X0306 4 2018-12-22 0001494448 EMERGENT CAPITAL, INC. EMGC 0001542399 MARTINEZ MIRIAM C/O EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD, SUITE 701 BOCA RATON FL 33486 0 1 0 0 CFO and Secretary Common Stock 2018-12-22 4 M 0 250000 A 284361 D Common Stock 2018-12-22 4 F 0 74125 .088 D 210236 D Restricted Stock Units 2018-12-22 4 M 0 250000 0 D Common Stock 250000 250000 D Stock Option (right to buy) 6.94 2020-06-06 Common Stock 45000 45000 D Each Restricted Stock Unit represents a contingent right to receive one share of Emergent Capital, Inc.'s common stock. Includes adjustment of 32,361 shares inadvertently omitted from previously reported amount. The Restricted Stock Units vest on December 21, 2018 as to 250,000 shares and on December 21, 2019 as to 250,000 shares. One third of the options vested on June 6 of each of 2013, 2014 and 2015. /s/ Miriam Martinez 2019-02-19