Principal and CCO

0001606587-15-000112.txt : 20150409 0001606587-15-000112.hdr.sgml : 20150409 20150409162616 ACCESSION NUMBER: 0001606587-15-000112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150409 DATE AS OF CHANGE: 20150409 EFFECTIVENESS DATE: 20150409 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Windsor Capital Management, LLC CENTRAL INDEX KEY: 0001543100 IRS NUMBER: 263954701 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14927 FILM NUMBER: 15761680 BUSINESS ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 BUSINESS PHONE: 480-515-3514 MAIL ADDRESS: STREET 1: 20860 NORTH TATUM BLVD. STREET 2: SUITE 220 CITY: PHOENIX STATE: AZ ZIP: 85050 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001543100 XXXXXXXX 03-31-2015 03-31-2015 false Windsor Capital Management, LLC

20860 North Tatum Blvd. Suite 220 Phoenix AZ 85050

13F HOLDINGS REPORT 028-14927 N Don Peppler Principal and CCO 480-515-4410 Don Peppler Phoenix AZ 04-09-2015 0 103 173041 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE HSBC HLDGS PLC ADR A 1/40PF A ADR A 1/40PF A 404280604 464 18090 SH SOLE 18090.0 0 0 0 TECHNOLOGY SELECT SECTOR SPDR TECHNOLOGY 81369Y803 2518 60769 SH SOLE 60769.0 0 0 0 JOHNSON & JOHNSON COM COM 478160104 948 9427 SH SOLE 9427.0 0 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 1943 48410 SH SOLE 48410.0 0 0 0 PROCTER & GAMBLE CO COM COM 742718109 827 10096 SH SOLE 10096.0 0 0 0 COCA COLA CO COM COM 191216100 1047 25821 SH SOLE 25821.0 0 0 0 VANGUARD REIT INDEX ETF REIT ETF 922908553 1094 12976 SH SOLE 12976.0 0 0 0 INTEL CORP COM COM 458140100 700 22378 SH SOLE 22378.0 0 0 0 ISHARES SILVER TRUST ETF ISHARES 46428Q109 277 17401 SH SOLE 17401.0 0 0 0 MERCK & CO INC COM 58933Y105 379 6593 SH SOLE 6593.0 0 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 7238 35062 SH SOLE 35062.0 0 0 0 LEXMARK INTL INC NEW CL A 529771107 344 8125 SH SOLE 8125.0 0 0 0 VERIZON COMMUNICATIONS COM 92343V104 502 10320 SH SOLE 10320.0 0 0 0 ISHARES COHEN & STEERS RLTY COHEN&STEER REIT 464287564 1409 13936 SH SOLE 13936.0 0 0 0 PEPSICO INC COM COM 713448108 366 3825 SH SOLE 3825.0 0 0 0 JP MORGAN ALERIAN MLP ETN ALERIAN ML ETN 46625H365 2442 57048 SH SOLE 57048.0 0 0 0 DUFF & PHELPS UTIL CORP BD TR COM COM 26432K108 161 16493 SH SOLE 16493.0 0 0 0 FIRSTENERGY CORP COM 337932107 342 9760 SH SOLE 9760.0 0 0 0 FORD MOTOR COMPANY COM PAR $0.01 345370860 375 23220 SH SOLE 23220.0 0 0 0 XCEL ENERGY INC COM COM 98389B100 608 17470 SH SOLE 17470.0 0 0 0 SPDR BARCLAYS CONVERTIBLE SECURITIES ETF BRC CNV SECS ETF 78464A359 6878 144015 SH SOLE 144015.0 0 0 0 BAXTER INTL INC COM COM 071813109 362 5283 SH SOLE 5283.0 0 0 0 PIMCO 1-5 YEAR U.S. TIPS INDEX EXCHANGE-TRADED FUND 1-5 US TIP IDX 72201R205 363 7000 SH SOLE 7000.0 0 0 0 SPDR SER TR WELLS FARGO PFD STOCK ETF WELLS FG PFD ETF 78464A292 1470 32687 SH SOLE 32687.0 0 0 0 HEALTH CARE SELECT SECTOR SPDR SBI HEALTHCARE 81369Y209 1559 21497 SH SOLE 21497.0 0 0 0 SPDR GOLD ETF GOLD SHS 78463V107 1611 14178 SH SOLE 14178.0 0 0 0 LIBERTY MEDIA CORP 4% 11/15/2029 DEB 4.000%11/1 530715AG6 10 10000 SH SOLE 10000.0 0 0 0 CONSUMER STAPLES SELECT SECTOR SPDR SBI CONS STPLS 81369Y308 1758 36068 SH SOLE 36068.0 0 0 0 SPDR BARCLAYS CAPITAL SHORT TERM CORP BD BARC SHT TR CP 78464A474 380 12357 SH SOLE 12357.0 0 0 0 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 2334 19775 SH SOLE 19775.0 0 0 0 VANGUARD SHORT TERM CORP BOND FD ETF SHRT TRM CORP BD 92206C409 408 5082 SH SOLE 5082.0 0 0 0 PRINCIPAL FINL GROUP INC COM COM 74251V102 395 7679 SH SOLE 7679.0 0 0 0 MICROSOFT COM 594918104 229 5635 SH SOLE 5635.0 0 0 0 UBS AG JERSEY BRH E TRACS LKD TO ALERIANMLP INFRASTRUCTURE UNDEX ALERIAN INFRST 902641646 609 16064 SH SOLE 16064.0 0 0 0 SCHLUMBERGER LTD COM COM 806857108 272 3264 SH SOLE 3264.0 0 0 0 BOEING CO COM 097023105 687 4575 SH SOLE 4575.0 0 0 0 FINANCIAL SELECT SECTOR SPDR SBI INT-FINL 81369Y605 863 35783 SH SOLE 35783.0 0 0 0 ALPS TRUST ETF ALERIAN MLP ALERIAN MLP 00162Q866 10055 606837 SH SOLE 606837.0 0 0 0 TEMPLETON GLOBAL INCOME FD COM COM 880198106 6887 957815 SH SOLE 957815.0 0 0 0 SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF BRCLY INTL CRP 78464A151 3133 100726 SH SOLE 100726.0 0 0 0 GABELLI CONV&INCOM SECS FD INC COM COM 36240B109 2462 398343 SH SOLE 398343.0 0 0 0 TEMPLETON EMERG MKTS INCOME FD COM COM 880192109 1050 97476 SH SOLE 97476.0 0 0 0 WESTERN ASSET HIGH INCM FD II COM COM 95766J102 3154 392797 SH SOLE 392797.0 0 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 660 5305 SH SOLE 5305.0 0 0 0 POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC SENIOR LN PORT 73936Q769 4803 199361 SH SOLE 199361.0 0 0 0 ITC HLDGS CORP COM 465685105 415 11099 SH SOLE 11099.0 0 0 0 ISHARES TR S&P 1500 INDEX FD CORE S&P TTL STK 464287150 784 8274 SH SOLE 8274.0 0 0 0 PIONEER HIGH INCOME TR COM COM 72369H106 2334 181334 SH SOLE 181334.0 0 0 0 DUKE ENERGY CORP NEW COM NEW COM NEW 26441C204 406 5283 SH SOLE 5283.0 0 0 0 COCA COLA ENTERPRISES INC NEW COM COM 19122T109 358 8100 SH SOLE 8100.0 0 0 0 KRAFT FOODS GROUP COM 50076Q106 685 7864 SH SOLE 7864.0 0 0 0 ISHARES 1-3 YR CREDIT BOND ETF 1-3 YR CR BD ETF 464288646 10407 98614 SH SOLE 98614.0 0 0 0 CUMMINS INC COM COM 231021106 343 2477 SH SOLE 2477.0 0 0 0 ARES CAP CORP 4.875% 03/15/2017 NOTE 4.875% 3/1 04010LAG8 26 25000 SH SOLE 25000.0 0 0 0 LAZARD LTD SHS -A - SHS A G54050102 258 4902 SH SOLE 4902.0 0 0 0 MCDONALDS CORP COM COM 580135101 544 5579 SH SOLE 5579.0 0 0 0 CISCO SYS INC COM 17275R102 295 10724 SH SOLE 10724.0 0 0 0 ISHARES TR RUSSELL MIDCAP INDEX FD RUS MID-CAP ETF 464287499 497 2871 SH SOLE 2871.0 0 0 0 AT&T INC COM COM 00206R102 1298 39742 SH SOLE 39742.0 0 0 0 FIFTH STR FIN CORP 5.375% 04/01/2016 NOTE 5.375% 4/0 31679BAC4 383 375000 SH SOLE 375000.0 0 0 0 ENERGY SELECT SECTOR SPDR SBI INT-ENERGY 81369Y506 1763 22727 SH SOLE 22727.0 0 0 0 MATERIALS SELECT SECTOR SPDR SBI MATERIALS 81369Y100 743 15225 SH SOLE 15225.0 0 0 0 GENERAL ELECTRIC CO COM COM 369604103 520 20974 SH SOLE 20974.0 0 0 0 ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF IBOXX HI YD ETF 464288513 1128 12444 SH SOLE 12444.0 0 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS COM SHS 6706EN100 3849 330925 SH SOLE 330925.0 0 0 0 CONSUMER DISCRETIONARY SEL SECTOR SPDR FD SBI CONS DISCR 81369Y407 1497 19870 SH SOLE 19870.0 0 0 0 INDUSTRIAL SELECT SECTOR SPDR SBI INT-INDS 81369Y704 1538 27574 SH SOLE 27574.0 0 0 0 CALAMOS CONV OPPORTUNITIES & INCOME FD SH BEN INT 128117108 338 26064 SH SOLE 26064.0 0 0 0 ISHARES S&P 500 INDEX CORE S&P500 ETF 464287200 1733 8338 SH SOLE 8338.0 0 0 0 ADVENT CLAYMORE CV SECS & INC COM COM 00764C109 6841 395868 SH SOLE 395868.0 0 0 0 HANCOCK JOHN PFD INCOME FD SH BEN INT SH BEN INT 41013W108 249 11781 SH SOLE 11781.0 0 0 0 WELLS FARGO & CO NEW COM COM 949746101 933 17151 SH SOLE 17151.0 0 0 0 ISHARES S&P U.S. PREFERRED STOCK ETF U.S. PFD STK ETF 464288687 6314 157412 SH SOLE 157412.0 0 0 0 JPMORGAN CHASE & CO COM COM 46625H100 348 5740 SH SOLE 5740.0 0 0 0 CHEVRON CORP NEW COM COM 166764100 889 8463 SH SOLE 8463.0 0 0 0 CONOCOPHILLIPS COM COM 20825C104 444 7134 SH SOLE 7134.0 0 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 2923 73398 SH SOLE 73398.0 0 0 0 WAL-MART STORES INC COM COM 931142103 400 4866 SH SOLE 4866.0 0 0 0 INTL BUSINESS MACHINES COM 459200101 405 2524 SH SOLE 2524.0 0 0 0 UNITED TECHNOLOGIES CORP COM COM 913017109 273 2326 SH SOLE 2326.0 0 0 0 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 2776 67926 SH SOLE 67926.0 0 0 0 PFIZER INC COM COM 717081103 259 7440 SH SOLE 7440.0 0 0 0 ISHARES IBOXX CORPORATE BOND ETF IBOXX INV CP ETF 464287242 4283 35188 SH SOLE 35188.0 0 0 0 3M CO COM COM 88579Y101 274 1662 SH SOLE 1662.0 0 0 0 CATERPILLAR INC COM 149123101 243 3040 SH SOLE 3040.0 0 0 0 POWERSHARES EMERGING MKTS SOVEREIGN DEBT SOVEREIGN DEBT 73936T573 3658 128724 SH SOLE 128724.0 0 0 0 ISHARES AGGREGATE BOND ETF CORE US AGGBD ET 464287226 3069 27541 SH SOLE 27541.0 0 0 0 SPDR NUVEEN BARCLAYS SHORT TERM MUNICIPAL BOND ETF NUVN BR SHT MUNI 78464A425 300 12340 SH SOLE 12340.0 0 0 0 DIVERSIFIED REAL ASSET INC FD COM SHS COM SHS 25533B108 2029 112079 SH SOLE 112079.0 0 0 0 VANGUARD SHORT TERM BOND SHORT TRM BOND 921937827 3028 37609 SH SOLE 37609.0 0 0 0 PHILIP MORRIS INTL INC COM 718172109 632 8392 SH SOLE 8392.0 0 0 0 SPDR HIGH YIELD BOND ETF BRC HGH YLD BD 78464A417 11580 295264 SH SOLE 295264.0 0 0 0 BRISTOL MYERS SQUIBB COM 110122108 323 5000 SH SOLE 5000.0 0 0 0 ALTRIA GROUP INC COM COM 02209S103 562 11241 SH SOLE 11241.0 0 0 0 ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF JP MOR EM MK ETF 464288281 932 8315 SH SOLE 8315.0 0 0 0 EXXON MOBIL CORP COM COM 30231G102 853 10035 SH SOLE 10035.0 0 0 0 T ROWE PRICE GROUP INC COM 74144T108 421 5198 SH SOLE 5198.0 0 0 0 COLGATE PALMOLIVE CO COM COM 194162103 328 4728 SH SOLE 4728.0 0 0 0 UTILITIES SELECT SECTOR SPDR SBI INT-UTILS 81369Y886 755 16983 SH SOLE 16983.0 0 0 0 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 5451 35864 SH SOLE 35864.0 0 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 2291 35695 SH SOLE 35695.0 0 0 0 DISNEY WALT CO COM DISNEY COM DISNEY 254687106 201 1919 SH SOLE 1919.0 0 0 0 ISHARES TR RUSSELL 1000 INDEX ETF RUS 1000 ETF 464287622 256 2213 SH SOLE 2213.0 0 0 0