The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 | 7,454 | 930,530 | SH | SOLE | 930,530 | 0 | 0 | ||
| AQUABOUNTY TECHNOLOGIES INC | COM NEW | 03842K200 | 41,350 | 5,162,277 | SH | DFND | 5,162,277 | 0 | 0 | ||
| ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 15,224 | 847,650 | SH | SOLE | 847,650 | 0 | 0 | ||
| ENERGY TRANSFER PARTNERS LP | UNIT LTD PRT INT | 29278N103 | 3,606 | 176,828 | SH | SOLE | 176,828 | 0 | 0 | ||
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 30,756 | 1,135,734 | SH | SOLE | 1,135,734 | 0 | 0 | ||
| FIBROCELL SCIENCE INC | COM PAR | 315721308 | 13,660 | 3,406,545 | SH | SOLE | 3,406,545 | 0 | 0 | ||
| FIBROCELL SCIENCE INC | COM PAR | 315721308 | 8,556 | 2,133,595 | SH | DFND | 2,133,595 | 0 | 0 | ||
| HALOZYME THERAPEUTICS INC | COM | 40637H109 | 247,805 | 19,329,538 | SH | SOLE | 19,329,538 | 0 | 0 | ||
| HISTOGENICS CORP | COM | 43358V109 | 4,816 | 2,690,570 | SH | DFND | 2,690,570 | 0 | 0 | ||
| INTREXON CORP | COM | 46122T102 | 1,504,071 | 62,435,495 | SH | SOLE | 62,435,495 | 0 | 0 | ||
| NUSTAR ENERGY LP | UNIT COM | 67058H102 | 6,771 | 145,200 | SH | SOLE | 145,200 | 0 | 0 | ||
| ORAGENICS INC | COM NEW | 684023203 | 370 | 1,000,555 | SH | SOLE | 1,000,555 | 0 | 0 | ||
| ORAGENICS INC | COM NEW | 684023203 | 5,358 | 14,481,089 | SH | DFND | 14,481,089 | 0 | 0 | ||
| OVASCIENCE INC | COM | 69014Q101 | 156 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| OVASCIENCE INC | COM | 69014Q101 | 426 | 273,224 | SH | DFND | 273,224 | 0 | 0 | ||
| PRECIPIO INC | COM | 74019L107 | 4,911 | 545,639 | SH | SOLE | 545,639 | 0 | 0 | ||
| SYNTHETIC BIOLOGICS INC | COM | 87164U102 | 2,050 | 3,625,000 | SH | SOLE | 3,625,000 | 0 | 0 | ||
| SYNTHETIC BIOLOGICS INC | COM | 87164U102 | 5,436 | 9,613,268 | SH | DFND | 9,613,268 | 0 | 0 | ||
| TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 5,335 | 97,000 | SH | SOLE | 97,000 | 0 | 0 | ||
| ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 60,394 | 9,709,607 | SH | SOLE | 9,709,607 | 0 | 0 | ||