13F-HR 1 annexseptember12.txt ANNEX ADVISORY SERVICES, LLC 3Q 2012 Form 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2012 Institutional Investment Manager Filing this Report: Name: Annex Advisory Services, LLC, d/b/a Annex Wealth Management, LLC Address: 12700 W Bluemound Road, Suite 200 Elm Grove, WI 53122 13F File Number 28-15012 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark M. Oswald Title: Chief Compliance Officer Phone: 262 786 6363 Signature, Place and Date of Signing: Mark M. Oswald, Elm Grove, Wisconsin, November 13, 2012 Form 13F Summary Page Report Summary: Number of Other Includ 0 Form 13F Information T 104 Form 13F Informa134630 TITLE NAME OF OF ValueSh/Prn Sh/PutInvsOthe Sole None ISSUER CLASS CUSIP X$100 Amt PrnCalDscrMgrs Vote Vote Cred Sui Hi Yie 22544F103 34 10371SH Sole 10371 iShs Gold Trust 464285105 433 25081SH Sole 25081 iShs MSCI Hg Kg 464286871 218 11987SH Sole 11987 iShs Bar USAggB 464287226 908 8078SH Sole 8078 iShs Bar 1-3 Yr 464287457 410 4853SH Sole 4853 iShs Bar TIPS 464287176 2442 20063SH Sole 20063 iShs DJ Intl S D 464288448 286 9046SH Sole 9046 iShs DJ Oil&Gas 464288851 231 3621SH Sole 3621 iShs DJ Pharma 464288836 215 2402SH Sole 2402 iShs DJ Sel Div 464287168 545 9461SH Sole 9461 iShs DJ US Ener 464287796 352 8346SH Sole 8346 iShs DJ US Heal 464287762 389 4601SH Sole 4601 iShs DJ US Real 464287739 1245 19345SH Sole 19345 iShs DJ US Tech 464287721 267 3527SH Sole 3527 iShs DJ US Tele 464287713 1597 62555SH Sole 62555 iShs DJ US Util 464287697 759 8484SH Sole 8484 iShs Hi Div Eq 46429B663 1373 22541SH Sole 22541 iShs Hi Yie Cor 464288513 2949 31958SH Sole 31958 iShs IBOXX Inv 464287242 3982 32703SH Sole 32703 iShs JPMorgan U 464288281 318 2627SH Sole 2627 iShs MSCI EAFE 464287465 251 4743SH Sole 4743 iShs MSCI Emerg 464287234 305 7394SH Sole 7394 iShs Russ 2000 464287655 709 8498SH Sole 8498 iShs Russ 2k Gr 464287648 761 7965SH Sole 7965 iShs Russ 2k Va 464287630 745 10084SH Sole 10084 iShs Russ 1000 464287622 606 7637SH Sole 7637 iShs Russ 1k Gr 464287614 7233 108442SH Sole 108442 iShs Russ 1k Va 464287598 7163 99247SH Sole 99247 iShs S&P 500 In 464287200 2469 17103SH Sole 17103 iShs S&P Aggr A 464289859 674 18396SH Sole 18396 iShs S&P MC 400 464287507 1364 13832SH Sole 13832 iShs S&P N AMT 464288414 979 8749SH Sole 8749 iShs S&P SC 600 464287804 1307 16964SH Sole 16964 iShs US Pre S I 464288687 600 15055SH Sole 15055 Ma Ve Hi Yie Mu 57060U878 222 6743SH Sole 6743 Pimco Short Mat 72201R833 288 2841SH Sole 2841 Pimco Total Ret 72201R775 2349 21601SH Sole 21601 Powersh S&P5 Lo 73937B779 2793 99170SH Sole 99170 Powersh Agg Pfd 73936T565 4351 294447SH Sole 294447 ProShare MC 400 74347R404 219 3157SH Sole 3157 ProShare Russ 2k 74347R842 224 5098SH Sole 5098 Ryd Gug S&P500 78355W106 8136 155938SH Sole 155938 Schwab US Brd M 808524102 330 9563SH Sole 9563 Schwab US Div Eq 808524797 210 7314SH Sole 7314 Schwab US LC Gr 808524300 617 17806SH Sole 17806 Schwab US LC Va 808524409 435 13638SH Sole 13638 Schwab US LC 808524201 387 11344SH Sole 11344 Schwab US MC 808524508 863 31976SH Sole 31976 Schwab US SC 808524607 203 5428SH Sole 5428 SelSecSPDR I-En 81369Y506 4115 56041SH Sole 56041 SelSecSPDR C D 81369Y407 387 8292SH Sole 8292 SelSecSPDR C S 81369Y308 2273 63468SH Sole 63468 SelSecSPDR Heal 81369Y209 785 19574SH Sole 19574 SelSecSPDR I-Ut 81369Y886 1646 45237SH Sole 45237 SelSecSPDR Tech 81369Y803 412 13389SH Sole 13389 SPDR DJIA UT Se 78467X109 5029 37517SH Sole 37517 SPDR Gold Trust 78463V107 1578 9182SH Sole 9182 SPDR S&P 500 78462F103 1607 11164SH Sole 11164 SPDR S&P Reg Ba 78464A698 1246 43507SH Sole 43507 SPDR S&P Divid 78464A763 374 6438SH Sole 6438 VG Short Term B 921937827 682 8379SH Sole 8379 VG Total Bond M 921937835 2934 34458SH Sole 34458 VG Growth 922908736 351 4859SH Sole 4859 VG REIT 922908553 6505 100138SH Sole 100138 VG Small Cap 922908751 818 10208SH Sole 10208 VG Total Stock 922908769 5237 71110SH Sole 71110 VG AllWrld ExUS 922042775 2088 48625SH Sole 48625 VG MSCI Emr Mkt 922042858 1002 24040SH Sole 24040 VG Div App 921908844 8199 137399SH Sole 137399 VG High Div Yie 921946406 302 6006SH Sole 6006 VG Inf Tech 92204A702 2514 34257SH Sole 34257 WisTree Div Ex-F 97717W406 1334 23674SH Sole 23674 WisTree Emerg M 97717W315 3773 70301SH Sole 70301 AT&T Inc COM 00206R102 239 6358SH Sole 6358 Abbott Labs COM 2824100 430 6278SH Sole 6278 AllianceBer Inc COM 1881E101 131 15275SH Sole 15275 Apple Inc COM 37833100 1681 2519SH Sole 2519 Chevron Corp COM 166764100 245 2104SH Sole 2104 Coca Cola Co COM 191216100 248 6552SH Sole 6552 Cred Sui Ass M ICOM 224916106 45 11305SH Sole 11305 Exelon Corp COM 30161N101 930 26143SH Sole 26143 Exxon Mobil COM 30231G102 621 6793SH Sole 6793 Fid Nat Inf Ser COM 31620M106 246 7886SH Sole 7886 Ford COM 345370860 118 12059SH Sole 12059 GE COM 369604103 578 25479SH Sole 25479 Google COM 38259P508 359 476SH Sole 476 Integrys En Gr COM 45822P105 203 3891SH Sole 3891 IBM COM 459200101 454 2193SH Sole 2193 JohnsonControls COM 478366107 1340 48925SH Sole 48925 Journal Communi COM 481130102 94 18225SH Sole 18225 Kraft Foods COM 50075N104 465 11260SH Sole 11260 MAKO Surg Corp COM 560879108 174 10000SH Sole 10000 McDonalds Corp COM 580135101 1025 11180SH Sole 11180 Oracle Corp COM 68389X105 330 10513SH Sole 10513 Paychex COM 704326107 371 11171SH Sole 11171 PepsiCo COM 713448108 592 8369SH Sole 8369 Procter&Gamble COM 742718109 388 5603SH Sole 5603 Snap On Inc COM 833034101 241 3367SH Sole 3367 Swisher Hygiene COM 870808102 36 26095SH Sole 26095 3M Co COM 88579Y101 510 5529SH Sole 5529 UnitedHealth Gr COM 91324P102 637 11512SH Sole 11512 Verizon Communi COM 92343V104 223 4900SH Sole 4900 Walgreen Co COM 931422109 200 5514SH Sole 5514 WisconsinEnergy COM 976657106 488 12960SH Sole 12960