13F-HR 1 annexdecember12.txt ANNEX WEALTH MANAGEMENT, LLC 4Q 2012 Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2012 Institutional Investment Manager Filing this Report: Name: Annex Advisory Services, LLC, d/b/a Annex Wealth Management, LLC Address: 12700 W Bluemound Road, Suite 200 Elm Grove, WI 53122 13F File Number 28-15012 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark M. Oswald Title: Chief Compliance Officer Phone: 262 786 6363 Signature, Place and Date of Signing: Mark M. Oswald, Elm Grove, Wisconsin, February 13, 2013 Form 13F Summary Page Report Summary: Number of Other Includ 0 Form 13F Information T 77 Form 13F Informa108391 TITLE NAME OF OF ValueSh/Prn Sh/PutInvsOthe Sole None ISSUER CLASS CUSIP X$100 Amt PrnCalDscrMgrs Vote Vote iShs Gold Trust 464285105 521 32009SH Sole 32009 iShs Bar USAggB 464287226 462 4161SH Sole 4161 iShs Bar 1-3 Yr 464287457 371 4406SH Sole 4406 iShs Bar 3-7 Yr 464288661 418 3400SH Sole 3400 iShs Bar TIPS 464287176 1659 13667SH Sole 13667 iShs DJ Intl S D 464288448 225 6694SH Sole 6694 iShs DJ Sel Div 464287168 469 8200SH Sole 8200 iShs DJ US Ener 464287796 269 6604SH Sole 6604 iShs DJ US Heal 464287762 270 3238SH Sole 3238 iShs DJ US Real 464287739 985 15242SH Sole 15242 iShs DJ US Tele 464287713 818 33728SH Sole 33728 iShs DJ US Util 464287697 495 5739SH Sole 5739 iShs Hi Div Eq 46429B663 1326 22576SH Sole 22576 iShs Hi Yie Cor 464288513 1695 18166SH Sole 18166 iShs IBOXX Inv 464287242 3029 25039SH Sole 25039 iShs JPMorgan U 464288281 264 2152SH Sole 2152 iShs Russ 2000 464287655 308 3664SH Sole 3664 iShs Russ 2k Gr 464287648 515 5411SH Sole 5411 iShs Russ 2k Va 464287630 520 6894SH Sole 6894 iShs Russ 1000 464287622 495 6255SH Sole 6255 iShs Russ 1k Gr 464287614 3943 60222SH Sole 60222 iShs Russ 1k Va 464287598 3895 53497SH Sole 53497 iShs S&P 500 In 464287200 1444 10094SH Sole 10094 iShs S&P Aggr A 464289859 507 13666SH Sole 13666 iShs S&P MC 400 464287507 1951 19191SH Sole 19191 iShs S&P N AMT 464288414 686 6202SH Sole 6202 iShs S&P SC 600 464287804 2232 28586SH Sole 28586 iShs US Pre S I 464288687 439 11089SH Sole 11089 Pimco Short Mat 72201R833 370 3648SH Sole 3648 Pimco Total Ret 72201R775 5509 50526SH Sole 50526 Powersh S&P5 Lo 73937B779 1858 67140SH Sole 67140 Powersh Agg Pfd 73936T565 2616 178244SH Sole 178244 ProShare 7-10 Yr 74347R180 298 5256SH Sole 5256 ProShare MC 400 74347R404 238 3224SH Sole 3224 Ryd Gug S&P500 78355W106 7885 147893SH Sole 147893 Schwab US Div Eq 808524797 236 8350SH Sole 8350 Schwab US LC Va 808524409 221 6951SH Sole 6951 Schwab US MC 808524508 456 16398SH Sole 16398 SelSecSPDR I-En 81369Y506 3645 51047SH Sole 51047 SelSecSPDR C D 81369Y407 522 11012SH Sole 11012 SelSecSPDR C S 81369Y308 1442 41345SH Sole 41345 SelSecSPDR Heal 81369Y209 1307 32791SH Sole 32791 SelSecSPDR I-Ut 81369Y886 986 28258SH Sole 28258 SPDR DJIA UT Se 78467X109 1238 9487SH Sole 9487 SPDR Gold Trust 78463V107 1796 11086SH Sole 11086 SPDR S&P 500 78462F103 862 6058SH Sole 6058 SPDR S&P Reg Ba 78464A698 1082 38693SH Sole 38693 SPDR S&P Divid 78464A763 388 6688SH Sole 6688 VG Short Term B 921937827 561 6931SH Sole 6931 VG Total Bond M 921937835 2263 26932SH Sole 26932 VG REIT 922908553 7636 116061SH Sole 116061 VG Small Cap 922908751 709 8774SH Sole 8774 VG Total Stock 922908769 7075 96553SH Sole 96553 VG AllWrld ExUS 922042775 2186 47793SH Sole 47793 VG MSCI Emr Mkt 922042858 894 20079SH Sole 20079 VG Div App 921908844 7864 132022SH Sole 132022 VG High Div Yie 921946406 615 12468SH Sole 12468 VG Inf Tech 92204A702 3199 46292SH Sole 46292 WisTree Div Ex-F 97717W406 1102 19827SH Sole 19827 WisTree Emerg M 97717W315 4868 85130SH Sole 85130 Abbott Labs COM 2824100 306 4672SH Sole 4672 Apple Inc COM 37833100 809 1521SH Sole 1521 Exelon Corp COM 30161N101 485 16326SH Sole 16326 Exxon Mobil COM 30231G102 493 5698SH Sole 5698 Fiserv COM 337738108 333 4224SH Sole 4224 GE COM 369604103 434 20699SH Sole 20699 IBM COM 459200101 297 1552SH Sole 1552 JohnsonControls COM 478366107 253 8261SH Sole 8261 Journal Communi COM 481130102 83 15500SH Sole 15500 MAKO Surg Corp COM 560879108 128 10000SH Sole 10000 McDonalds Corp COM 580135101 657 7450SH Sole 7450 Oracle Corp COM 68389X105 284 8531SH Sole 8531 PepsiCo COM 713448108 534 7804SH Sole 7804 Swisher Hygiene COM 870808102 45 26095SH Sole 26095 3M Co COM 88579Y101 317 3420SH Sole 3420 UnitedHealth Gr COM 91324P102 258 4757SH Sole 4757 WisconsinEnergy COM 976657106 497 13497SH Sole 13497