0001542287-13-000004.txt : 20130426
0001542287-13-000004.hdr.sgml : 20130426
20130426104923
ACCESSION NUMBER: 0001542287-13-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130426
DATE AS OF CHANGE: 20130426
EFFECTIVENESS DATE: 20130426
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Annex Advisory Services, LLC
CENTRAL INDEX KEY: 0001542287
IRS NUMBER: 861130026
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15012
FILM NUMBER: 13785357
BUSINESS ADDRESS:
STREET 1: 18650 W CORPORATE DRIVE
STREET 2: SUITE 300
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
BUSINESS PHONE: 262-786-6363
MAIL ADDRESS:
STREET 1: 18650 W CORPORATE DRIVE
STREET 2: SUITE 300
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
13F-HR
1
annexmarch13.txt
ANNEX WEALTH MANAGEMENT LLC 1Q 2013
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: March 31, 2013
Institutional Investment Manager Filing this Report:
Name: Annex Advisory Services, LLC, d/b/a Annex Wealth Management, LLC
Address: 12700 W Bluemound Road, Suite 200
Elm Grove, WI 53122
13F File Number 28-15012
The institutional investment manager filing this report
and the person by whom it is signed hereby represent that
the person signing the report is authorized to submit it,
that all information contained herein is true, correct and
complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered
integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark M. Oswald
Title: Chief Compliance Officer
Phone: 262 786 6363
Signature, Place and Date of Signing:
Mark M. Oswald, Elm Grove, Wisconsin, April 26, 2013
Form 13F Summary Page
Report Summary:
Number of Other Includ 0
Form 13F Information T 89
Form 13F Informa165543
TITLE
NAME OF OF ValueSh/Prn Sh/PutInvsOthe Sole None
ISSUER CLASS CUSIP X$100 Amt PrnCalDscrMgrs Vote Vote
Cred Sui Hi Yie 22544F103 33 10371SH Sole 10371
iShs Gold Trust 464285105 735 47390SH Sole 47390
iShs Bar USAggB 464287226 714 6449SH Sole 6449
iShs Bar 1-3 Yr 464287457 318 3776SH Sole 3776
iShs Bar TIPS 464287176 2203 18172SH Sole 18172
iShs DJ Intl S D 464288448 299 8766SH Sole 8766
iShs DJ Oil&Gas 464288851 246 3360SH Sole 3360
iShs DJ Sel Div 464287168 586 9246SH Sole 9246
iShs DJ US Ener 464287796 333 7384SH Sole 7384
iShs DJ US Fin 464287788 402 5924SH Sole 5924
iShs DJ US Heal 464287762 424 4403SH Sole 4403
iShs DJ US Real 464287739 1296 18653SH Sole 18653
iShs DJ US Tech 464287721 274 3739SH Sole 3739
iShs DJ US Tele 464287713 583 24021SH Sole 24021
iShs Hi Div Eq 46429B663 1722 26349SH Sole 26349
iShs Hi Yie Cor 464288513 2636 27944SH Sole 27944
iShs IBOXX Inv 464287242 3506 29245SH Sole 29245
iShs JPMorgan U 464288281 288 2452SH Sole 2452
iShs MSCI EAFE 464287465 228 3868SH Sole 3868
iShs MSCI Emerg 464287234 278 6507SH Sole 6507
iShs Russ 2000 464287655 934 9901SH Sole 9901
iShs Russ 2k Gr 464287648 738 6857SH Sole 6857
iShs Russ 2k Va 464287630 745 8890SH Sole 8890
iShs Russ 1000 464287622 547 6275SH Sole 6275
iShs Russ 1k Gr 464287614 6259 87711SH Sole 87711
iShs Russ 1k Va 464287598 5130 63203SH Sole 63203
iShs S&P 500 In 464287200 3282 20859SH Sole 20859
iShs S&P Aggr A 464289859 664 16711SH Sole 16711
iShs S&P MC 400 464287507 2251 19566SH Sole 19566
iShs S&P N AMT 464288414 973 8835SH Sole 8835
iShs S&P SC 600 464287804 3961 45500SH Sole 45500
iShs US Pre S I 464288687 551 13609SH Sole 13609
Ma Ve Gold Miner 57060U100 216 5711SH Sole 5711
Ma Ve Hi Yie Mu 57060U878 221 6743SH Sole 6743
Pimco Total Ret 72201R775 10336 94153SH Sole 94153
Powersh S&P5 Lo 73937B779 2704 87009SH Sole 87009
Powersh Agg Pfd 73936T565 4032 270973SH Sole 270973
ProShare Russ 2k 74347R842 382 6683SH Sole 6683
ProShare S&P500 74347R107 364 4995SH Sole 4995
Ryd Gug S&P500 78355W106 12527 210050SH Sole 210050
Schwab US Brd M 808524102 508 13389SH Sole 13389
Schwab US MC 808524508 453 14358SH Sole 14358
Schwab US REIT 808524847 224 6872SH Sole 6872
SelSecSPDR I-En 81369Y506 6531 82348SH Sole 82348
SelSecSPDR I-Fin 81369Y605 314 17264SH Sole 17264
SelSecSPDR C D 81369Y407 694 13110SH Sole 13110
SelSecSPDR C S 81369Y308 2420 60874SH Sole 60874
SelSecSPDR Heal 81369Y209 2643 57452SH Sole 57452
SelSecSPDR I-Ut 81369Y886 1583 40508SH Sole 40508
SelSecSPDR Tech 81369Y803 375 12415SH Sole 12415
SPDR DJIA UT Se 78467X109 1595 10982SH Sole 10982
SPDR Gold Trust 78463V107 2728 17665SH Sole 17665
SPDR S&P 500 78462F103 1416 9039SH Sole 9039
SPDR S&P Reg Ba 78464A698 1598 50287SH Sole 50287
SPDR S&P Divid 78464A763 444 6736SH Sole 6736
VG Short Term B 921937827 274 3395SH Sole 3395
VG Total Bond M 921937835 1916 22911SH Sole 22911
VG Growth 922908736 317 4099SH Sole 4099
VG REIT 922908553 12309 174532SH Sole 174532
VG Small Cap 922908751 882 9681SH Sole 9681
VG Total Stock 922908769 12234 151114SH Sole 151114
VG AllWrld ExUS 922042775 3239 69868SH Sole 69868
VG MSCI Emr Mkt 922042858 910 21236SH Sole 21236
VG Div App 921908844 11108 169077SH Sole 169077
VG High Div Yie 921946406 1782 32523SH Sole 32523
VG Inf Tech 92204A702 5083 69729SH Sole 69729
WisTree Div Ex-F 97717W406 1362 21990SH Sole 21990
WisTree Emerg M 97717W315 7387 134164SH Sole 134164
Abbvie Inc COM 287Y109 212 5205SH Sole 5205
AllianceBer Inc COM 1881E101 124 15275SH Sole 15275
Apple Inc COM 37833100 1052 2376SH Sole 2376
Bank of America COM 60505104 124 10200SH Sole 10200
Baxter Intl Inc COM 71813109 377 5195SH Sole 5195
Cred Sui Ass M ICOM 224916106 46 11305SH Sole 11305
Exelon Corp COM 30161N101 880 25540SH Sole 25540
Exxon Mobil COM 30231G102 536 5952SH Sole 5952
Fiserv Inc COM 337738108 358 4078SH Sole 4078
GE COM 369604103 534 23122SH Sole 23122
Google COM 38259P508 237 299SH Sole 299
IBM COM 459200101 416 1952SH Sole 1952
JohnsonControls COM 478366107 968 27612SH Sole 27612
McDonalds Corp COM 580135101 1018 10214SH Sole 10214
Oracle Corp COM 68389X105 273 8447SH Sole 8447
PepsiCo COM 713448108 280 3544SH Sole 3544
Seagate Tech PlcCOM G7945M107 313 8574SH Sole 8574
Swisher Hygiene COM 870808102 33 26095SH Sole 26095
UnitedHealth Gr COM 91324P102 517 9048SH Sole 9048
Wells Fargo COM 949746101 456 12338SH Sole 12338
WisconsinEnergy COM 976657106 500 11680SH Sole 11680