0001209191-23-034842.txt : 20230606 0001209191-23-034842.hdr.sgml : 20230606 20230606180753 ACCESSION NUMBER: 0001209191-23-034842 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230602 FILED AS OF DATE: 20230606 DATE AS OF CHANGE: 20230606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schultz Erica CENTRAL INDEX KEY: 0001542687 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40526 FILM NUMBER: 23997224 MAIL ADDRESS: STREET 1: C/O NEW RELIC, INC. STREET 2: 188 SPEAR STREET, STE. 1200 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Confluent, Inc. CENTRAL INDEX KEY: 0001699838 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 471824387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-439-3207 MAIL ADDRESS: STREET 1: 899 W. EVELYN AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-02 0 0001699838 Confluent, Inc. CFLT 0001542687 Schultz Erica C/O CONFLUENT, INC. 899 W. EVELYN AVENUE MOUNTAIN VIEW CA 94041 0 1 0 0 President, Field Operations 0 Class A Common Stock 2023-06-02 4 J 0 56637 0.00 D 40487 I See footnote Class A Common Stock 2023-06-02 4 J 0 56637 0.00 A 68137 I See footnote Class A Common Stock 2023-06-02 4 J 0 22454 0.00 D 55422 I See footnote Class A Common Stock 2023-06-02 4 J 0 22454 0.00 A 90591 I See footnote Class A Common Stock 2023-06-02 4 J 0 79091 0.00 D 11500 I See footnote Class A Common Stock 2023-06-02 4 J 0 79091 0.00 A 79091 I See footnote Class A Common Stock 479537 D Class A Common Stock 13500 I See footnote Class A Common Stock 200000 I See footnote Represents a share distribution from the holder to The Bryan and Erica Schultz Family Revocable Trust. The shares are held by the Erica Schultz 2021 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2021 Annuity Trust. Represents a share distribution received from The Erica Schultz 2021 Annuity Trust. The shares are held by The Bryan and Erica Schultz Family Revocable Trust. The shares are held by the Erica Schultz 2022 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2022 Annuity Trust. Represents a share distribution received from The Erica Schultz 2022 Annuity Trust. Represents a transfer from the holder to The Erica Schultz 2023 Annuity Trust. Represents a transfer received from The Bryan and Erica Schultz Family Revocable Trust. The shares are held by the Erica Schultz 2023 Annuity Trust. The Reporting Person maintains beneficial ownership over the shares held by the Erica Schultz 2023 Annuity Trust. The shares are held by The Ruliffson Schultz Extended Family Trust. The shares are held by The Schultz Family 2021 Irrevocable Beholder Trust. /s/ Melanie Vinson, Attorney-in-fact 2023-06-06