0001606587-14-000122.txt : 20140708
0001606587-14-000122.hdr.sgml : 20140708
20140708131020
ACCESSION NUMBER: 0001606587-14-000122
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140708
DATE AS OF CHANGE: 20140708
EFFECTIVENESS DATE: 20140708
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Windsor Capital Management, LLC
CENTRAL INDEX KEY: 0001543100
IRS NUMBER: 263954701
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14927
FILM NUMBER: 14964772
BUSINESS ADDRESS:
STREET 1: 20860 NORTH TATUM BLVD.
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85050
BUSINESS PHONE: 480-515-3514
MAIL ADDRESS:
STREET 1: 20860 NORTH TATUM BLVD.
STREET 2: SUITE 220
CITY: PHOENIX
STATE: AZ
ZIP: 85050
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001543100
XXXXXXXX
06-30-2014
06-30-2014
false
Windsor Capital Management, LLC
20860 North Tatum Blvd.
Suite 220
Phoenix
AZ
85050
13F HOLDINGS REPORT
028-14927
N
Don Peppler
Principal and CCO
480-515-4410
Don Peppler
Phoenix
AZ
07-07-2014
0
92
178495
false
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M COMPANY
COM
88579Y101
280
1957
SH
SOLE
NONE
1957
0
0
ADT CORP
COM
00101J106
219
6256
SH
SOLE
NONE
6256
0
0
ADVENT CLAYMORE CONVERTIBLE SECS & INC
COM
00764C109
8462
449167
SH
SOLE
NONE
449167
0
0
ALPS TRUST ETF ALERIAN MLP
ALERIAN MLP
00162Q866
15470
814184
SH
SOLE
NONE
814184
0
0
ALTRIA GROUP INC
COM
02209S103
458
10922
SH
SOLE
NONE
10922
0
0
AMERICAN SELECT PORTFOLIO INC
COM
029570108
989
92446
SH
SOLE
NONE
92446
0
0
AMERICAN STRATEGIC INCOME PORTFOLIO
COM
030099105
229
26099
SH
SOLE
NONE
26099
0
0
AMERICAN STRATEGIC INCOME PORTFOLIO INC
COM
030098107
291
28395
SH
SOLE
NONE
28395
0
0
AMERICAN STRATEGIC INCOME PORTFOLIO INC-III
COM
03009T101
736
100584
SH
SOLE
NONE
100584
0
0
AT&T INC COM
COM
00206R102
982
27763
SH
SOLE
NONE
27763
0
0
BAXTER INTL INC
COM
071813109
225
3108
SH
SOLE
NONE
3108
0
0
BRISTOL MYERS SQUIBB
COM
110122108
309
6360
SH
SOLE
NONE
6360
0
0
CATERPILLAR INC
COM
149123101
261
2402
SH
SOLE
NONE
2402
0
0
CHEVRON CORP
COM
166764100
791
6057
SH
SOLE
NONE
6057
0
0
CISCO SYS INC
COM
17275R102
406
16336
SH
SOLE
NONE
16336
0
0
COCA COLA CO
COM
191216100
1068
25210
SH
SOLE
NONE
25210
0
0
COLGATE-PALMOLIVE CO
COM
194162103
846
12404
SH
SOLE
NONE
12404
0
0
CONOCOPHILLIPS
COM
20825C104
213
2488
SH
SOLE
NONE
2488
0
0
CONSUMER DISCRETIONARY SEL SECTOR SPDR FD
SBI CONS DISCR
81369Y407
1734
25983
SH
SOLE
NONE
25983
0
0
CONSUMER STAPLES SELECT SECTOR SPDR
SBI CONS STPLS
81369Y308
2071
46403
SH
SOLE
NONE
46403
0
0
DUFF AND PHELPS
COM
26432K108
294
28060
SH
SOLE
NONE
28060
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
427
5759
SH
SOLE
NONE
5759
0
0
ENERGY SELECT SECTOR SPDR
SBI INT-ENERGY
81369Y506
2654
26514
SH
SOLE
NONE
26514
0
0
EXXON MOBIL CORP
COM
30231G102
958
9510
SH
SOLE
NONE
9510
0
0
FINANCIAL SELECT SECTOR SPDR
SBI INT-FINL
81369Y605
1158
50922
SH
SOLE
NONE
50922
0
0
FIRSTENERGY CORP
COM
337932107
339
9760
SH
SOLE
NONE
9760
0
0
FORD MOTOR COMPANY
COM PAR $0.01
345370860
205
11867
SH
SOLE
NONE
11867
0
0
GABELLI CONV & INCOME SECS FD INC
COM
36240B109
2880
457817
SH
SOLE
NONE
457817
0
0
GENERAL ELECTRIC CO
COM
369604103
431
16419
SH
SOLE
NONE
16419
0
0
H S B C HLDGS 6.20% ADRF SPONSORED ADR
ADR A 1/40PF A
404280604
480
18946
SH
SOLE
NONE
18946
0
0
HANCOCK JOHN PFD EQTY FD SH BEN INT
SH BEN INT
41013W108
283
13733
SH
SOLE
NONE
13733
0
0
HEALTH CARE SELECT SECTOR SPDR
SBI HEALTHCARE
81369Y209
1722
28312
SH
SOLE
NONE
28312
0
0
INDUSTRIAL SELECT SECTOR SPDR
SBI INT-INDS
81369Y704
1983
36677
SH
SOLE
NONE
36677
0
0
INTEL
COM
458140100
488
15779
SH
SOLE
NONE
15779
0
0
INTL BUSINESS MACHINES
COM
459200101
414
2282
SH
SOLE
NONE
2282
0
0
ISHARES 1-3 YR CREDIT BOND ETF
1-3 YR CR BD ETF
464288646
10442
98807
SH
SOLE
NONE
98807
0
0
ISHARES AGGREGATE BOND ETF
CORE TOTUSBD ETF
464287226
2963
27081
SH
SOLE
NONE
27081
0
0
ISHARES COHEN & STEERS RLTY
COHEN&STEER REIT
464287564
2393
27404
SH
SOLE
NONE
27404
0
0
ISHARES CORE S&P MID CAP ETF
CORE S&P MCP ETF
464287507
5322
37197
SH
SOLE
NONE
37197
0
0
ISHARES IBOXX CORPORATE BOND ETF
IBOXX INV CP ETF
464287242
4292
35991
SH
SOLE
NONE
35991
0
0
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF
IBOXX HI YD ETF
464288513
1220
12813
SH
SOLE
NONE
12813
0
0
ISHARES JP MORGAN USD EMERGING MARKETS BOND ETF
JP MOR EM MK ETF
464288281
1154
10012
SH
SOLE
NONE
10012
0
0
ISHARES MSCI EAFE ETF
MSCI EAFE ETF
464287465
4495
65741
SH
SOLE
NONE
65741
0
0
ISHARES MSCI EMERGING MARKETS ETF
MSCI EMG MKT ETF
464287234
4189
96899
SH
SOLE
NONE
96899
0
0
ISHARES RUSSELL 2000 ETF
RUSSELL 2000 ETF
464287655
603
5077
SH
SOLE
NONE
5077
0
0
ISHARES S&P SMALLCAP 600 ETF
CORE S&P SCP ETF
464287804
2099
18728
SH
SOLE
NONE
18728
0
0
ISHARES S&P U.S. PREFERRED STOCK ETF
U.S. PFD STK ETF
464288687
6342
158899
SH
SOLE
NONE
158899
0
0
ISHARES SILVER TRUST ETF
ISHARES
46428Q109
507
25053
SH
SOLE
NONE
25053
0
0
ISHARES TR RUSSELL 1000 INDEX ETF
RUS 1000 ETF
464287622
317
2878
SH
SOLE
NONE
2878
0
0
ISHARES TR RUSSELL MIDCAP INDEX FD
RUS MID-CAP ETF
464287499
471
2899
SH
SOLE
NONE
2899
0
0
ISHARES TR S&P 1500 INDEX FD
CORE S&P TTL STK
464287150
235
2622
SH
SOLE
NONE
2622
0
0
ITC HLDGS CORP
COM
465685105
245
6715
SH
SOLE
NONE
6715
0
0
JOHNSON & JOHNSON
COM
478160104
1205
11522
SH
SOLE
NONE
11522
0
0
JP MORGAN CHASE & CO
COM
46625H100
322
5580
SH
SOLE
NONE
5580
0
0
KINDER MORGAN ENERGY PTNRS LP
UT LTD PARTNER
494550106
249
3028
SH
SOLE
NONE
3028
0
0
KINDER MORGAN MGMT LLC
SHS
49455U100
217
2749
SH
SOLE
NONE
2749
0
0
KRAFT FOODS GROUP
COM
50076Q106
326
5440
SH
SOLE
NONE
5440
0
0
LEXMARK INTL INC NEW
CL A
529771107
219
4552
SH
SOLE
NONE
4552
0
0
MATERIALS SELECT SECTOR SPDR
SBI MATERIALS
81369Y100
917
18468
SH
SOLE
NONE
18468
0
0
MCDONALDS CORP
COM
580135101
483
4792
SH
SOLE
NONE
4792
0
0
MERCK & CO INC
COM
58933Y105
421
7282
SH
SOLE
NONE
7282
0
0
NORFOLK SOUTHERN CRP
COM
655844108
266
2579
SH
SOLE
NONE
2579
0
0
NUVEEN FLOATING RATEINCOME OPPORTUNITY FD
COM SHS
6706EN100
4463
359068
SH
SOLE
NONE
359068
0
0
PEPSICO INC
COM
713448108
389
4356
SH
SOLE
NONE
4356
0
0
PHILIP MORRIS INTL INC
COM
718172109
710
8419
SH
SOLE
NONE
8419
0
0
PIMCO 1-5 YEAR US TIPS INDEX FUND
1-5 US TIP IDX
72201R205
523
9760
SH
SOLE
NONE
9760
0
0
PIONEER HIGH INCOME TR COM
COM
72369H106
3681
199290
SH
SOLE
NONE
199290
0
0
POWERSHARES EMERGING MKTS SOVEREIGN DEBT
SOVEREIGN DEBT
73936T573
3463
118751
SH
SOLE
NONE
118751
0
0
POWERSHARES ETF SENIOR LOAN PORT NYSE ARCA INC
SENIOR LN PORT
73936Q769
5235
210487
SH
SOLE
NONE
210487
0
0
PROCTER & GAMBLE CO
COM
742718109
812
10335
SH
SOLE
NONE
10335
0
0
PROSHARES ULTRASHORT 20+ YR TREAS 1 FOR 4 R/S INTOPROSHARES TR PROSHARES UL
PSHS ULTSH 20YRS
74347B201
506
8339
SH
SOLE
NONE
8339
0
0
REPUBLIC SERVICES INC
COM
760759100
223
5878
SH
SOLE
NONE
5878
0
0
SCHLUMBERGER LTD
COM
806857108
369
3129
SH
SOLE
NONE
3129
0
0
SPDR BARCLAYS CONVERTIBLE SECURITIES ETF
BRC CNV SECS ETF
78464A359
6911
136859
SH
SOLE
NONE
136859
0
0
SPDR BARCLAYS INTERNATIONAL CORPORATE BOND ETF
BRCLY INTL CRP
78464A151
1107
29251
SH
SOLE
NONE
29251
0
0
SPDR GOLD ETF
GOLD SHS
78463V107
1413
11033
SH
SOLE
NONE
11033
0
0
SPDR HIGH YIELD BOND ETF
BRC HGH YLD BD
78464A417
11249
269561
SH
SOLE
NONE
269561
0
0
SPDR S&P 500 ETF
TR UNIT
78462F103
6568
33556
SH
SOLE
NONE
33556
0
0
SPDR SER TR WELLS FARGO PFD STOCK ETF
WELLS FG PFD ETF
78464A292
1707
39114
SH
SOLE
NONE
39114
0
0
SPDR SHORT-TERM MUNICIPAL BOND ETF
NUVN BR SHT MUNI
78464A425
373
15320
SH
SOLE
NONE
15320
0
0
T ROWE PRICE GROUP INC
COM
74144T108
319
3784
SH
SOLE
NONE
3784
0
0
TECHNOLOGY SELECT SECTOR SPDR
TECHNOLOGY
81369Y803
3219
83950
SH
SOLE
NONE
83950
0
0
TEMPLETON EMERGING MARKETS INC FD INC
COM
880192109
1653
119855
SH
SOLE
NONE
119855
0
0
TEMPLETON GLOBAL INCOME FD INC
COM
880198106
10466
1267048
SH
SOLE
NONE
1267048
0
0
UTILITIES SELECT SECTOR SPDR
SBI INT-UTILS
81369Y886
1052
23776
SH
SOLE
NONE
23776
0
0
VANGUARD SHORT TERM BOND
SHORT TRM BOND
921937827
3308
41177
SH
SOLE
NONE
41177
0
0
VERIZON COMMUNICATIONS
COM
92343V104
363
7410
SH
SOLE
NONE
7410
0
0
WAL-MART STORES INC
COM
931142103
350
4664
SH
SOLE
NONE
4664
0
0
WELLS FARGO & CO
COM
949746101
370
7038
SH
SOLE
NONE
7038
0
0
WESTERN ASSET HIGH INCOME FUND II INC
COM
95766J102
4154
440486
SH
SOLE
NONE
440486
0
0
WINDSTREAM CORPORATION
COM
97382A101
292
29366
SH
SOLE
NONE
29366
0
0
XCEL ENERGY INC
COM
98389B100
577
17893
SH
SOLE
NONE
17893
0
0