0001542287-12-000002.txt : 20120814
0001542287-12-000002.hdr.sgml : 20120814
20120814113536
ACCESSION NUMBER: 0001542287-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Annex Advisory Services, LLC
CENTRAL INDEX KEY: 0001542287
IRS NUMBER: 861130026
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15012
FILM NUMBER: 121030655
BUSINESS ADDRESS:
STREET 1: 18650 W CORPORATE DRIVE
STREET 2: SUITE 300
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
BUSINESS PHONE: 262-786-6363
MAIL ADDRESS:
STREET 1: 18650 W CORPORATE DRIVE
STREET 2: SUITE 300
CITY: BROOKFIELD
STATE: WI
ZIP: 53045
13F-HR
1
annexjune12.txt
ANNEX WEALTH MANAGEMENT LLC 2Q 2012
Form 13F Cover Page
Report for the Calendar Year or Quarter Ended: June 30, 2012
Institutional Investment Manager Filing this Report:
Name: Annex Advisory Services, LLC, d/b/a Annex Wealth Management, LLC
Address: 12700 W Bluemound Road, Suite 200
Elm Grove, WI 53122
13F File Number 28-
The institutional investment manager filing this report
and the person by whom it is signed hereby represent that
the person signing the report is authorized to submit it,
that all information contained herein is true, correct and
complete, and that it is understood that all required items,
statements, schedules, lists and tables, are considered
integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark M. Oswald
Title: Chief Compliance Officer
Phone: 262 786 6363
Signature, Place and Date of Signing:
Mark M. Oswald, Elm Grove, Wisconsin, August 14, 2012
Form 13F Summary Page
Report Summary:
Number of Other Includ 0
Form 13F Information T 95
Form 13F Informa113163
TITLE
NAME OF OF ValueSh/Prn Sh/PutInvsOthe Sole None
ISSUER CLASS CUSIP X$100 Amt PrnCalDscrMgrs Vote Vote
iShs Gold Trust 464285105 268 17284SH Sole 17284
iShs MSCI Hg Kg 464286871 215 13129SH Sole 13129
iShs Bar USAggB 464287226 924 8306SH Sole 8306
iShs Bar 1-3 Yr 464287457 394 4676SH Sole 4676
iShs Bar TIPS 464287176 1930 16132SH Sole 16132
iShs DJ Intl S D 464288448 248 8269SH Sole 8269
iShs DJ Oil&Gas 464288851 212 3671SH Sole 3671
iShs DJ Pharma 464288836 208 2402SH Sole 2402
iShs DJ Sel Div 464287168 421 7503SH Sole 7503
iShs DJ US Ener 464287796 337 8801SH Sole 8801
iShs DJ US Heal 464287762 417 5252SH Sole 5252
iShs DJ US Real 464287739 1270 19876SH Sole 19876
iShs DJ US Tech 464287721 251 3527SH Sole 3527
iShs DJ US Tele 464287713 1472 65517SH Sole 65517
iShs DJ US Util 464287697 770 8555SH Sole 8555
iShs Hi Div Eq 46429B663 1119 18857SH Sole 18857
iShs Hi Yie Cor 464288513 3051 33426SH Sole 33426
iShs IBOXX Inv 464287242 3888 33064SH Sole 33064
iShs JPMorgan U 464288281 286 2495SH Sole 2495
iShs MSCI EAFE 464287465 297 5960SH Sole 5960
iShs MSCI Emerg 464287234 316 8082SH Sole 8082
iShs NASDQ Bio 464287556 501 3856SH Sole 3856
iShs Russ 2k Gr 464287648 745 8149SH Sole 8149
iShs Russ 2k Va 464287630 718 10203SH Sole 10203
iShs Russ 1000 464287622 516 6871SH Sole 6871
iShs Russ 1k Gr 464287614 7486 118393SH Sole 118393
iShs Russ 1k Va 464287598 7600 111412SH Sole 111412
iShs S&P 500 In 464287200 2235 16347SH Sole 16347
iShs S&P Aggr A 464289859 642 18396SH Sole 18396
iShs S&P MC 400 464287507 477 5070SH Sole 5070
iShs S&P N AMT 464288414 1002 9112SH Sole 9112
iShs S&P SC 600 464287804 997 13612SH Sole 13612
iShs US Pre S I 464288687 1618 41471SH Sole 41471
Ma Ve Hi Yie Mu 57060U878 217 6743SH Sole 6743
Pimco Total Ret 72201R775 479 4548SH Sole 4548
Powersh S&P5 Lo 73937B779 890 32287SH Sole 32287
Powersh Bas Mat 73935X427 266 7506SH Sole 7506
Powersh Agg Pfd 73936T565 3047 209867SH Sole 209867
Ryd Gug S&P500 78355W106 7023 141828SH Sole 141828
Schwab US Brd M 808524102 312 9563SH Sole 9563
Schwab US LC Gr 808524300 542 16643SH Sole 16643
Schwab US LC Va 808524409 405 13328SH Sole 13328
Schwab US LC 808524201 375 11633SH Sole 11633
Schwab US MC 808524508 787 30629SH Sole 30629
SelSecSPDR I-En 81369Y506 4170 62836SH Sole 62836
SelSecSPDR C D 81369Y407 593 13562SH Sole 13562
SelSecSPDR C S 81369Y308 721 20754SH Sole 20754
SelSecSPDR Heal 81369Y209 372 9809SH Sole 9809
SelSecSPDR I-Ut 81369Y886 837 22631SH Sole 22631
SelSecSPDR Tech 81369Y803 606 21103SH Sole 21103
SPDR DJIA UT Se 78467X109 5993 46663SH Sole 46663
SPDR Gold Trust 78463V107 1043 6725SH Sole 6725
SPDR S&P 500 78462F103 1655 12162SH Sole 12162
SPDR S&P Reg Ba 78464A698 871 31848SH Sole 31848
SPDR S&P Divid 78464A763 311 5601SH Sole 5601
SPDR Shrt Intl 78464A334 255 4980SH Sole 4980
VG Short Term B 921937827 678 8357SH Sole 8357
VG Total Bond M 921937835 2705 32058SH Sole 32058
VG Growth 922908736 339 4998SH Sole 4998
VG REIT 922908553 4579 69993SH Sole 69993
VG Small Cap 922908751 612 8057SH Sole 8057
VG Total Stock 922908769 3471 49810SH Sole 49810
VG AllWrld ExUS 922042775 1831 44681SH Sole 44681
VG MSCI Emr Mkt 922042858 938 23505SH Sole 23505
VG Div App 921908844 5562 98122SH Sole 98122
VG High Div Yie 921946406 216 4491SH Sole 4491
VG Inf Tech 92204A702 1846 26865SH Sole 26865
WisTree Div Ex-F 97717W406 1265 23520SH Sole 23520
WisTree Emerg M 97717W315 2247 43386SH Sole 43386
Abbott Labs COM 2824100 499 7751SH Sole 7751
AllianceBer Inc COM 1881E101 84 10165SH Sole 10165
Apple Inc COM 37833100 1188 2035SH Sole 2035
Coca Cola Co COM 191216100 250 3207SH Sole 3207
Colgate Palmoli COM 194162103 343 3300SH Sole 3300
Exxon Mobil COM 30231G102 395 4628SH Sole 4628
Fid Nat Inf Ser COM 31620M106 332 9763SH Sole 9763
Ford COM 345370860 305 31872SH Sole 31872
GE COM 369604103 869 41717SH Sole 41717
Helios Tot Ret COM 42327V109 89 14327SH Sole 14327
Integrys En Gr COM 45822P105 221 3888SH Sole 3888
IBM COM 459200101 515 2636SH Sole 2636
Johnson&Johnson COM 478160104 491 7281SH Sole 7281
JohnsonControls COM 478366107 626 22609SH Sole 22609
Journal Communi COM 481130102 95 18549SH Sole 18549
Kohls Corp COM 500255104 257 5663SH Sole 5663
Lowes Cos COM 548661107 292 10292SH Sole 10292
McDonalds Corp COM 580135101 1036 11703SH Sole 11703
Oracle Corp COM 68389X105 316 10663SH Sole 10663
Pfizer Inc COM 717081103 399 17386SH Sole 17386
Procter&Gamble COM 742718109 1597 26081SH Sole 26081
Snap On Inc COM 833034101 209 3367SH Sole 3367
Swisher Hygiene COM 870808102 65 26095SH Sole 26095
UnitedHealth Gr COM 91324P102 965 16512SH Sole 16512
Visa Inc COM 92826C839 222 1803SH Sole 1803
WisconsinEnergy COM 976657106 564 14261SH Sole 14261