0001542383-16-000005.txt : 20160209 0001542383-16-000005.hdr.sgml : 20160209 20160209114143 ACCESSION NUMBER: 0001542383-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160209 DATE AS OF CHANGE: 20160209 EFFECTIVENESS DATE: 20160209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aviance Capital Partners, LLC CENTRAL INDEX KEY: 0001542383 IRS NUMBER: 800160107 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14896 FILM NUMBER: 161398045 BUSINESS ADDRESS: STREET 1: 2180 IMMOKALEE ROAD, #301 CITY: NAPLES STATE: FL ZIP: 34110 BUSINESS PHONE: 239.598.4747 MAIL ADDRESS: STREET 1: 2180 IMMOKALEE ROAD, #301 CITY: NAPLES STATE: FL ZIP: 34110 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001542383 XXXXXXXX 12-31-2015 12-31-2015 Aviance Capital Partners, LLC
2180 IMMOKALEE ROAD, #301 NAPLES FL 34110
13F HOLDINGS REPORT 028-14896 N
Jeffrey S. Pike Chief Operating Officer 239.598.4747 Jeffrey S. Pike Naples FL 02-09-2016 0 193 291028 false
INFORMATION TABLE 2 acm13f4q2015.xml 1/100 BERKSHIRE HATHAWAY CL A 100=1 BRK.A COM 084990175 1780 900 SH SOLE 900 0 0 3M CO. COM 88579Y101 1614 10715 SH SOLE 10715 0 0 ABBOTT LABORATORIES COM 002824100 1308 29129 SH SOLE 29158 0 0 ABBVIE INC. COM 00287Y109 2192 37005 SH SOLE 37005 0 0 ADVANCE AUTO PARTS INC. COM 00751Y106 4414 29324 SH SOLE 29324 0 0 AETNA INC. COM 00817Y108 1283 11870 SH SOLE 11870 0 0 AFLAC INC. COM 001055102 1452 24237 SH SOLE 24237 0 0 AGRIUM INC. COM 008916108 1185 13262 SH SOLE 13262 0 0 ALIBABA GROUP HOLDING LTD. ADR 01609W102 1990 24490 SH SOLE 24676 0 0 ALKERMES PLC COM G01767105 318 4000 SH SOLE 4000 0 0 ALLERGAN INC. COM G0177J108 39011 124834 SH SOLE 124834 0 0 ALLIANCE DATA SYSTEMS CORP. COM 018581108 1657 5991 SH SOLE 5991 0 0 ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FUND INC. COM 01879R106 428 39678 SH SOLE 39678 0 0 ALLIANCEBERNSTEIN HLDG LP COM 01881G106 666 27916 SH SOLE 27916 0 0 ALLSTATE CORP. COM 020002101 3279 52808 SH SOLE 52808 0 0 ALPHABET INC CLASS A COM 02079K305 3384 4349 SH SOLE 4364 0 0 ALPHABET INC CLASS C COM 02079K107 611 805 SH SOLE 805 0 0 ALTRIA GROUP INC. COM 02209S103 348 5977 SH SOLE 6005 0 0 AMERICAN CAPITAL AGENCY CORP. COM 02503X105 218 12600 SH SOLE 12600 0 0 AMERICAN CAPITAL LTD. COM 02503Y103 1304 94586 SH SOLE 94586 0 0 AMERICAN ELECTRIC POWER CO. INC. COM 025537101 500 8575 SH SOLE 8575 0 0 AMERICAN EXPRESS CO. COM 025816109 846 12160 SH SOLE 12160 0 0 AMERICAN NATIONAL INSURANCE CO. COM 028591105 1159 11333 SH SOLE 11333 0 0 AMERIPRISE FINANCIAL INC. COM 03076C106 1334 12538 SH SOLE 12538 0 0 AMGEN INC. COM 031162100 4495 27688 SH SOLE 27688 0 0 AMTRUST FINANCIAL SVCS. COM 032359309 1434 23282 SH SOLE 23282 0 0 ANNALY CAPITAL MANAGEMENT INC. COM 035710409 917 97740 SH SOLE 97740 0 0 APPLE INC. COM 037833100 32828 311874 SH SOLE 312011 0 0 ARCHER DANIELS MIDLAND CO. COM 039483102 1088 29669 SH SOLE 29669 0 0 ARROW ELECTRONICS INC. COM 042735100 1112 20528 SH SOLE 20528 0 0 ASPEN INSURANCE HOLDINGS LTD. COM G05384105 1227 25403 SH SOLE 25403 0 0 AT&T INC. COM 00206R102 1675 48678 SH SOLE 49555 0 0 AUTOMATIC DATA PROCESSING INC. COM 053015103 627 7400 SH SOLE 7400 0 0 AVAGO TECHNOLOGIES LTD. COM Y0486S104 2832 19511 SH SOLE 19511 0 0 AVNET INC. COM 053807103 1176 27455 SH SOLE 27455 0 0 AXIS CAPITAL HOLDINGS LTD. COM G0692U109 1266 22512 SH SOLE 22512 0 0 BANK OF MONTREAL COM 063671101 201 3567 SH SOLE 3567 0 0 BERKSHIRE HATHAWAY INC. CL B COM 084670702 3042 23039 SH SOLE 23039 0 0 BEST BUY CO. INC. COM 086516101 1060 34804 SH SOLE 34804 0 0 BIOGEN IDEC INC. COM 09062X103 1600 5223 SH SOLE 5223 0 0 BLACK BOX CORP. COM 091826107 601 63003 SH SOLE 63003 0 0 BLACKROCK CAPITAL INVESTMENT CORP. COM 092533108 2091 222138 SH SOLE 222138 0 0 BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRUST COM 092501105 562 44040 SH SOLE 44040 0 0 BLACKROCK INC. COM 09247X101 3559 10452 SH SOLE 10452 0 0 BLACKROCK INCOME TRUST COM 09247F100 74 11569 SH SOLE 11569 0 0 BLACKSTONE GROUP LP COM 09253U108 570 19509 SH SOLE 19509 0 0 BOEING CO. COM 097023105 5560 38456 SH SOLE 38466 0 0 BRISTOL-MYERS SQUIBB CO. COM 110122108 1652 24016 SH SOLE 24016 0 0 BSB BANCORP INC. COM 05573H108 234 10000 SH SOLE 10000 0 0 CALAMOS STRATEGIC TOTAL RETURN COM 128125101 1047 105659 SH SOLE 105659 0 0 CALUMET SPECIALTY PRODUCTS PARTNERS LP COM 131476103 553 27755 SH SOLE 27755 0 0 CANADIAN PACIFIC RAILWAY LTD. COM 13645T100 304 2385 SH SOLE 2385 0 0 CAPITAL ONE FINANCIAL CORP. COM 14040H105 793 10990 SH SOLE 10990 0 0 CASH AMERICA INTERNATIONAL INC. COM 14754D100 1241 41434 SH SOLE 41434 0 0 CELGENE CORP. COM 151020104 2485 20751 SH SOLE 20823 0 0 CHARLES SCHWAB CORP. COM 808513105 897 27232 SH SOLE 27321 0 0 CHEVRON CORP. COM 166764100 791 8794 SH SOLE 9056 0 0 CIGNA CORP. COM 125509109 3709 25350 SH SOLE 25350 0 0 CINCINNATI FINANCIAL CORP. COM 172062101 976 16500 SH SOLE 16500 0 0 CLOUGH GLOBAL EQUITY FUND COM 18914C100 1688 134703 SH SOLE 134703 0 0 COLGATE-PALMOLIVE CO. COM 194162103 606 9100 SH SOLE 9100 0 0 COMCAST CORP. COM 20030N101 2504 44380 SH SOLE 44380 0 0 CONSOLIDATED EDISON INC. COM 209115104 291 4522 SH SOLE 4522 0 0 CONSTELLATION BRANDS INC. COM 21036P108 2653 18626 SH SOLE 18626 0 0 COSTCO WHOLESALE CORP. COM 22160K105 222 1377 SH SOLE 1377 0 0 CSX CORP. COM 126408103 681 26254 SH SOLE 26254 0 0 CVS CAREMARK CORP. COM 126650100 2855 29205 SH SOLE 29205 0 0 DANAHER CORP. COM 235851102 826 8895 SH SOLE 8895 0 0 DEERE & CO. COM 244199105 229 3000 SH SOLE 3000 0 0 DIREXION DAILY SMALL CAP BULL 3X SHARES COM 25459W847 953 15000 SH SOLE 15000 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 513 9575 SH SOLE 9575 0 0 DNP SELECT INCOME FUND COM 23325P104 2462 274553 SH SOLE 274553 0 0 DUKE ENERGY CORP. COM 26441C204 865 12118 SH SOLE 12118 0 0 E. I. DU PONT DE NEMOURS AND CO. COM 263534109 610 9160 SH SOLE 9160 0 0 EATON VANCE ENHANCED EQUITY INCOME FUND COM 278274105 309 23007 SH SOLE 23007 0 0 EATON VANCE LIMITED DURATION INCOME FUND COM 27828H105 1526 119619 SH SOLE 119619 0 0 EATON VANCE RISK-MANAGED DIVERS EQUITY INCOME COM 27829G106 1684 165705 SH SOLE 165705 0 0 ELLSWORTH GROWTH AND INCOME FUND LTD. COM 289074106 188 24300 SH SOLE 24300 0 0 EMPLOYERS HOLDINGS INC. COM 292218104 1529 55989 SH SOLE 55989 0 0 ENERGY TRANSFER PARTNERS LP COM 29273R109 471 13974 SH SOLE 13974 0 0 ENTERPRISE PRODUCTS PARTNERS LP COM 293792107 2297 89778 SH SOLE 89778 0 0 EXXON MOBIL CORP. COM 30231G102 4355 55868 SH SOLE 56146 0 0 FLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME COM 33848W106 1877 81947 SH SOLE 81947 0 0 FOOT LOCKER INC COM 344849104 850 13052 SH SOLE 13052 0 0 FRESH DEL MONTE PRODUCE INC. COM G36738105 1296 33336 SH SOLE 33336 0 0 GENERAL ELECTRIC CO. COM 369604103 992 31851 SH SOLE 31897 0 0 GENUINE PARTS CO. COM 372460105 258 3000 SH SOLE 3000 0 0 GILEAD SCIENCES INC. COM 375558103 3035 29997 SH SOLE 30149 0 0 GOLDMAN SACHS GROUP INC. COM 38141G104 3043 16883 SH SOLE 16883 0 0 HARTFORD FINANCIAL SERVICES GROUP INC. COM 416515104 291 6700 SH SOLE 6700 0 0 HONEYWELL INTERNATIONAL INC. COM 438516106 575 5555 SH SOLE 5555 0 0 INGREDION INC. COM 457187102 271 2825 SH SOLE 2825 0 0 INTL BUSINESS MACHINES CORP. COM 459200101 1618 11757 SH SOLE 11757 0 0 INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND COM 46132R104 517 48993 SH SOLE 48993 0 0 ISHARES CORE S&P 500 INDEX COM 464287200 869 4240 SH SOLE 4265 0 0 ISHARES CORE TOTAL U.S. BOND MARKET COM 464287226 387 3583 SH SOLE 4857 0 0 ISHARES GOLD TRUST COM 464285105 344 33630 SH SOLE 33630 0 0 ISHARES IBOXX $ INVEST GRADE CORP BOND FUND COM 464287242 180 1575 SH SOLE 2646 0 0 ISHARES S&P NATIONAL AMT-FREE MUNI BOND FUND COM 464288414 267 2408 SH SOLE 2408 0 0 ISHARES S&P SHORT TERM NATIONAL MUNI BOND FUND COM 464288158 212 2000 SH SOLE 2000 0 0 ISHARES S&P SMALLCAP 600 INDEX COM 464287804 350 3175 SH SOLE 3175 0 0 ISHARES S&P U.S. PREFERRED STOCK INDEX FUND COM 464288687 1058 27243 SH SOLE 29598 0 0 JAZZ PHARMACEUTICALS PLC COM G50871105 3004 21370 SH SOLE 21370 0 0 JOHNSON & JOHNSON COM 478160104 2626 25563 SH SOLE 25563 0 0 JOHNSON CONTROLS INC. COM 478366107 713 18058 SH SOLE 18058 0 0 JPMORGAN CHASE & CO. COM 46625H100 3756 56885 SH SOLE 56903 0 0 KELLOGG CO. COM 487836108 202 2800 SH SOLE 2800 0 0 KIMBERLY-CLARK CORP. COM 494368103 228 1790 SH SOLE 1790 0 0 KOHL'S CORP. COM 500255104 1084 22768 SH SOLE 22768 0 0 KRAFT HEINZ CO. COM 500754106 371 5096 SH SOLE 5112 0 0 KRONOS WORLDWIDE INC. COM 50105F105 762 135128 SH SOLE 135128 0 0 LAZARD GLOBAL TOTAL RETURN AND INCOME FUND COM 52106W103 152 11624 SH SOLE 11624 0 0 LIBERTY ALL STAR EQUITY FUND COM 530158104 56 10508 SH SOLE 10508 0 0 LOCKHEED MARTIN CORP. COM 539830109 1732 7976 SH SOLE 8029 0 0 LOWE'S COMPANIES INC. COM 548661107 859 11300 SH SOLE 11319 0 0 MAGELLAN HEALTH SERVICES INC. COM 559079207 930 15076 SH SOLE 15076 0 0 MAGELLAN MIDSTREAM PARTNERS LP COM 559080106 1131 16659 SH SOLE 16659 0 0 MAGNA INTERNATIONAL INC. COM 559222401 290 7150 SH SOLE 7150 0 0 MALLINCKRODT PLC COM G5785G107 402 5382 SH SOLE 5382 0 0 MARATHON PETROLEUM CORP. COM 56585A102 510 9845 SH SOLE 9845 0 0 MASTERCARD INC. COM 57636Q104 633 6500 SH SOLE 6500 0 0 MCDONALD'S CORP. COM 580135101 439 3714 SH SOLE 3714 0 0 MCKESSON CORP. COM 58155Q103 592 3000 SH SOLE 3000 0 0 MEDTRONIC INC. COM G5960L103 2077 27006 SH SOLE 27006 0 0 MERCK & CO. INC. COM 58933Y105 840 15899 SH SOLE 15899 0 0 MICROSOFT CORP. COM 594918104 1956 35257 SH SOLE 36052 0 0 MORGAN STANLEY COM 617446448 1113 35002 SH SOLE 35002 0 0 MOSAIC CO. COM 61945C103 676 24510 SH SOLE 24510 0 0 MYLAN NV COM N59465109 541 10000 SH SOLE 10000 0 0 NATIONAL PRESTO INDUSTRIES INC. COM 637215104 1166 14076 SH SOLE 14076 0 0 NATIONAL WESTERN LIFE INSURANCE CO. COM 638522102 1368 5431 SH SOLE 5431 0 0 NEXTERA ENERGY INC. COM 65339F101 395 3800 SH SOLE 3800 0 0 NIKE INC. COM 654106103 498 7970 SH SOLE 7970 0 0 NORDIC AMERICAN TANKERS LTD. COM G65773106 155 10000 SH SOLE 10000 0 0 NOVO NORDISK AS ADR 670100205 203 3500 SH SOLE 3500 0 0 NUVEEN DOW 30 DYNAMIC OVERWRITE FUND COM 67075F105 1689 117633 SH SOLE 117633 0 0 NUVEEN ENERGY MLP TOTAL RETURN COM 67074U103 163 14694 SH SOLE 14694 0 0 NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND COM 6706EN100 441 44977 SH SOLE 44977 0 0 NUVEEN NASDAQ 100 DYNAMIC OVERWRITE COM 670699107 1003 51778 SH SOLE 51778 0 0 NUVEEN S&P 500 DYNAMIC OVERWRITE FUND COM 6706EW100 1286 95508 SH SOLE 95508 0 0 ORACLE CORP. COM 68389X105 1148 31415 SH SOLE 31415 0 0 PALO ALTO NETWORKS INC. COM 697435105 1421 8065 SH SOLE 8065 0 0 PARKER HANNIFIN CORP. COM 701094104 340 3504 SH SOLE 3504 0 0 PEPSICO INC. COM 713448108 1009 10101 SH SOLE 10101 0 0 PFIZER INC. COM 717081103 3083 95499 SH SOLE 96193 0 0 PHILIP MORRIS INTL INC. COM 718172109 539 6131 SH SOLE 6131 0 0 PIMCO DYNAMIC CREDIT INCOME FUND COM 72202D106 1519 84180 SH SOLE 84180 0 0 PIMCO HIGH INCOME FUND COM 722014107 292 35700 SH SOLE 35700 0 0 PIMCO INTERMEDIATE MUNICIPAL BOND COM 72201R866 748 13866 SH SOLE 13866 0 0 PNC FINANCIAL SERVICES GROUP INC. COM 693475105 629 6600 SH SOLE 6892 0 0 POLARIS INDUSTRIES INC. COM 731068102 489 5692 SH SOLE 5692 0 0 POWERSHARES CEF INCOME COMPOSITE COM 73936Q843 206 9635 SH SOLE 9635 0 0 POWERSHARES FINANCIAL PREFERRED COM 73935X229 1233 65470 SH SOLE 67977 0 0 POWERSHARES QQQ COM 73935A104 875 7825 SH SOLE 8154 0 0 PROCTER & GAMBLE CO. COM 742718109 2300 28964 SH SOLE 29146 0 0 PROSPECT CAPITAL CORP. COM 74348T102 208 29836 SH SOLE 29836 0 0 PUBLIX SUPER MARKETS INC. COM 744663105 421 10075 SH SOLE 10075 0 0 QUAKER CHEMICAL CORP. COM 747316107 431 5575 SH SOLE 5575 0 0 RAYTHEON CO. COM 755111507 761 6107 SH SOLE 6193 0 0 REGENERON PHARMACEUTICALS INC. COM 75886F107 1629 3000 SH SOLE 3000 0 0 REINSURANCE GROUP OF AMERICA INC. COM 759351604 1131 13215 SH SOLE 13215 0 0 REYNOLDS AMERICAN INC. COM 761713106 3181 68904 SH SOLE 68904 0 0 SKECHERS USA INC. COM 830566105 445 14730 SH SOLE 14730 0 0 SOUTHERN CO. COM 842587107 1011 21618 SH SOLE 21618 0 0 SPDR GOLD SHARES TRUST COM 78463V107 226 2227 SH SOLE 2227 0 0 SPDR NUVEEN BARCLAYS CAP SHORT TERM MUNI COM 78464A425 251 10288 SH SOLE 10288 0 0 SPDR S&P 500 COM 78462F103 1274 6249 SH SOLE 6522 0 0 ST. JUDE MEDICAL INC. COM 790849103 293 4750 SH SOLE 4750 0 0 STARWOOD PROPERTY TRUST INC. COM 85571B105 222 10790 SH SOLE 10790 0 0 STRYKER CORP. COM 863667101 207 2225 SH SOLE 2225 0 0 SUN HYDRAULICS CORP. COM 866942105 225 7087 SH SOLE 7087 0 0 T. ROWE PRICE GROUP INC. COM 74144T108 415 5800 SH SOLE 5800 0 0 TARGET CORP. COM 87612E106 1650 22727 SH SOLE 22727 0 0 TECHNOLOGY SELECT SECTOR SPDR COM 81369Y803 164 3826 SH SOLE 6461 0 0 TEKLA HEALTHCARE OPPORTUNITIES FUND COM 879105104 906 52086 SH SOLE 52086 0 0 TESORO CORP. COM 881609101 1627 15440 SH SOLE 15440 0 0 THE COCA-COLA CO. COM 191216100 2482 57781 SH SOLE 57812 0 0 THERMO FISHER SCIENTIFIC INC. COM 883556102 615 4335 SH SOLE 4335 0 0 THIRD POINT REINSURANCE LTD. COM G8827U100 1167 87022 SH SOLE 87022 0 0 TIFFANY & CO. COM 886547108 236 3100 SH SOLE 3100 0 0 TRAVELERS COMPANIES INC. COM 89417E109 855 7572 SH SOLE 7572 0 0 UBS ETRACS MONTHLY PAY 2X LEVERAGED MORTGAGE REIT COM 90269A302 143 10800 SH SOLE 10800 0 0 UNION PACIFIC CORP. COM 907818108 313 4000 SH SOLE 4000 0 0 UNITED TECHNOLOGIES CORP. COM 913017109 654 6805 SH SOLE 6805 0 0 V.F. CORP. COM 918204108 623 10000 SH SOLE 10000 0 0 VANGUARD MSCI EUROPE COM 922042874 1058 21219 SH SOLE 21219 0 0 VERIZON COMMUNICATIONS INC. COM 92343V104 208 4503 SH SOLE 4987 0 0 VIRTUS TOTAL RETURN FUND COM 92829A103 50 13217 SH SOLE 13217 0 0 VISA INC. COM 92826C839 1490 19209 SH SOLE 19209 0 0 VOYA ASIA PACIFIC HIGH DIV EQUITY INCOME FD COM 92912J102 356 39350 SH SOLE 39350 0 0 VOYA INFRASTUCTURE, INDUSTRIALS & MATERIALS FUND COM 92912X101 876 71270 SH SOLE 71270 0 0 VOYA INTL HIGH DIV EQUITY INCOME COM 92912Y109 149 23450 SH SOLE 23450 0 0 WALT DISNEY CO. COM 254687106 6035 57429 SH SOLE 57562 0 0