0001542383-21-000001.txt : 20210212
0001542383-21-000001.hdr.sgml : 20210212
20210211184148
ACCESSION NUMBER: 0001542383-21-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210211
EFFECTIVENESS DATE: 20210212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aviance Capital Partners, LLC
CENTRAL INDEX KEY: 0001542383
IRS NUMBER: 800160107
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14896
FILM NUMBER: 21621627
BUSINESS ADDRESS:
STREET 1: 2180 IMMOKALEE ROAD, #301
CITY: NAPLES
STATE: FL
ZIP: 34110
BUSINESS PHONE: 239.598.4747
MAIL ADDRESS:
STREET 1: 2180 IMMOKALEE ROAD, #301
CITY: NAPLES
STATE: FL
ZIP: 34110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001542383
XXXXXXXX
12-31-2020
12-31-2020
Aviance Capital Partners, LLC
2180 IMMOKALEE ROAD, #301
NAPLES
FL
34110
13F HOLDINGS REPORT
028-14896
N
Jeffrey S. Pike
Chief Operating Officer
239-598-4747
Jeffrey S. Pike
Naples
FL
02-11-2021
0
253
494280
false
INFORMATION TABLE
2
acp4q20.xml
3M CO.
COM
88579Y101
1230
7036
SH
SOLE
7036
0
0
ABBOTT LABORATORIES
COM
002824100
1061
9693
SH
SOLE
9693
0
0
ABBVIE INC.
COM
00287Y109
15851
147929
SH
SOLE
147929
0
0
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND
COM
00326L100
1134
128152
SH
SOLE
128152
0
0
ACCENTURE PLC
COM
G1151C101
384
1470
SH
SOLE
1470
0
0
ACTIVISION BLIZZARD INC.
COM
00507V109
1683
18125
SH
SOLE
18125
0
0
ADOBE SYSTEMS INC.
COM
00724F101
10051
20098
SH
SOLE
20098
0
0
ADVANCE AUTO PARTS INC.
COM
00751Y106
800
5080
SH
SOLE
5080
0
0
ALEXION PHARMACEUTICALS INC.
COM
015351109
790
5055
SH
SOLE
5055
0
0
ALIBABA GROUP HOLDING LTD.
COM
01609W102
15861
68153
SH
SOLE
68153
0
0
ALLETE INC.
COM
018522300
784
12655
SH
SOLE
12655
0
0
ALLIANCEBERNSTEIN HLDG LP
COM
01881G106
1290
38205
SH
SOLE
38205
0
0
ALLIANCEBERNSTEIN NATIONAL MUNI INCOME
COM
01864U106
612
42437
SH
SOLE
42437
0
0
ALLSTATE CORP.
COM
020002101
2506
22799
SH
SOLE
22799
0
0
ALPHABET INC. CL A
COM
02079K305
7296
4163
SH
SOLE
4163
0
0
ALPHABET INC. CL C
COM
02079K107
659
376
SH
SOLE
376
0
0
ALTRIA GROUP INC.
COM
02209S103
1408
34331
SH
SOLE
34331
0
0
AMAZON.COM INC.
COM
023135106
23183
7118
SH
SOLE
7118
0
0
AMERICAN ELECTRIC POWER CO. INC.
COM
025537101
314
3775
SH
SOLE
3775
0
0
AMERICAN EXPRESS CO.
COM
025816109
1515
12532
SH
SOLE
12532
0
0
AMERIPRISE FINANCIAL INC.
COM
03076C106
1166
6000
SH
SOLE
6000
0
0
AMGEN INC.
COM
031162100
4994
21720
SH
SOLE
21720
0
0
APOLLO COMMERCIAL REAL ESTATE FINANCE INC.
COM
03762U105
133
11884
SH
SOLE
11884
0
0
APPLE INC.
COM
037833100
39163
295148
SH
SOLE
295148
0
0
APPLIED MATERIALS INC.
COM
038222105
1214
14068
SH
SOLE
14068
0
0
ARISTA NETWORKS INC.
COM
040413106
1280
4405
SH
SOLE
4405
0
0
AT&T INC.
COM
00206R102
1387
48239
SH
SOLE
48239
0
0
ATLAS AIR WORLDWIDE HOLDINGS INC.
COM
049164205
1404
25747
SH
SOLE
25747
0
0
AUTOMATIC DATA PROCESSING INC.
COM
053015103
1244
7060
SH
SOLE
7060
0
0
BANK OF AMERICA CORP.
COM
060505104
512
16880
SH
SOLE
16880
0
0
BAXTER INTERNATIONAL INC.
COM
071813109
269
3358
SH
SOLE
3358
0
0
BERKSHIRE HATHAWAY INC. CL A
COM
084670108
3130
900
SH
SOLE
900
0
0
BERKSHIRE HATHAWAY INC. CL B
COM
084670702
3997
17239
SH
SOLE
17239
0
0
BIOGEN INC.
COM
09062X103
3014
12311
SH
SOLE
12311
0
0
BLACKROCK CA MUNICIPAL INCOME TRUST
COM
09248E102
599
42086
SH
SOLE
42086
0
0
BLACKROCK CREDIT ALLOCATION INCOME TRUST IV
COM
092508100
703
47774
SH
SOLE
47774
0
0
BLACKROCK INC.
COM
09247X101
5934
8224
SH
SOLE
8224
0
0
BLACKROCK INCOME TRUST
COM
09247F100
1195
196841
SH
SOLE
196841
0
0
BLACKROCK MUNI INTERMEDIATE DURATION INCOME
COM
09253X102
511
34391
SH
SOLE
34391
0
0
BLACKROCK MUNICIPAL INCOME TRUST
COM
09248F109
186
12000
SH
SOLE
12000
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254F100
465
28163
SH
SOLE
28163
0
0
BLACKSTONE GROUP INC.
COM
09260D107
1825
28155
SH
SOLE
28155
0
0
BOEING CO.
COM
097023105
5983
27952
SH
SOLE
27952
0
0
BOOKING HOLDINGS INC.
COM
09857L108
207
93
SH
SOLE
93
0
0
BRANDYWINEGLOBAL GLOBAL INCOME OPPORTUNITIES FUND
COM
10537L104
521
41703
SH
SOLE
41703
0
0
BRISTOL MYERS SQUIBB CO.
COM
110122108
4498
72506
SH
SOLE
72506
0
0
BROADCOM INC.
COM
11135F101
6179
14113
SH
SOLE
14113
0
0
BROOKFIELD REAL ASSETS INCOME FUND INC.
COM
112830104
898
50383
SH
SOLE
50383
0
0
CALAMOS STRATEGIC TOTAL RETURN
COM
128125101
1722
109081
SH
SOLE
109081
0
0
CAPITAL ONE FINANCIAL CORP.
COM
14040H105
1744
17648
SH
SOLE
17648
0
0
CHARLES SCHWAB CORP.
COM
808513105
3294
62107
SH
SOLE
62107
0
0
CHEVRON CORP.
COM
166764100
390
4619
SH
SOLE
4619
0
0
CHIPOTLE MEXICAN GRILL INC.
COM
169656105
3467
2500
SH
SOLE
2500
0
0
CHURCHILL DOWNS INC.
COM
171484108
370
1900
SH
SOLE
1900
0
0
CIGNA CORP.
COM
125523100
2397
11513
SH
SOLE
11513
0
0
CINCINNATI FINANCIAL CORP.
COM
172062101
1021
11684
SH
SOLE
11684
0
0
CISCO SYSTEMS INC.
COM
17275R102
3295
73624
SH
SOLE
73624
0
0
CLOUGH GLOBAL EQUITY FUND
COM
18914C100
1558
113588
SH
SOLE
113588
0
0
COCA COLA CO.
COM
191216100
455
8303
SH
SOLE
8303
0
0
COHEN & STEERS INFRASTRUCTURE FUND
COM
19248A109
1555
60214
SH
SOLE
60214
0
0
COLGATE PALMOLIVE CO.
COM
194162103
218
2550
SH
SOLE
2550
0
0
COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND
COM
19842X109
1348
49493
SH
SOLE
49493
0
0
COMCAST CORP.
COM
20030N101
1802
34397
SH
SOLE
34397
0
0
CONSTELLATION BRANDS INC.
COM
21036P108
3040
13879
SH
SOLE
13879
0
0
CORTEVA INC.
COM
22052L104
290
7486
SH
SOLE
7486
0
0
COSTCO WHOLESALE CORP.
COM
22160K105
833
2210
SH
SOLE
2210
0
0
CSX CORP.
COM
126408103
1171
12900
SH
SOLE
12900
0
0
CUMMINS INC.
COM
231021106
258
1138
SH
SOLE
1138
0
0
CVS HEALTH CORP.
COM
126650100
702
10279
SH
SOLE
10279
0
0
CYBERARK SOFTWARE LTD.
COM
M2682V108
404
2500
SH
SOLE
2500
0
0
DANAHER CORP.
COM
235851102
524
2357
SH
SOLE
2357
0
0
DEEP VALUE
COM
26922A701
1446
52044
SH
SOLE
52044
0
0
DISCOVERY INC.
COM
25470F104
1575
52345
SH
SOLE
52345
0
0
DNP SELECT INCOME FUND
COM
23325P104
1626
158436
SH
SOLE
158436
0
0
DOCUSIGN INC.
COM
256163106
1029
4630
SH
SOLE
4630
0
0
DOLLAR GENERAL CORP.
COM
256677105
219
1039
SH
SOLE
1039
0
0
DOUBLELINE OPPORTUNISTIC CREDIT
COM
258623107
5311
270296
SH
SOLE
270296
0
0
DOW CHEMICAL CO.
COM
260557103
368
6631
SH
SOLE
6631
0
0
DUKE ENERGY CORP.
COM
26441C204
1391
15195
SH
SOLE
15195
0
0
DUPONT DE NEMOURS INC.
COM
26614N102
413
5808
SH
SOLE
5808
0
0
EATON VANCE LIMITED DURATION INCOME FUND
COM
27828H105
2102
167730
SH
SOLE
167730
0
0
EATON VANCE RISK-MANAGED DIVERS EQUITY INCOME
COM
27829G106
179
17260
SH
SOLE
17260
0
0
EATON VANCE SENIOR FLOATING RATE TRUST
COM
27828Q105
263
20622
SH
SOLE
20622
0
0
EDWARDS LIFESCIENCES CORP.
COM
28176E108
290
3180
SH
SOLE
3180
0
0
ELLSWORTH GROWTH AND INCOME FUND LTD.
COM
289074106
1858
133964
SH
SOLE
133964
0
0
ENERGY TRANSFER LP
COM
29273V100
627
101500
SH
SOLE
101500
0
0
ENTERPRISE PRODUCTS PARTNERS LP
COM
293792107
197
10073
SH
SOLE
10073
0
0
ETSY INC.
COM
29786A106
2529
14215
SH
SOLE
14215
0
0
EVEREST RE GROUP
COM
G3223R108
608
2597
SH
SOLE
2597
0
0
EXPONENT INC.
COM
30214U102
630
7000
SH
SOLE
7000
0
0
EXXON MOBIL CORP.
COM
30231G102
3878
94079
SH
SOLE
94079
0
0
EZCORP INC.
COM
302301106
1231
257037
SH
SOLE
257037
0
0
FACEBOOK INC.
COM
30303M102
9897
36230
SH
SOLE
36230
0
0
FEDEX CORP.
COM
31428X106
268
1034
SH
SOLE
1034
0
0
FINANCIAL SELECT SECTOR SPDR FUND
COM
81369Y605
248
8413
SH
SOLE
8413
0
0
FIRST TRUST MORTGAGE INCOME FUND
COM
33734E103
593
42653
SH
SOLE
42653
0
0
FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME
COM
33848W106
429
14750
SH
SOLE
14750
0
0
FLEXSHARES DISCIPLINED DURATION MBS ETF
COM
33939L779
3916
162750
SH
SOLE
162750
0
0
GABELLI HEALTHCARE & WELLNESS RX TRUST
COM
36246K103
1277
106822
SH
SOLE
106822
0
0
GILEAD SCIENCES INC.
COM
375558103
991
17002
SH
SOLE
17002
0
0
GOLDMAN SACHS ASSET CONV EXCH 04/01/2022 4.500
CONV
38147UAB3
51
50000
SH
SOLE
50000
0
0
GOLDMAN SACHS GROUP INC.
COM
38141G104
3807
14435
SH
SOLE
14435
0
0
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND
COM
40167F101
399
20592
SH
SOLE
20592
0
0
HARTFORD FINANCIAL SERVICES GROUP INC.
COM
416515104
230
4703
SH
SOLE
4703
0
0
HEALTH CARE SELECT SECTOR SPDR
COM
81369Y209
258
2273
SH
SOLE
2273
0
0
HELIOS TECHNOLOGIES INC.
COM
42328H109
378
7087
SH
SOLE
7087
0
0
HOLLYFRONTIER CORP.
COM
436106108
449
17383
SH
SOLE
17383
0
0
HOME BANCSHARES INC.
COM
436893200
364
18680
SH
SOLE
18680
0
0
HOME DEPOT INC.
COM
437076102
1057
3979
SH
SOLE
3979
0
0
HONEYWELL INTERNATIONAL INC.
COM
438516106
848
3985
SH
SOLE
3985
0
0
INDUSTRIAL SELECT SECTOR SPDR
COM
81369Y704
495
5593
SH
SOLE
5593
0
0
INTEL CORP.
COM
458140100
1110
22275
SH
SOLE
22275
0
0
INTL BUSINESS MACHINES CORP.
COM
459200101
291
2314
SH
SOLE
2314
0
0
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
COM
46132R104
737
68616
SH
SOLE
68616
0
0
INVESCO FTSE RAFI EMERGING MARKETS
COM
46138E727
845
39946
SH
SOLE
39946
0
0
INVESCO FTSE RAFI U.S. 1000 PORTFOLIO
COM
46137V613
976
7325
SH
SOLE
7325
0
0
INVESCO FTSE RAFI U.S. 1500 SMALL-MID
COM
46137V597
1447
9585
SH
SOLE
9585
0
0
INVESCO LTD.
COM
G491BT108
2771
159001
SH
SOLE
159001
0
0
INVESCO QQQ TRUST
COM
46090E103
1919
6118
SH
SOLE
6118
0
0
INVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY PORTFOLIO
COM
46137V282
405
1596
SH
SOLE
1596
0
0
ISHARES CORE MSCI EAFE
COM
46432F842
327
4726
SH
SOLE
4726
0
0
ISHARES CORE MSCI EMERGING MARKET
COM
46434G103
416
6706
SH
SOLE
6706
0
0
ISHARES CORE S&P 500 INDEX
COM
464287200
1275
3397
SH
SOLE
3397
0
0
ISHARES DOW JONES US TECHNOLOGY
COM
464287721
976
11476
SH
SOLE
11476
0
0
ISHARES EDGE MSCI USA VALUE FACTOR ETF
COM
46432F388
5649
64997
SH
SOLE
64997
0
0
ISHARES IBOXX INVEST GRADE CORP BOND FUND
COM
464287242
387
2805
SH
SOLE
2805
0
0
ISHARES MSCI ACWI EX U.S.
COM
464288240
215
4050
SH
SOLE
4050
0
0
ISHARES S&P 100 INDEX
COM
464287101
2298
13391
SH
SOLE
13391
0
0
ISHARES S&P SMALLCAP 600 INDEX
COM
464287804
1084
11799
SH
SOLE
11799
0
0
ISHARES S&P U.S. PREFERRED STOCK INDEX FUND
COM
464288687
1295
33624
SH
SOLE
33624
0
0
ISHARES TIPS BOND ETF
COM
464287176
1409
11038
SH
SOLE
11038
0
0
JANUS HENDERSON GROUP PLC
COM
G4474Y214
1314
40416
SH
SOLE
40416
0
0
JAZZ PHARMACEUTICALS PLC
COM
G50871105
1895
11481
SH
SOLE
11481
0
0
JOHNSON & JOHNSON
COM
478160104
3667
23300
SH
SOLE
23300
0
0
JONES LANG LASALLE INC.
COM
48020Q107
1116
7523
SH
SOLE
7523
0
0
JPMORGAN CHASE & CO.
COM
46625H100
5680
44700
SH
SOLE
44700
0
0
KIMBERLY-CLARK CORP.
COM
494368103
228
1690
SH
SOLE
1690
0
0
KORN FERRY
COM
500643200
753
17319
SH
SOLE
17319
0
0
LAM RESEARCH CORP.
COM
512807108
4870
10313
SH
SOLE
10313
0
0
LINDE PLC
COM
G5494J103
264
1000
SH
SOLE
1000
0
0
LOCKHEED MARTIN CORP.
COM
539830109
2296
6469
SH
SOLE
6469
0
0
LOWES COMPANIES INC.
COM
548661107
1025
6388
SH
SOLE
6388
0
0
LULULEMON ATHLETICA INC.
COM
550021109
1740
5000
SH
SOLE
5000
0
0
MAGNA INTERNATIONAL INC.
COM
559222401
1854
26182
SH
SOLE
26182
0
0
MARATHON PETROLEUM CORP.
COM
56585A102
435
10518
SH
SOLE
10518
0
0
MASTERCARD INC.
COM
57636Q104
2693
7545
SH
SOLE
7545
0
0
MATCH GROUP ORD
COM
57667L107
756
5000
SH
SOLE
5000
0
0
MCDONALDS CORP.
COM
580135101
642
2993
SH
SOLE
2993
0
0
MEDTRONIC INC.
COM
G5960L103
474
4043
SH
SOLE
4043
0
0
MERCK & CO. INC.
COM
58933Y105
1914
23394
SH
SOLE
23394
0
0
METHODE ELECTRONICS INC
COM
591520200
1416
36991
SH
SOLE
36991
0
0
METLIFE INC.
COM
59156R108
1223
26058
SH
SOLE
26058
0
0
MICROSOFT CORP.
COM
594918104
4767
21433
SH
SOLE
21433
0
0
MICROSTRATEGY INC.
COM
594972408
971
2500
SH
SOLE
2500
0
0
NASDAQ INC.
COM
631103108
496
3734
SH
SOLE
3734
0
0
NATIONAL GENERAL HOLDINGS CORP.
COM
636220303
409
11953
SH
SOLE
11953
0
0
NETFLIX INC.
COM
64110L106
12873
23807
SH
SOLE
23807
0
0
NEXTERA ENERGY INC.
COM
65339F101
1097
14222
SH
SOLE
14222
0
0
NIKE INC.
COM
654106103
2576
18207
SH
SOLE
18207
0
0
NIO INC.
COM
62914V106
253
5200
SH
SOLE
5200
0
0
NOVO NORDISK AS
COM
670100205
247
3541
SH
SOLE
3541
0
0
NUVEEN DOW 30 DYNAMIC OVERWRITE FUND
COM
67075F105
1183
77838
SH
SOLE
77838
0
0
NUVEEN FLOATING RATE INCOME FUND
COM
67072T108
280
31999
SH
SOLE
31999
0
0
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
COM
6706EN100
1192
137648
SH
SOLE
137648
0
0
NUVEEN MARYLAND PREM INCOME MUNI
COM
67061Q107
841
59573
SH
SOLE
59573
0
0
NUVEEN MICH QUALITY INCOME MUN FD
COM
670979103
559
37902
SH
SOLE
37902
0
0
NUVEEN MULTI-MARKET INCOME
COM
67075J107
642
89285
SH
SOLE
89285
0
0
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE
COM
670699107
1532
58893
SH
SOLE
58893
0
0
NUVEEN NJ DIV ADVANTAGE MUNI FUND
COM
67069Y102
727
50584
SH
SOLE
50584
0
0
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND
COM
670980101
761
48609
SH
SOLE
48609
0
0
NUVEEN PA INVESTMENT QUALITY MUNICIPAL
COM
670972108
825
57013
SH
SOLE
57013
0
0
NUVEEN QUALITY MUNI INCOME FUND
COM
67066V101
642
41782
SH
SOLE
41782
0
0
NUVEEN S&P 500 DYNAMIC OVERWRITE FUND
COM
6706EW100
1202
78844
SH
SOLE
78844
0
0
NVIDIA CORP.
COM
67066G104
18225
34901
SH
SOLE
34901
0
0
OCCIDENTAL PETROLEUM CORP.
COM
674599105
256
14809
SH
SOLE
14809
0
0
ORACLE CORP.
COM
68389X105
357
5519
SH
SOLE
5519
0
0
PARKER HANNIFIN CORP.
COM
701094104
241
885
SH
SOLE
885
0
0
PAYPAL HOLDINGS INC.
COM
70450Y103
3720
15883
SH
SOLE
15883
0
0
PELOTON INTERACTIVE INC.
COM
70614W100
2807
18500
SH
SOLE
18500
0
0
PENN NATIONAL GAMING INC.
COM
707569109
346
4005
SH
SOLE
4005
0
0
PEPSICO INC.
COM
713448108
1279
8628
SH
SOLE
8628
0
0
PFIZER INC.
COM
717081103
2471
67139
SH
SOLE
67139
0
0
PIMCO ACTIVE BOND ETF
COM
72201R775
4035
35676
SH
SOLE
35676
0
0
PIMCO DYNAMIC CREDIT INCOME FUND
COM
72202D106
1770
83486
SH
SOLE
83486
0
0
PIMCO ENHANCED LOW DURATION ACTIVE
COM
72201R718
2055
20140
SH
SOLE
20140
0
0
PIMCO ENHANCED SHORT MATURITY STRATEGY
COM
72201R833
2121
20787
SH
SOLE
20787
0
0
PIMCO INTERMEDIATE MUNICIPAL BOND
COM
72201R866
1649
29065
SH
SOLE
29065
0
0
PNC FINANCIAL SERVICES GROUP INC.
COM
693475105
492
3300
SH
SOLE
3300
0
0
PROCTER & GAMBLE CO.
COM
742718109
3229
23206
SH
SOLE
23206
0
0
PRUDENTIAL FINANCIAL INC.
COM
744320102
1662
21285
SH
SOLE
21285
0
0
PRUDENTIAL SHT DURATION HI YLD FUND INC.
COM
69346H100
669
44611
SH
SOLE
44611
0
0
QUAKER CHEMICAL CORP.
COM
747316107
1413
5575
SH
SOLE
5575
0
0
RAYMOND JAMES FINANCIAL INC.
COM
754730109
1405
14689
SH
SOLE
14689
0
0
RAYTHEON TECHNOLOGIES CORP.
COM
75513E101
399
5585
SH
SOLE
5585
0
0
REINSURANCE GROUP OF AMERICA INC.
COM
759351604
855
7374
SH
SOLE
7374
0
0
ROKU INC.
COM
77543R102
1081
3255
SH
SOLE
3255
0
0
ROYAL BANK OF CANADA
COM
780087102
267
3252
SH
SOLE
3252
0
0
ROYAL CARIBBEAN CRUISES LTD.
COM
V7780T103
243
3256
SH
SOLE
3256
0
0
SALESFORCE.COM INC.
COM
79466L302
4609
20711
SH
SOLE
20711
0
0
SCHWAB FUNDAMENTAL INTL LARGE COMPANY INDEX
COM
808524755
1128
38539
SH
SOLE
38539
0
0
SCHWAB FUNDAMENTAL INTL SMALL COMPANY INDEX
COM
808524748
927
26658
SH
SOLE
26658
0
0
SCHWAB U.S. BROAD MARKET
COM
808524102
424
4655
SH
SOLE
4655
0
0
SCHWAB U.S. TIPS
COM
808524870
3705
59688
SH
SOLE
59688
0
0
SHOPIFY INC.
COM
82509L107
3877
3425
SH
SOLE
3425
0
0
SIEMENS AG
COM
82837P408
372
5000
SH
SOLE
5000
0
0
SKYWORKS SOLUTIONS INC.
COM
83088M102
2747
17970
SH
SOLE
17970
0
0
SNAP INC.
COM
83304A106
651
13000
SH
SOLE
13000
0
0
SNOWFLAKE INC.
COM
833445109
704
2500
SH
SOLE
2500
0
0
SONOS INC
COM
83570H108
234
10000
SH
SOLE
10000
0
0
SOUTH STATE CORP.
COM
840441109
375
5184
SH
SOLE
5184
0
0
SOUTHERN CO.
COM
842587107
446
7262
SH
SOLE
7262
0
0
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF
COM
78468R622
246
2256
SH
SOLE
2256
0
0
SPDR GOLD SHARES TRUST
COM
78463V107
391
2193
SH
SOLE
2193
0
0
SPDR S&P 500
COM
78462F103
1300
3476
SH
SOLE
3476
0
0
SPIRIT AIRLINES INC.
COM
848577102
455
18614
SH
SOLE
18614
0
0
SPOTIFY TECHNOLOGY SA
COM
L8681T102
1573
5000
SH
SOLE
5000
0
0
SQUARE INC.
COM
852234103
7419
34088
SH
SOLE
34088
0
0
STRYKER CORP.
COM
863667101
518
2115
SH
SOLE
2115
0
0
SUPER MICRO COMPUTER INC.
COM
86800U104
440
13884
SH
SOLE
13884
0
0
T. ROWE PRICE GROUP INC.
COM
74144T108
2362
15599
SH
SOLE
15599
0
0
TAIWAN SEMICONDUCTOR MFG CO. LTD.
COM
874039100
400
3665
SH
SOLE
3665
0
0
TAKE-TWO INTERACTIVE SOFTWARE INC.
COM
874054109
2701
13000
SH
SOLE
13000
0
0
TARGET CORP.
COM
87612E106
582
3297
SH
SOLE
3297
0
0
TECHNOLOGY SELECT SECTOR SPDR
COM
81369Y803
443
3410
SH
SOLE
3410
0
0
TEKLA HEALTHCARE OPPORTUNITIES FUND
COM
879105104
1535
75313
SH
SOLE
75313
0
0
TELADOC HEALTH INC.
COM
87918A105
1000
5000
SH
SOLE
5000
0
0
TEMPLETON GLOBAL INCOME FUND
COM
880198106
58
10496
SH
SOLE
10496
0
0
TESLA MOTORS INC.
COM
88160R101
661
936
SH
SOLE
936
0
0
THERMO FISHER SCIENTIFIC INC.
COM
883556102
4954
10635
SH
SOLE
10635
0
0
TIFFANY & CO.
COM
886547108
407
3100
SH
SOLE
3100
0
0
TOLL BROTHERS INC.
COM
889478103
1472
33872
SH
SOLE
33872
0
0
TRADE DESK INC.
COM
88339J105
2403
3000
SH
SOLE
3000
0
0
TRAVELERS COMPANIES INC.
COM
89417E109
3106
22131
SH
SOLE
22131
0
0
TRUIST FINANCIAL CORP.
COM
89832Q109
248
5180
SH
SOLE
5180
0
0
UNION PACIFIC CORP.
COM
907818108
833
4000
SH
SOLE
4000
0
0
UNITEDHEALTH GROUP INC.
COM
91324P102
337
962
SH
SOLE
962
0
0
UNUM GROUP
COM
91529Y106
1316
57371
SH
SOLE
57371
0
0
V.F. CORP.
COM
918204108
479
5610
SH
SOLE
5610
0
0
VANGUARD DIVIDEND APPRECIATION
COM
921908844
1968
13938
SH
SOLE
13938
0
0
VANGUARD EXTENDED DURATION TREASURY INDEX FUND ETF SHS
COM
921910709
250
1640
SH
SOLE
1640
0
0
VANGUARD HIGH DIVIDEND YIELD INDEX
COM
921946406
241
2630
SH
SOLE
2630
0
0
VERIZON COMMUNICATIONS INC.
COM
92343V104
269
4572
SH
SOLE
4572
0
0
VISA INC.
COM
92826C839
5875
26860
SH
SOLE
26860
0
0
WALGREEN BOOTS ALLIANCE INC.
COM
931427108
565
14172
SH
SOLE
14172
0
0
WALMART INC.
COM
931142103
901
6251
SH
SOLE
6251
0
0
WALT DISNEY CO.
COM
254687106
4163
22975
SH
SOLE
22975
0
0
WELLS FARGO & CO.
COM
949746101
1512
50100
SH
SOLE
50100
0
0
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
COM
95766A101
585
42117
SH
SOLE
42117
0
0
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
COM
95766R104
759
61176
SH
SOLE
61176
0
0
WINNEBAGO INDUSTRIES INC.
COM
974637100
1443
24078
SH
SOLE
24078
0
0
WSFS FINANCIAL CORP.
COM
929328102
435
9684
SH
SOLE
9684
0
0
ZILLOW GROUP INC.
COM
98954M200
649
5000
SH
SOLE
5000
0
0
ZOOM VIDEO COMMUNICATIONS INC.
COM
98980L101
1012
3000
SH
SOLE
3000
0
0