0001542383-20-000002.txt : 20200505
0001542383-20-000002.hdr.sgml : 20200505
20200505145916
ACCESSION NUMBER: 0001542383-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200505
DATE AS OF CHANGE: 20200505
EFFECTIVENESS DATE: 20200505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aviance Capital Partners, LLC
CENTRAL INDEX KEY: 0001542383
IRS NUMBER: 800160107
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14896
FILM NUMBER: 20848468
BUSINESS ADDRESS:
STREET 1: 2180 IMMOKALEE ROAD, #301
CITY: NAPLES
STATE: FL
ZIP: 34110
BUSINESS PHONE: 239.598.4747
MAIL ADDRESS:
STREET 1: 2180 IMMOKALEE ROAD, #301
CITY: NAPLES
STATE: FL
ZIP: 34110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001542383
XXXXXXXX
03-31-2020
03-31-2020
Aviance Capital Partners, LLC
2180 IMMOKALEE ROAD, #301
NAPLES
FL
34110
13F HOLDINGS REPORT
028-14896
N
Jeffrey S. Pike
Chief Operating Officer
239-598-4747
Jeffrey S. Pike
Naples
FL
05-05-2020
0
208
317219
false
INFORMATION TABLE
2
acp1q20.xml
3M CO.
COM
88579Y101
1030
7546
SH
SOLE
7546
0
0
ABBOTT LABORATORIES
COM
002824100
666
8439
SH
SOLE
8439
0
0
ABBVIE INC.
COM
00287Y109
1758
23079
SH
SOLE
23079
0
0
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND
COM
00326L100
825
125409
SH
SOLE
125409
0
0
ADOBE SYSTEMS INC.
COM
00724F101
2827
8884
SH
SOLE
8884
0
0
ADVANCE AUTO PARTS INC.
COM
00751Y106
474
5080
SH
SOLE
5080
0
0
ALIBABA GROUP HOLDING LTD.
COM
01609W102
8117
41737
SH
SOLE
41737
0
0
ALLERGAN INC.
COM
G0177J108
21067
118957
SH
SOLE
118957
0
0
ALLETE INC.
COM
018522300
768
12655
SH
SOLE
12655
0
0
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC.
COM
01879R106
126
13640
SH
SOLE
13640
0
0
ALLIANCEBERNSTEIN HLDG LP
COM
01881G106
666
35802
SH
SOLE
35802
0
0
ALLIANCEBERNSTEIN NATIONAL MUNI INCOME
COM
01864U106
505
39616
SH
SOLE
39616
0
0
ALLSTATE CORP.
COM
020002101
2285
24913
SH
SOLE
24913
0
0
ALPHABET INC. CL A
COM
02079K305
4365
3757
SH
SOLE
3757
0
0
ALPHABET INC. CL C
COM
02079K107
440
378
SH
SOLE
378
0
0
AMAZON.COM INC.
COM
023135106
13946
7153
SH
SOLE
7153
0
0
AMERICAN ELECTRIC POWER CO. INC.
COM
025537101
302
3775
SH
SOLE
3775
0
0
AMERICAN EXPRESS CO.
COM
025816109
1061
12391
SH
SOLE
12391
0
0
AMERIPRISE FINANCIAL INC.
COM
03076C106
615
6000
SH
SOLE
6000
0
0
AMGEN INC.
COM
031162100
4105
20249
SH
SOLE
20249
0
0
ANNALY CAPITAL MANAGEMENT INC.
COM
035710409
74
14567
SH
SOLE
14567
0
0
APOLLO COMMERCIAL REAL ESTATE FINANCE INC.
COM
03762U105
118
15861
SH
SOLE
15861
0
0
APPLE INC.
COM
037833100
32178
126542
SH
SOLE
126542
0
0
AT&T INC.
COM
00206R102
563
19300
SH
SOLE
19300
0
0
ATLAS AIR WORLDWIDE HOLDINGS INC.
COM
049164205
705
27474
SH
SOLE
27474
0
0
AUTOMATIC DATA PROCESSING INC.
COM
053015103
973
7119
SH
SOLE
7119
0
0
BANK OF AMERICA CORP.
COM
060505104
1556
73304
SH
SOLE
73304
0
0
BAXTER INTERNATIONAL INC.
COM
071813109
273
3358
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3358
0
0
BERKSHIRE HATHAWAY INC. CL A
COM
084670108
2720
10
SH
SOLE
10
0
0
BERKSHIRE HATHAWAY INC. CL B
COM
084670702
3433
18779
SH
SOLE
18779
0
0
BIOGEN INC.
COM
09062X103
3819
12072
SH
SOLE
12072
0
0
BLACKROCK CA MUNICIPAL INCOME TRUST
COM
09248E102
490
38604
SH
SOLE
38604
0
0
BLACKROCK CAPITAL INVESTMENT CORP.
COM
092533108
34
15345
SH
SOLE
15345
0
0
BLACKROCK CREDIT ALLOCATION INCOME TRUST IV
COM
092508100
499
42808
SH
SOLE
42808
0
0
BLACKROCK INC.
COM
09247X101
3070
6979
SH
SOLE
6979
0
0
BLACKROCK INCOME TRUST
COM
09247F100
1064
184688
SH
SOLE
184688
0
0
BLACKROCK MUNI INTERMEDIATE DURATION INCOME
COM
09253X102
429
32816
SH
SOLE
32816
0
0
BLACKROCK MUNICIPAL INCOME TRUST
COM
09248F109
156
12000
SH
SOLE
12000
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254F100
306
21000
SH
SOLE
21000
0
0
BLACKSTONE GROUP INC.
COM
09260D107
1322
29013
SH
SOLE
29013
0
0
BOEING CO.
COM
097023105
4440
29772
SH
SOLE
29772
0
0
BP PLC
ADR
055622104
251
10300
SH
SOLE
10300
0
0
BRANDYWINEGLOBAL GLOBAL INCOME OPPORTUNITIES FUND
COM
10537L104
462
43798
SH
SOLE
43798
0
0
BRISTOL-MYERS SQUIBB CO.
COM
110122108
3529
63312
SH
SOLE
63312
0
0
BROADCOM INC.
COM
11135F101
2755
11621
SH
SOLE
11621
0
0
BROOKFIELD REAL ASSETS INCOME FUND INC.
COM
112830104
741
50492
SH
SOLE
50492
0
0
CALAMOS STRATEGIC TOTAL RETURN
COM
128125101
1233
126166
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SOLE
126166
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0
CAPITAL ONE FINANCIAL CORP.
COM
14040H105
482
9556
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SOLE
9556
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0
CHARLES SCHWAB CORP.
COM
808513105
1829
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SH
SOLE
54394
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CHEVRON CORP.
COM
166764100
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3590
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CIGNA CORP.
COM
125523100
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CINCINNATI FINANCIAL CORP.
COM
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CLOUGH GLOBAL EQUITY FUND
COM
18914C100
1067
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120531
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0
COCA-COLA CO.
COM
191216100
323
7300
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SOLE
7300
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COHEN & STEERS INFRASTRUCTURE FUND
COM
19248A109
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COLUMBIA SELIGMAN PREMIUM TECHNOLOGY GROWTH FUND
COM
19842X109
783
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SOLE
44287
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0
COMCAST CORP.
COM
20030N101
1938
56363
SH
SOLE
56363
0
0
CONSTELLATION BRANDS INC.
COM
21036P108
1777
12396
SH
SOLE
12396
0
0
COSTCO WHOLESALE CORP.
COM
22160K105
627
2200
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SOLE
2200
0
0
CSX CORP.
COM
126408103
888
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15500
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CVS HEALTH CORP.
COM
126650100
624
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SH
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10519
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CYBERARK SOFTWARE LTD.
COM
M2682V108
214
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SOLE
2500
0
0
DANAHER CORP.
COM
235851102
351
2537
SH
SOLE
2537
0
0
DEEP VALUE
COM
26922A701
993
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53139
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DISCOVERY INC.
COM
25470F104
1123
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SH
SOLE
57769
0
0
DNP SELECT INCOME FUND
COM
23325P104
1764
180191
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DOUBLELINE OPPORTUNISTIC CREDIT
COM
258623107
3213
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DUKE ENERGY CORP.
COM
26441C204
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SOLE
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EATON VANCE LIMITED DURATION INCOME FUND
COM
27828H105
1592
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EATON VANCE RISK-MANAGED DIVERS EQUITY INCOME
COM
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EATON VANCE SENIOR FLOATING-RATE TRUST
COM
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COM
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128900
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ENTERPRISE PRODUCTS PARTNERS LP
COM
293792107
220
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SH
SOLE
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0
0
EOG RESOURCES INC.
COM
26875P101
539
15000
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SOLE
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0
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EXPONENT INC.
COM
30214U102
575
8000
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SOLE
8000
0
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EXXON MOBIL CORP.
COM
30231G102
3972
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SOLE
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EZCORP INC.
COM
302301106
997
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F5 NETWORKS INC.
COM
315616102
1001
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9391
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FACEBOOK INC.
COM
30303M102
5301
31782
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SOLE
31782
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0
FIRST TRUST LOW DURATION OPPORTUNITIES
COM
33739Q200
2860
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COM
33734E103
382
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30136
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FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME
COM
33848W106
423
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GABELLI HEALTHCARE & WELLNESS RX TRUST
COM
36246K103
862
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SOLE
99487
0
0
GILEAD SCIENCES INC.
COM
375558103
1392
18619
SH
SOLE
18619
0
0
GOLDMAN SACHS GROUP INC.
COM
38141G104
1843
11923
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SOLE
11923
0
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HELIOS TECHNOLOGIES INC.
COM
42328H109
269
7087
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SOLE
7087
0
0
HOLLYFRONTIER CORP.
COM
436106108
770
31431
SH
SOLE
31431
0
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HOME DEPOT INC.
COM
437076102
740
3965
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SOLE
3965
0
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HONEYWELL INTERNATIONAL INC.
COM
438516106
556
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SOLE
4154
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0
INDUSTRIAL SELECT SECTOR SPDR
COM
81369Y704
256
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SOLE
4341
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0
INTEL CORP.
COM
458140100
2541
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46948
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INTL BUSINESS MACHINES CORP.
COM
459200101
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COM
46132R104
404
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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COM
478160104
3011
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JONES LANG LASALLE INC.
COM
48020Q107
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COM
46625H100
3558
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39525
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KIMBERLY-CLARK CORP.
COM
494368103
245
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1920
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LAM RESEARCH CORP.
COM
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9214
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LOCKHEED MARTIN CORP.
COM
539830109
2329
6870
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6870
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0
LOWE'S COMPANIES INC.
COM
548661107
590
6855
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SOLE
6855
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MAGNA INTERNATIONAL INC.
COM
559222401
800
25052
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SOLE
25052
0
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MARATHON PETROLEUM CORP.
COM
56585A102
323
13676
SH
SOLE
13676
0
0
MASTERCARD INC.
COM
57636Q104
1488
6160
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SOLE
6160
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MCDONALD'S CORP.
COM
580135101
510
3082
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SOLE
3082
0
0
MEDTRONIC INC.
COM
G5960L103
382
4234
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SOLE
4234
0
0
MERCK & CO. INC.
COM
58933Y105
1815
23594
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SOLE
23594
0
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METLIFE INC.
COM
59156R108
852
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27860
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MICROSOFT CORP.
COM
594918104
2982
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18906
0
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NASDAQ INC.
COM
631103108
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4514
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4514
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NATIONAL GENERAL HOLDINGS CORP.
COM
636220303
765
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46248
0
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NETFLIX INC.
COM
64110L106
11191
29802
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SOLE
29802
0
0
NEXTERA ENERGY INC.
COM
65339F101
833
3463
SH
SOLE
3463
0
0
NIKE INC.
COM
654106103
1145
13834
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SOLE
13834
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ADR
670100205
213
3541
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3541
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COM
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COM
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313
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COM
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COM
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COM
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590
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43991
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COM
67075J107
453
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COM
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832
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COM
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COM
67066V101
538
39166
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COM
6706EW100
979
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84552
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NVIDIA CORP.
COM
67066G104
7879
29890
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29890
0
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OCCIDENTAL PETROLEUM CORP.
COM
674599105
135
11659
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SOLE
11659
0
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ORACLE CORP.
COM
68389X105
258
5343
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SOLE
5343
0
0
PENN NATL GAMING INC
COM
707569109
622
49178
SH
SOLE
49178
0
0
PEPSICO INC.
COM
713448108
1022
8511
SH
SOLE
8511
0
0
PFIZER INC.
COM
717081103
2170
66498
SH
SOLE
66498
0
0
PIMCO ACTIVE BOND ETF
COM
72201R775
2733
25738
SH
SOLE
25738
0
0
PIMCO DYNAMIC CREDIT INCOME FUND
COM
72202D106
1345
79977
SH
SOLE
79977
0
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PIMCO ENHANCED LOW DURATION ACTIVE
COM
72201R718
1426
14408
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14408
0
0
PIMCO ENHANCED SHORT MATURITY STRATEGY
COM
72201R833
453
4572
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4572
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0
PIMCO INTERMEDIATE MUNICIPAL BOND
COM
72201R866
1626
29812
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29812
0
0
PNC FINANCIAL SERVICES GROUP INC.
COM
693475105
421
4400
SH
SOLE
4400
0
0
PROCTER & GAMBLE CO.
COM
742718109
2590
23548
SH
SOLE
23548
0
0
PRUDENTIAL FINANCIAL INC.
COM
744320102
1314
25196
SH
SOLE
25196
0
0
PRUDENTIAL SHT DURATION HI YLD FUND INC.
COM
69346H100
378
32673
SH
SOLE
32673
0
0
QUAKER CHEMICAL CORP.
COM
747316107
704
5575
SH
SOLE
5575
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
913
14442
SH
SOLE
14442
0
0
RAYTHEON CO.
COM
755111507
671
5120
SH
SOLE
5120
0
0
REINSURANCE GROUP OF AMERICA INC.
COM
759351604
747
8883
SH
SOLE
8883
0
0
RMR REAL ESTATE INCOME
COM
76970B101
503
49519
SH
SOLE
49519
0
0
ROKU INC.
COM
77543R102
328
3755
SH
SOLE
3755
0
0
ROYAL BANK OF CANADA
COM
780087102
217
3520
SH
SOLE
3520
0
0
SALESFORCE.COM INC.
COM
79466L302
1531
10631
SH
SOLE
10631
0
0
SCHWAB FUNDAMENTAL INTL LARGE COMPANY INDEX
COM
808524755
735
34971
SH
SOLE
34971
0
0
SCHWAB FUNDAMENTAL INTL SMALL COMPANY INDEX
COM
808524748
597
25423
SH
SOLE
25423
0
0
SCHWAB U.S. BROAD MARKET
COM
808524102
281
4655
SH
SOLE
4655
0
0
SCHWAB U.S. TIPS
COM
808524870
1797
31240
SH
SOLE
31240
0
0
SHERWIN-WILLIAMS CO.
COM
824348106
2298
5000
SH
SOLE
5000
0
0
SKYWORKS SOLUTIONS INC.
COM
83088M102
1298
14527
SH
SOLE
14527
0
0
SNAP INC.
COM
83304A106
155
13000
SH
SOLE
13000
0
0
SOUTHERN CO.
COM
842587107
392
7241
SH
SOLE
7241
0
0
SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF
COM
78468R622
217
2295
SH
SOLE
2295
0
0
SPDR S&P 500
COM
78462F103
888
3445
SH
SOLE
3445
0
0
SPIRIT AIRLINES INC.
COM
848577102
450
34909
SH
SOLE
34909
0
0
SQUARE INC.
COM
852234103
524
10000
SH
SOLE
10000
0
0
STRYKER CORP.
COM
863667101
352
2115
SH
SOLE
2115
0
0
T. ROWE PRICE GROUP INC.
COM
74144T108
1400
14337
SH
SOLE
14337
0
0
TARGET CORP.
COM
87612E106
918
9877
SH
SOLE
9877
0
0
TEKLA HEALTHCARE OPPORTUNITIES FUND
COM
879105104
1157
75300
SH
SOLE
75300
0
0
TEMPLETON GLOBAL INCOME FUND
COM
880198106
959
179181
SH
SOLE
179181
0
0
THERMO FISHER SCIENTIFIC INC.
COM
883556102
2704
9535
SH
SOLE
9535
0
0
THORINDS INC
COM
885160101
727
17246
SH
SOLE
17246
0
0
TIFFANY & CO.
COM
886547108
401
3100
SH
SOLE
3100
0
0
TOLL BROTHERS INC.
COM
889478103
647
33597
SH
SOLE
33597
0
0
TRAVELERS COMPANIES INC.
COM
89417E109
1829
18413
SH
SOLE
18413
0
0
UNION PACIFIC CORP.
COM
907818108
564
4000
SH
SOLE
4000
0
0
UNITED TECHNOLOGIES CORP.
COM
913017109
260
2754
SH
SOLE
2754
0
0
UNITEDHEALTH GROUP INC.
COM
91324P102
282
1132
SH
SOLE
1132
0
0
UNUM GROUP
COM
91529Y106
1166
77708
SH
SOLE
77708
0
0
V.F. CORP.
COM
918204108
303
5610
SH
SOLE
5610
0
0
VANGUARD DIVIDEND APPRECIATION
COM
921908844
1587
15354
SH
SOLE
15354
0
0
VANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES
COM
922908769
253
1966
SH
SOLE
1966
0
0
VERIZON COMMUNICATIONS INC.
COM
92343V104
224
4162
SH
SOLE
4162
0
0
VISA INC.
COM
92826C839
5014
31122
SH
SOLE
31122
0
0
WALGREEN BOOTS ALLIANCE INC.
COM
931427108
1288
28161
SH
SOLE
28161
0
0
WALMART INC.
COM
931142103
651
5732
SH
SOLE
5732
0
0
WALT DISNEY CO.
COM
254687106
1889
19553
SH
SOLE
19553
0
0
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
COM
95766A101
344
32689
SH
SOLE
32689
0
0
WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND
COM
95766R104
503
52591
SH
SOLE
52591
0
0
WILLIAMS-SONOMA INC.
COM
969904101
809
19021
SH
SOLE
19021
0
0