0000919574-12-001778.txt : 20120221 0000919574-12-001778.hdr.sgml : 20120220 20120217180440 ACCESSION NUMBER: 0000919574-12-001778 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120217 EFFECTIVENESS DATE: 20120221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROTHSCHILD SMALL-CAP TRUST CENTRAL INDEX KEY: 0001542686 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-173682 FILM NUMBER: 12624100 BUSINESS ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-403-3500 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 D 1 primary_doc.xml X0704 D LIVE 0001542686 ROTHSCHILD SMALL-CAP TRUST 1251 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10020 212-403-3500 DELAWARE None None Business Trust true T. Radey Johnson 1251 Avenue of the Americas New York NY NEW YORK 10020 Executive Officer T. Radey Johnson is Chief Executive Officer of Rothschild Asset Management Inc., the Investment Manager of the Issuer. Daniel Oshinskie 1251 Avenue of the Americas New York NY NEW YORK 10020 Executive Officer Daniel Oshinskie is Chief Equity Officer of Rothschild Asset Management Inc., the Investment Manager of the Issuer. Michael Tamasco 1251 Avenue of the Americas New York NY NEW YORK 10020 Executive Officer Michael Tamasco is Chief Marketing Officer of Rothschild Asset Management Inc., the Investment Manager of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 3C 3C.1 false 1997-06-01 true true false 0 Indefinite 202927555 Indefinite The Total Amount Sold reflects the Fund's current AUM as of February 17, 2012. false 30 0 0 0 true The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management. false ROTHSCHILD SMALL-CAP TRUST /s/ David Tang David Tang Director 2012-02-17