 SH SOLE NONE 11632 0 0 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF JP MOR EM MK ETF 464288281 283 2495 SH SOLE NONE 2495 0 0 EXXON MOBIL CORP COM COM 30231G102 1707 20820 SH SOLE NONE 20820 0 0 PRICE T ROWE GROUP INC COM COM 74144T108 577 8475 SH SOLE NONE 8475 0 0 COLGATE PALMOLIVE CO COM COM 194162103 310 4241 SH SOLE NONE 4241 0 0 UTILITIES SELECT SECTOR SPDR FUND SBI INT-UTILS 81369Y886 679 13235 SH SOLE NONE 13235 0 0 ISHARES S&P MIDCAP FUND CORE S&P MCP ETF 464287507 8415 49149 SH SOLE NONE 49149 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 1742 27972 SH SOLE NONE 27972 0 0 APPLE INC COM COM 037833100 1396 9720 SH SOLE NONE 9720 0 0 ABBOTT LABS COM COM 002824100 343 7729 SH SOLE NONE 7729 0 0 DISNEY WALT CO COM DISNEY COM DISNEY 254687106 220 1946 SH SOLE NONE 1946 0 0