Chief Compliance Officer

0001085146-23-004140.txt : 20231107 0001085146-23-004140.hdr.sgml : 20231107 20231106180834 ACCESSION NUMBER: 0001085146-23-004140 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231106 EFFECTIVENESS DATE: 20231107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aviance Capital Partners, LLC CENTRAL INDEX KEY: 0001542383 IRS NUMBER: 800160107 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14896 FILM NUMBER: 231381040 BUSINESS ADDRESS: STREET 1: 2180 IMMOKALEE ROAD, #301 CITY: NAPLES STATE: FL ZIP: 34110 BUSINESS PHONE: 239.598.4747 MAIL ADDRESS: STREET 1: 2180 IMMOKALEE ROAD, #301 CITY: NAPLES STATE: FL ZIP: 34110 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001542383 XXXXXXXX 09-30-2023 09-30-2023 false Aviance Capital Partners, LLC

2180 IMMOKALEE ROAD, #301 NAPLES FL 34110

13F HOLDINGS REPORT 028-14896 000146597 801-68979 N Jeffrey S. Pike Chief Compliance Officer 239-598-4747 /s/Jeffrey S. Pike NAPLES FL 11-06-2023 0 250 444614506 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 1 800 FLOWERS COM INC CL A 68243Q106 BBG001S60YV4 1016673 145239 SH SOLE 145239 0 0 3M CO COM 88579Y101 BBG001S5T7X2 418307 4468 SH SOLE 4468 0 0 ABBOTT LABS COM 002824100 BBG001S5N9M6 931588 9619 SH SOLE 9619 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 18679696 125317 SH SOLE 125317 0 0 ABRDN TOTAL DYNAMIC DIVIDEND COM SH BEN INT 00326L100 BBG001SS0YX4 963618 127463 SH SOLE 127463 0 0 ACADEMY SPORTS & OUTDOORS IN COM 00402L107 BBG00X7L1CW0 2280872 48252 SH SOLE 48252 0 0 ADOBE INC COM 00724F101 BBG001S5NCQ5 1771903 3475 SH SOLE 3475 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 BBG001SD2SB2 272938 4880 SH SOLE 4880 0 0 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 10396130 101110 SH SOLE 101110 0 0 AFLAC INC COM 001055102 BBG001S5NGJ4 315289 4108 SH SOLE 4108 0 0 ALLETE INC COM NEW 018522300 BBG001S77110 542491 10274 SH SOLE 10274 0 0 ALLSTATE CORP COM 020002101 BBG001S9BM06 718549 6450 SH SOLE 6450 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 12799046 97807 SH SOLE 97807 0 0 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1025661 7779 SH SOLE 7779 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 BBG001TBMNT5 1714670 40632 SH SOLE 40632 0 0 ALTRIA GROUP INC COM 02209S103 BBG001S5T8T5 1792134 42619 SH SOLE 42619 0 0 AMAZON COM INC COM 023135106 BBG001S5PQL7 5944535 46763 SH SOLE 46763 0 0 AMERICAN ELEC PWR CO INC COM 025537101 BBG001S5NFD2 213249 2835 SH SOLE 2835 0 0 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 1848613 12391 SH SOLE 12391 0 0 AMERIPRISE FINL INC COM 03076C106 BBG001SK6096 1978080 6000 SH SOLE 6000 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 6480275 24112 SH SOLE 24112 0 0 APPLE INC COM 037833100 BBG001S5N8V8 35598556 207923 SH SOLE 207923 0 0 APPLIED MATLS INC COM 038222105 BBG001S5NMM7 418305 3021 SH SOLE 3021 0 0 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 BBG0077Q7047 1574954 30022 SH SOLE 30022 0 0 ARK ETF TR INNOVATION ETF 00214Q104 BBG007FJMV49 1389050 35015 SH SOLE 35015 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 BBG0077Q7LG8 1083200 20000 SH SOLE 20000 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 BBG001V107T3 1435993 38375 SH SOLE 38375 0 0 AT&T INC COM 00206R102 BBG001S5VWH2 1370188 91224 SH SOLE 91224 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 BBG001S82KF6 1830333 7608 SH SOLE 7608 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 395751 14454 SH SOLE 14454 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 BBG001S902J2 4783293 9 SH SOLE 9 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 5596043 15975 SH SOLE 15975 0 0 BIOGEN INC COM 09062X103 BBG001S67826 266005 1035 SH SOLE 1035 0 0 BLACKROCK INC COM 09247X101 BBG001SDBP55 5568275 8613 SH SOLE 8613 0 0 BLACKROCK INCOME TR INC COM NEW 09247F209 BBG001S5P7B0 908915 79869 SH SOLE 79869 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 BBG001S66J14 164449 15950 SH SOLE 15950 0 0 BLACKROCK MUNIYIELD PA QLTY COM 09255G107 BBG001S75363 140024 13503 SH SOLE 13503 0 0 BLACKROCK MUNIYILD QULT FD I COM 09254F100 BBG001S6Y4Q9 112530 11000 SH SOLE 11000 0 0 BLACKSTONE INC COM 09260D107 BBG001S7H949 2276530 21248 SH SOLE 21248 0 0 BLOCK INC CL A 852234103 BBG001TFLWL5 478141 10803 SH SOLE 10803 0 0 BNY MELLON STRATEGIC MUN BD COM 09662E109 BBG001S6D1L3 56253 11319 SH SOLE 11319 0 0 BOEING CO COM 097023105 BBG001S5P0V3 4816343 25127 SH SOLE 25127 0 0 BOOKING HOLDINGS INC COM 09857L108 BBG001S89N72 292975 95 SH SOLE 95 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 4797189 82653 SH SOLE 82653 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 11545583 13901 SH SOLE 13901 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 BBG00FF5CVF0 791053 64576 SH SOLE 64576 0 0 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 BBG001SC0HR3 1536554 109208 SH SOLE 109208 0 0 CAPITAL ONE FINL CORP COM 14040H105 BBG001S65PV8 1299045 13385 SH SOLE 13385 0 0 CAVCO INDS INC DEL COM 149568107 BBG001SJQBM8 4378342 16481 SH SOLE 16481 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 BBG001T3TDG2 3513722 7989 SH SOLE 7989 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 822163 4876 SH SOLE 4876 0 0 CHURCHILL DOWNS INC COM 171484108 BBG001S67Z80 232080 2000 SH SOLE 2000 0 0 CINCINNATI FINL CORP COM 172062101 BBG001S5PTM0 630720 6166 SH SOLE 6166 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 4355420 81016 SH SOLE 81016 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 485088 8665 SH SOLE 8665 0 0 COHEN & STEERS INFRASTRUCTUR COM 19248A109 BBG001SJYNK5 1193866 60974 SH SOLE 60974 0 0 COLUMBIA SELIGM PREM TECH GR COM 19842X109 BBG001T5SVR6 1280787 47053 SH SOLE 47053 0 0 COMCAST CORP NEW CL A 20030N101 BBG001S5PXL2 2535879 57192 SH SOLE 57192 0 0 CONSTELLATION BRANDS INC CL A 21036P108 BBG001SD31G5 4153526 16526 SH SOLE 16526 0 0 CORNING INC COM 219350105 BBG001S5RLH1 730019 23959 SH SOLE 23959 0 0 CORTEVA INC COM 22052L104 BBG00BN969D0 701357 13709 SH SOLE 13709 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 831621 1472 SH SOLE 1472 0 0 CSX CORP COM 126408103 BBG001S5Q7Q3 216302 7034 SH SOLE 7034 0 0 CUMMINS INC COM 231021106 BBG001S5Q9M3 482165 2111 SH SOLE 2111 0 0 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 763825 10940 SH SOLE 10940 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 BBG006Q52QW1 409425 2500 SH SOLE 2500 0 0 DANAHER CORPORATION COM 235851102 BBG001S5QGT0 549293 2214 SH SOLE 2214 0 0 DEERE & CO COM 244199105 BBG001S5QFF7 216259 573 SH SOLE 573 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 BBG001SPT759 240648 6504 SH SOLE 6504 0 0 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 1175290 52073 SH SOLE 52073 0 0 DIMENSIONAL ETF TRUST INTERNATNAL VAL 25434V807 BBG012G21Y06 1664313 51021 SH SOLE 51021 0 0 DIMENSIONAL ETF TRUST INTL SMALL CAP V 25434V781 BBG01633Y2Y6 1663028 69934 SH SOLE 69934 0 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 1281564 48915 SH SOLE 48915 0 0 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 BBG015DG3GG1 2104411 83047 SH SOLE 83047 0 0 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 BBG011DXY0L8 1359043 29745 SH SOLE 29745 0 0 DISNEY WALT CO COM 254687106 BBG001S5QHF3 2235416 27581 SH SOLE 27581 0 0 DNP SELECT INCOME FD INC COM 23325P104 BBG001S5QKC9 1635836 171831 SH SOLE 171831 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 BBG001YCYSP7 2156581 147914 SH SOLE 147914 0 0 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 BBG00R4C16B2 373527 25358 SH SOLE 25358 0 0 DOW INC COM 260557103 BBG00BN96931 653136 12667 SH SOLE 12667 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 1341208 15196 SH SOLE 15196 0 0 DUPONT DE NEMOURS INC COM 26614N102 BBG00BN961H3 780485 10464 SH SOLE 10464 0 0 EATON CORP PLC SHS G29183103 BBG001S5QZ45 478174 2242 SH SOLE 2242 0 0 EATON VANCE LTD DURATION INC COM 27828H105 BBG001S9B8R8 1215759 134487 SH SOLE 134487 0 0 EATON VANCE MUN INCOME 2028 SHS 27829U105 BBG003PQCQX1 222558 13123 SH SOLE 13123 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 BBG001SC5HJ7 159961 13209 SH SOLE 13209 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 BBG001SF2288 308296 4450 SH SOLE 4450 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 837918 1560 SH SOLE 1560 0 0 ELLSWORTH GROWTH & INCOME FD COM 289074106 BBG001S5QR43 1170486 145402 SH SOLE 145402 0 0 ENOVA INTL INC COM 29357K103 BBG0022PSJT4 2036275 40029 SH SOLE 40029 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 305860 11175 SH SOLE 11175 0 0 EXPONENT INC COM 30214U102 BBG001S9CG99 599200 7000 SH SOLE 7000 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 4553679 38728 SH SOLE 38728 0 0 EZCORP INC CL A NON VTG 302301106 BBG001S6RN67 231107 28013 SH SOLE 28013 0 0 F5 INC COM 315616102 BBG001SCP8D1 1023239 6350 SH SOLE 6350 0 0 FEDEX CORP COM 31428X106 BBG001S5R3M5 2184500 8246 SH SOLE 8246 0 0 FIRST FNDTN INC COM 32026V104 BBG001V9VY13 277734 45680 SH SOLE 45680 0 0 FIRST SOLAR INC COM 336433107 BBG001S991Z7 807950 5000 SH SOLE 5000 0 0 FLAHERTY & CRUMRINE DYNAMIC SHS 33848W106 BBG004M1VZ20 188243 11225 SH SOLE 11225 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 BBG001SHC7K8 4477387 17535 SH SOLE 17535 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 BBG001SQ5J84 1079995 125874 SH SOLE 125874 0 0 GARRETT MOTION INC COM 366505105 BBG00HY28Q04 87129 11057 SH SOLE 11057 0 0 GILEAD SCIENCES INC COM 375558103 BBG001S6Y1X7 1357144 18110 SH SOLE 18110 0 0 GLOBALFOUNDRIES INC ORDINARY SHARES G39387108 BBG001SV0YS3 581900 10000 SH SOLE 10000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 BBG001SC07Z6 1532104 4735 SH SOLE 4735 0 0 GUGGENHEIM ACTIVE ALLOC FD COMMON STOCK 40170T106 BBG01191RGH1 335697 24866 SH SOLE 24866 0 0 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 BBG001STTSL7 304556 20592 SH SOLE 20592 0 0 HANCOCK JOHN INVT TR II COM 410142103 BBG001S5SH07 336178 27669 SH SOLE 27669 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 BBG001S8PXF3 404400 5703 SH SOLE 5703 0 0 HELIOS TECHNOLOGIES INC COM 42328H109 BBG001S99DF3 393187 7087 SH SOLE 7087 0 0 HF SINCLAIR CORP COM 403949100 BBG0135B2269 967810 17000 SH SOLE 17000 0 0 HOME DEPOT INC COM 437076102 BBG001S5RTW7 1319997 4369 SH SOLE 4369 0 0 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 757619 4101 SH SOLE 4101 0 0 HUNTINGTON BANCSHARES INC COM 446150104 BBG001S5RSZ6 121858 11717 SH SOLE 11717 0 0 INSIGHT SELECT INCOME FD COM 45781W109 BBG001S63V10 335710 22336 SH SOLE 22336 0 0 INTEL CORP COM 458140100 BBG001S5SF65 585924 16482 SH SOLE 16482 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 325636 2321 SH SOLE 2321 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 BBG001SPSDJ2 356802 10815 SH SOLE 10815 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 BBG00KJR2V68 325133 11550 SH SOLE 11550 0 0 INVESCO LTD SHS G491BT108 BBG001S9RD81 1021380 70343 SH SOLE 70343 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1246990 3481 SH SOLE 3481 0 0 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 217394 10688 SH SOLE 10688 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 BBG001TG5H89 228537 2358 SH SOLE 2358 0 0 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 515406 2067 SH SOLE 2067 0 0 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 925431 9811 SH SOLE 9811 0 0 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 1430184 3330 SH SOLE 3330 0 0 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 2111052 22448 SH SOLE 22448 0 0 ISHARES TR IBONDS DEC25 ETF 46434VBD1 BBG0088JX9H8 4901495 201128 SH SOLE 201128 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 BBG001SSD858 237789 4772 SH SOLE 4772 0 0 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 1372157 45511 SH SOLE 45511 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 328383 1858 SH SOLE 1858 0 0 ISHARES TR S&P 100 ETF 464287101 BBG001SGB026 2312175 11524 SH SOLE 11524 0 0 ISHARES TR S&P 500 VAL ETF 464287408 BBG001S561K4 241990 1573 SH SOLE 1573 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 BBG001SLS4Q3 1044777 10157 SH SOLE 10157 0 0 ISHARES TR TIPS BD ETF 464287176 BBG001SD9RM5 1197385 11544 SH SOLE 11544 0 0 ISHARES TR U.S. TECH ETF 464287721 BBG001SFB7Z7 1129149 10762 SH SOLE 10762 0 0 ISHARES TR US HLTHCR PR ETF 464288828 BBG001SQZ858 209185 850 SH SOLE 850 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 BBG001SNW8K1 1369864 10583 SH SOLE 10583 0 0 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 3689604 23689 SH SOLE 23689 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 7319862 50475 SH SOLE 50475 0 0 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 197899 11936 SH SOLE 11936 0 0 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 BBG001T9BTS0 5034325 100385 SH SOLE 100385 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 BBG001S7RX54 709681 3530 SH SOLE 3530 0 0 LAM RESEARCH CORP COM 512807108 BBG001S5SW40 6144685 9804 SH SOLE 9804 0 0 LINDE PLC SHS G54950103 BBG01FND0CH6 6674374 17925 SH SOLE 17925 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 4310650 10541 SH SOLE 10541 0 0 LOWES COS INC COM 548661107 BBG001S5SVL3 1488758 7163 SH SOLE 7163 0 0 LULULEMON ATHLETICA INC COM 550021109 BBG001STBM75 802454 2081 SH SOLE 2081 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 BBG001T8LMY9 1237651 13069 SH SOLE 13069 0 0 MAGNA INTL INC COM 559222401 BBG001S5SY91 921511 17189 SH SOLE 17189 0 0 MARATHON PETE CORP COM 56585A102 BBG001S169P1 369421 2441 SH SOLE 2441 0 0 MASTERCARD INCORPORATED CL A 57636Q104 BBG001SKNNS6 2241247 5661 SH SOLE 5661 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 1002623 3806 SH SOLE 3806 0 0 MEDIFAST INC COM 58470H101 BBG001SD45H4 526304 7031 SH SOLE 7031 0 0 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 293850 3750 SH SOLE 3750 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 2635132 25596 SH SOLE 25596 0 0 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 5942657 19795 SH SOLE 19795 0 0 METHODE ELECTRS INC COM 591520200 BBG001S5T3T6 715676 31321 SH SOLE 31321 0 0 MFS MUN INCOME TR SH BEN INT 552738106 BBG001S5T4C2 151679 33336 SH SOLE 33336 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 8963265 28387 SH SOLE 28387 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 1572939 24736 SH SOLE 24736 0 0 MPLX LP COM UNIT REP LTD 55336V100 BBG0035TJHL3 378714 10647 SH SOLE 10647 0 0 MURPHY USA INC COM 626755102 BBG001Z0Q6V2 239211 700 SH SOLE 700 0 0 NASDAQ INC COM 631103108 BBG001SKTBJ6 454802 9360 SH SOLE 9360 0 0 NEXTERA ENERGY INC COM 65339F101 BBG001S5RB29 601660 10502 SH SOLE 10502 0 0 NORTHERN TR CORP COM 665859104 BBG001S5TRG7 586090 8435 SH SOLE 8435 0 0 NOVO-NORDISK A S ADR 670100205 BBG001S5TSK0 928134 10206 SH SOLE 10206 0 0 NUTRIEN LTD COM 67077M108 BBG00JM9SM69 819227 13265 SH SOLE 13265 0 0 NUVEEN CORE PLUS IMPACT FUND COM BEN INT 67080D103 BBG010CJ1P88 245131 26761 SH SOLE 26761 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 BBG001SJ9S31 1536876 187196 SH SOLE 187196 0 0 NUVEEN MULTI-MKT INCOME FD COM 67075J107 BBG001S5VG41 750515 133782 SH SOLE 133782 0 0 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 BBG001S97B05 190438 18259 SH SOLE 18259 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 BBG007SRSSP5 1208464 53781 SH SOLE 53781 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 BBG001S6PT66 358329 35234 SH SOLE 35234 0 0 NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 BBG001SDQNX3 1252200 84494 SH SOLE 84494 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 6112464 14052 SH SOLE 14052 0 0 OCCIDENTAL PETE CORP COM 674599105 BBG001S5TZG9 1316610 20293 SH SOLE 20293 0 0 ONEMAIN HLDGS INC COM 68268W103 BBG005497H09 1198097 29885 SH SOLE 29885 0 0 ORACLE CORP COM 68389X105 BBG001S5SJG6 678100 6402 SH SOLE 6402 0 0 PACER FDS TR GLOBL CASH ETF 69374H709 BBG00BLVPPY3 560306 17219 SH SOLE 17219 0 0 PATTERSON COS INC COM 703395103 BBG001S5V2S6 821801 27726 SH SOLE 27726 0 0 PEPSICO INC COM 713448108 BBG001S695T1 1653189 9757 SH SOLE 9757 0 0 PFIZER INC COM 717081103 BBG001S5V466 2280574 68754 SH SOLE 68754 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 BBG002R1BH76 757366 64293 SH SOLE 64293 0 0 PGIM SHORT DUR HIG YLD OPP F COM 69355J104 BBG00XTHQGX8 1093368 75457 SH SOLE 75457 0 0 PHILIP MORRIS INTL INC COM 718172109 BBG001STP9N1 654659 7071 SH SOLE 7071 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 BBG002Q8P804 1436035 83104 SH SOLE 83104 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 BBG002N12C17 4706352 53542 SH SOLE 53542 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 2552000 25484 SH SOLE 25484 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 BBG005VLSHH1 285626 3047 SH SOLE 3047 0 0 PIMCO ETF TR INTER MUN BD ACT 72201R866 BBG001SF6Y39 1733334 34618 SH SOLE 34618 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 BBG001S985K5 2325194 151775 SH SOLE 151775 0 0 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 356033 2900 SH SOLE 2900 0 0 PRICE T ROWE GROUP INC COM 74144T108 BBG001S5WW18 1255312 11970 SH SOLE 11970 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 3357516 23019 SH SOLE 23019 0 0 PRUDENTIAL FINL INC COM 744320102 BBG001S97MM7 415772 4382 SH SOLE 4382 0 0 QUAKER HOUGHTON COM 747316107 BBG001S969X5 876000 5475 SH SOLE 5475 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 1125439 10134 SH SOLE 10134 0 0 ROCKWELL AUTOMATION INC COM 773903109 BBG001S5VRF5 387926 1357 SH SOLE 1357 0 0 ROYAL BK CDA COM 780087102 BBG001S60869 317232 3628 SH SOLE 3628 0 0 RTX CORPORATION COM 75513E101 BBG001S5X5Q9 367335 5104 SH SOLE 5104 0 0 SALESFORCE INC COM 79466L302 BBG001SDLP09 1503816 7416 SH SOLE 7416 0 0 SCHWAB CHARLES CORP COM 808513105 BBG001S5VXD4 4419822 80507 SH SOLE 80507 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 BBG0051K49J8 406769 12844 SH SOLE 12844 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 BBG001T5XQT9 433440 8695 SH SOLE 8695 0 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 BBG001T9F777 4494617 89020 SH SOLE 89020 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 216244 6519 SH SOLE 6519 0 0 SELECT SECTOR SPDR TR INDL 81369Y704 BBG001S7T232 516126 5091 SH SOLE 5091 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 279494 2171 SH SOLE 2171 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 BBG001S7TCZ5 472344 2881 SH SOLE 2881 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 BBG001SCYWS2 2643968 26818 SH SOLE 26818 0 0 SMITH & WESSON BRANDS INC COM 831754106 BBG001S6MNG1 725350 56185 SH SOLE 56185 0 0 SNAP INC CL A 83304A106 BBG00441QMK5 115830 13000 SH SOLE 13000 0 0 SOUTHERN CO COM 842587107 BBG001S5W777 223728 3457 SH SOLE 3457 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 BBG001S8LH99 216378 646 SH SOLE 646 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 1723360 4031 SH SOLE 4031 0 0 SPDR SER TR NUVEEN BLMBRG SH 78468R739 BBG001T083N5 1458608 31551 SH SOLE 31551 0 0 SPROUTS FMRS MKT INC COM 85208M102 BBG001V0MZS0 1515377 35406 SH SOLE 35406 0 0 STRYKER CORPORATION COM 863667101 BBG001S8FR03 561297 2054 SH SOLE 2054 0 0 SUPER MICRO COMPUTER INC COM 86800U104 BBG001SQGH95 678146 2473 SH SOLE 2473 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 206214 2373 SH SOLE 2373 0 0 TARGET CORP COM 87612E106 BBG001SC0K41 229986 2080 SH SOLE 2080 0 0 TEKLA HEALTHCARE OPPORTUNITI SHS 879105104 BBG0069FLDK9 1540026 90696 SH SOLE 90696 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 BBG001SDK336 203473 498 SH SOLE 498 0 0 TESLA INC COM 88160R101 BBG001SQKGD7 717151 2866 SH SOLE 2866 0 0 THE CIGNA GROUP COM 125523100 BBG00KXRCDQ9 5062771 17698 SH SOLE 17698 0 0 THE TRADE DESK INC COM CL A 88339J105 BBG00629NGW8 1328550 17000 SH SOLE 17000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 5471628 10810 SH SOLE 10810 0 0 TOLL BROTHERS INC COM 889478103 BBG001S5WT15 1623696 21954 SH SOLE 21954 0 0 TRAVELERS COMPANIES INC COM 89417E109 BBG001S5R103 5304001 32478 SH SOLE 32478 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 912873 4483 SH SOLE 4483 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 367442 729 SH SOLE 729 0 0 UNUM GROUP COM 91529Y106 BBG001S5X2J4 1830791 37219 SH SOLE 37219 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 394601 1005 SH SOLE 1005 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 228794 1210 SH SOLE 1210 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 241935 1139 SH SOLE 1139 0 0 VANGUARD MUN BD FDS TAX EXEMPT BD 922907746 BBG009THVRX1 1186007 24657 SH SOLE 24657 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 2366841 15233 SH SOLE 15233 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 249724 2417 SH SOLE 2417 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 207306 6396 SH SOLE 6396 0 0 VISA INC COM CL A 92826C839 BBG001SRCFY3 3892986 16925 SH SOLE 16925 0 0 VMWARE INC CL A COM 928563402 BBG001S6TFZ0 4589521 27568 SH SOLE 27568 0 0 WALMART INC COM 931142103 BBG001S5XH92 1129030 7060 SH SOLE 7060 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 BBG001S5V055 337680 30016 SH SOLE 30016 0 0 WESTERN ASSET MTG DEFINED OP COM 95790B109 BBG001T0VQ03 341554 31891 SH SOLE 31891 0 0 WESTERN ASSET MUN PARTNERS F COM 95766P108 BBG001S76XQ4 137068 12955 SH SOLE 12955 0 0 WESTERN ASST INFLTN LKD INM COM SH BEN INT 95766Q106 BBG001SBSMH5 326463 41747 SH SOLE 41747 0 0 WILLIAMS SONOMA INC COM 969904101 BBG001SBW7S1 965384 6212 SH SOLE 6212 0 0 WINNEBAGO INDS INC COM 974637100 BBG001S5XFG8 1133372 19064 SH SOLE 19064 0 0 ZOETIS INC CL A 98978V103 BBG0039320P7 3959226 22757 SH SOLE 22757 0 0