0001542287-13-000002.txt : 20130213
0001542287-13-000002.hdr.sgml : 20130213
20130213063513
ACCESSION NUMBER: 0001542287-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130213
DATE AS OF CHANGE: 20130213
EFFECTIVENESS DATE: 20130213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Annex Advisory Services, LLC
CENTRAL INDEX KEY: 0001542287
IRS NUMBER: 861130026
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15012
FILM NUMBER: 13599496
BUSINESS ADDRESS:
STREET 1: 18650 W CORPORATE DRIVE
STREET 2: SUITE 300
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
BUSINESS PHONE: 262-786-6363
MAIL ADDRESS:
STREET 1: 18650 W CORPORATE DRIVE
STREET 2: SUITE 300
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
13F-HR
1
annexdecember12.txt
ANNEX WEALTH MANAGEMENT, LLC 4Q 2012
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: December 31, 2012
Institutional Investment Manager Filing this Report:
Name: Annex Advisory Services, LLC, d/b/a Annex Wealth Management, LLC
Address: 12700 W Bluemound Road, Suite 200
Elm Grove, WI 53122
13F File Number 28-15012
The institutional investment manager filing this report
and the person by whom it is signed hereby represent that
the person signing the report is authorized to submit it,
that all information contained herein is true, correct and
complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered
integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark M. Oswald
Title: Chief Compliance Officer
Phone: 262 786 6363
Signature, Place and Date of Signing:
Mark M. Oswald, Elm Grove, Wisconsin, February 13, 2013
Form 13F Summary Page
Report Summary:
Number of Other Includ 0
Form 13F Information T 77
Form 13F Informa108391
TITLE
NAME OF OF ValueSh/Prn Sh/PutInvsOthe Sole None
ISSUER CLASS CUSIP X$100 Amt PrnCalDscrMgrs Vote Vote
iShs Gold Trust 464285105 521 32009SH Sole 32009
iShs Bar USAggB 464287226 462 4161SH Sole 4161
iShs Bar 1-3 Yr 464287457 371 4406SH Sole 4406
iShs Bar 3-7 Yr 464288661 418 3400SH Sole 3400
iShs Bar TIPS 464287176 1659 13667SH Sole 13667
iShs DJ Intl S D 464288448 225 6694SH Sole 6694
iShs DJ Sel Div 464287168 469 8200SH Sole 8200
iShs DJ US Ener 464287796 269 6604SH Sole 6604
iShs DJ US Heal 464287762 270 3238SH Sole 3238
iShs DJ US Real 464287739 985 15242SH Sole 15242
iShs DJ US Tele 464287713 818 33728SH Sole 33728
iShs DJ US Util 464287697 495 5739SH Sole 5739
iShs Hi Div Eq 46429B663 1326 22576SH Sole 22576
iShs Hi Yie Cor 464288513 1695 18166SH Sole 18166
iShs IBOXX Inv 464287242 3029 25039SH Sole 25039
iShs JPMorgan U 464288281 264 2152SH Sole 2152
iShs Russ 2000 464287655 308 3664SH Sole 3664
iShs Russ 2k Gr 464287648 515 5411SH Sole 5411
iShs Russ 2k Va 464287630 520 6894SH Sole 6894
iShs Russ 1000 464287622 495 6255SH Sole 6255
iShs Russ 1k Gr 464287614 3943 60222SH Sole 60222
iShs Russ 1k Va 464287598 3895 53497SH Sole 53497
iShs S&P 500 In 464287200 1444 10094SH Sole 10094
iShs S&P Aggr A 464289859 507 13666SH Sole 13666
iShs S&P MC 400 464287507 1951 19191SH Sole 19191
iShs S&P N AMT 464288414 686 6202SH Sole 6202
iShs S&P SC 600 464287804 2232 28586SH Sole 28586
iShs US Pre S I 464288687 439 11089SH Sole 11089
Pimco Short Mat 72201R833 370 3648SH Sole 3648
Pimco Total Ret 72201R775 5509 50526SH Sole 50526
Powersh S&P5 Lo 73937B779 1858 67140SH Sole 67140
Powersh Agg Pfd 73936T565 2616 178244SH Sole 178244
ProShare 7-10 Yr 74347R180 298 5256SH Sole 5256
ProShare MC 400 74347R404 238 3224SH Sole 3224
Ryd Gug S&P500 78355W106 7885 147893SH Sole 147893
Schwab US Div Eq 808524797 236 8350SH Sole 8350
Schwab US LC Va 808524409 221 6951SH Sole 6951
Schwab US MC 808524508 456 16398SH Sole 16398
SelSecSPDR I-En 81369Y506 3645 51047SH Sole 51047
SelSecSPDR C D 81369Y407 522 11012SH Sole 11012
SelSecSPDR C S 81369Y308 1442 41345SH Sole 41345
SelSecSPDR Heal 81369Y209 1307 32791SH Sole 32791
SelSecSPDR I-Ut 81369Y886 986 28258SH Sole 28258
SPDR DJIA UT Se 78467X109 1238 9487SH Sole 9487
SPDR Gold Trust 78463V107 1796 11086SH Sole 11086
SPDR S&P 500 78462F103 862 6058SH Sole 6058
SPDR S&P Reg Ba 78464A698 1082 38693SH Sole 38693
SPDR S&P Divid 78464A763 388 6688SH Sole 6688
VG Short Term B 921937827 561 6931SH Sole 6931
VG Total Bond M 921937835 2263 26932SH Sole 26932
VG REIT 922908553 7636 116061SH Sole 116061
VG Small Cap 922908751 709 8774SH Sole 8774
VG Total Stock 922908769 7075 96553SH Sole 96553
VG AllWrld ExUS 922042775 2186 47793SH Sole 47793
VG MSCI Emr Mkt 922042858 894 20079SH Sole 20079
VG Div App 921908844 7864 132022SH Sole 132022
VG High Div Yie 921946406 615 12468SH Sole 12468
VG Inf Tech 92204A702 3199 46292SH Sole 46292
WisTree Div Ex-F 97717W406 1102 19827SH Sole 19827
WisTree Emerg M 97717W315 4868 85130SH Sole 85130
Abbott Labs COM 2824100 306 4672SH Sole 4672
Apple Inc COM 37833100 809 1521SH Sole 1521
Exelon Corp COM 30161N101 485 16326SH Sole 16326
Exxon Mobil COM 30231G102 493 5698SH Sole 5698
Fiserv COM 337738108 333 4224SH Sole 4224
GE COM 369604103 434 20699SH Sole 20699
IBM COM 459200101 297 1552SH Sole 1552
JohnsonControls COM 478366107 253 8261SH Sole 8261
Journal Communi COM 481130102 83 15500SH Sole 15500
MAKO Surg Corp COM 560879108 128 10000SH Sole 10000
McDonalds Corp COM 580135101 657 7450SH Sole 7450
Oracle Corp COM 68389X105 284 8531SH Sole 8531
PepsiCo COM 713448108 534 7804SH Sole 7804
Swisher Hygiene COM 870808102 45 26095SH Sole 26095
3M Co COM 88579Y101 317 3420SH Sole 3420
UnitedHealth Gr COM 91324P102 258 4757SH Sole 4757
WisconsinEnergy COM 976657106 497 13497SH Sole 13497