13F-HR 1 annexmarch13.txt ANNEX WEALTH MANAGEMENT LLC 1Q 2013 Form 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2013 Institutional Investment Manager Filing this Report: Name: Annex Advisory Services, LLC, d/b/a Annex Wealth Management, LLC Address: 12700 W Bluemound Road, Suite 200 Elm Grove, WI 53122 13F File Number 28-15012 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark M. Oswald Title: Chief Compliance Officer Phone: 262 786 6363 Signature, Place and Date of Signing: Mark M. Oswald, Elm Grove, Wisconsin, April 26, 2013 Form 13F Summary Page Report Summary: Number of Other Includ 0 Form 13F Information T 89 Form 13F Informa165543 TITLE NAME OF OF ValueSh/Prn Sh/PutInvsOthe Sole None ISSUER CLASS CUSIP X$100 Amt PrnCalDscrMgrs Vote Vote Cred Sui Hi Yie 22544F103 33 10371SH Sole 10371 iShs Gold Trust 464285105 735 47390SH Sole 47390 iShs Bar USAggB 464287226 714 6449SH Sole 6449 iShs Bar 1-3 Yr 464287457 318 3776SH Sole 3776 iShs Bar TIPS 464287176 2203 18172SH Sole 18172 iShs DJ Intl S D 464288448 299 8766SH Sole 8766 iShs DJ Oil&Gas 464288851 246 3360SH Sole 3360 iShs DJ Sel Div 464287168 586 9246SH Sole 9246 iShs DJ US Ener 464287796 333 7384SH Sole 7384 iShs DJ US Fin 464287788 402 5924SH Sole 5924 iShs DJ US Heal 464287762 424 4403SH Sole 4403 iShs DJ US Real 464287739 1296 18653SH Sole 18653 iShs DJ US Tech 464287721 274 3739SH Sole 3739 iShs DJ US Tele 464287713 583 24021SH Sole 24021 iShs Hi Div Eq 46429B663 1722 26349SH Sole 26349 iShs Hi Yie Cor 464288513 2636 27944SH Sole 27944 iShs IBOXX Inv 464287242 3506 29245SH Sole 29245 iShs JPMorgan U 464288281 288 2452SH Sole 2452 iShs MSCI EAFE 464287465 228 3868SH Sole 3868 iShs MSCI Emerg 464287234 278 6507SH Sole 6507 iShs Russ 2000 464287655 934 9901SH Sole 9901 iShs Russ 2k Gr 464287648 738 6857SH Sole 6857 iShs Russ 2k Va 464287630 745 8890SH Sole 8890 iShs Russ 1000 464287622 547 6275SH Sole 6275 iShs Russ 1k Gr 464287614 6259 87711SH Sole 87711 iShs Russ 1k Va 464287598 5130 63203SH Sole 63203 iShs S&P 500 In 464287200 3282 20859SH Sole 20859 iShs S&P Aggr A 464289859 664 16711SH Sole 16711 iShs S&P MC 400 464287507 2251 19566SH Sole 19566 iShs S&P N AMT 464288414 973 8835SH Sole 8835 iShs S&P SC 600 464287804 3961 45500SH Sole 45500 iShs US Pre S I 464288687 551 13609SH Sole 13609 Ma Ve Gold Miner 57060U100 216 5711SH Sole 5711 Ma Ve Hi Yie Mu 57060U878 221 6743SH Sole 6743 Pimco Total Ret 72201R775 10336 94153SH Sole 94153 Powersh S&P5 Lo 73937B779 2704 87009SH Sole 87009 Powersh Agg Pfd 73936T565 4032 270973SH Sole 270973 ProShare Russ 2k 74347R842 382 6683SH Sole 6683 ProShare S&P500 74347R107 364 4995SH Sole 4995 Ryd Gug S&P500 78355W106 12527 210050SH Sole 210050 Schwab US Brd M 808524102 508 13389SH Sole 13389 Schwab US MC 808524508 453 14358SH Sole 14358 Schwab US REIT 808524847 224 6872SH Sole 6872 SelSecSPDR I-En 81369Y506 6531 82348SH Sole 82348 SelSecSPDR I-Fin 81369Y605 314 17264SH Sole 17264 SelSecSPDR C D 81369Y407 694 13110SH Sole 13110 SelSecSPDR C S 81369Y308 2420 60874SH Sole 60874 SelSecSPDR Heal 81369Y209 2643 57452SH Sole 57452 SelSecSPDR I-Ut 81369Y886 1583 40508SH Sole 40508 SelSecSPDR Tech 81369Y803 375 12415SH Sole 12415 SPDR DJIA UT Se 78467X109 1595 10982SH Sole 10982 SPDR Gold Trust 78463V107 2728 17665SH Sole 17665 SPDR S&P 500 78462F103 1416 9039SH Sole 9039 SPDR S&P Reg Ba 78464A698 1598 50287SH Sole 50287 SPDR S&P Divid 78464A763 444 6736SH Sole 6736 VG Short Term B 921937827 274 3395SH Sole 3395 VG Total Bond M 921937835 1916 22911SH Sole 22911 VG Growth 922908736 317 4099SH Sole 4099 VG REIT 922908553 12309 174532SH Sole 174532 VG Small Cap 922908751 882 9681SH Sole 9681 VG Total Stock 922908769 12234 151114SH Sole 151114 VG AllWrld ExUS 922042775 3239 69868SH Sole 69868 VG MSCI Emr Mkt 922042858 910 21236SH Sole 21236 VG Div App 921908844 11108 169077SH Sole 169077 VG High Div Yie 921946406 1782 32523SH Sole 32523 VG Inf Tech 92204A702 5083 69729SH Sole 69729 WisTree Div Ex-F 97717W406 1362 21990SH Sole 21990 WisTree Emerg M 97717W315 7387 134164SH Sole 134164 Abbvie Inc COM 287Y109 212 5205SH Sole 5205 AllianceBer Inc COM 1881E101 124 15275SH Sole 15275 Apple Inc COM 37833100 1052 2376SH Sole 2376 Bank of America COM 60505104 124 10200SH Sole 10200 Baxter Intl Inc COM 71813109 377 5195SH Sole 5195 Cred Sui Ass M ICOM 224916106 46 11305SH Sole 11305 Exelon Corp COM 30161N101 880 25540SH Sole 25540 Exxon Mobil COM 30231G102 536 5952SH Sole 5952 Fiserv Inc COM 337738108 358 4078SH Sole 4078 GE COM 369604103 534 23122SH Sole 23122 Google COM 38259P508 237 299SH Sole 299 IBM COM 459200101 416 1952SH Sole 1952 JohnsonControls COM 478366107 968 27612SH Sole 27612 McDonalds Corp COM 580135101 1018 10214SH Sole 10214 Oracle Corp COM 68389X105 273 8447SH Sole 8447 PepsiCo COM 713448108 280 3544SH Sole 3544 Seagate Tech PlcCOM G7945M107 313 8574SH Sole 8574 Swisher Hygiene COM 870808102 33 26095SH Sole 26095 UnitedHealth Gr COM 91324P102 517 9048SH Sole 9048 Wells Fargo COM 949746101 456 12338SH Sole 12338 WisconsinEnergy COM 976657106 500 11680SH Sole 11680