0001398344-19-008729.txt : 20190513
0001398344-19-008729.hdr.sgml : 20190513
20190513164158
ACCESSION NUMBER: 0001398344-19-008729
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190513
DATE AS OF CHANGE: 20190513
EFFECTIVENESS DATE: 20190513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Granite Investment Partners, LLC
CENTRAL INDEX KEY: 0001542266
IRS NUMBER: 270225271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14862
FILM NUMBER: 19818937
BUSINESS ADDRESS:
STREET 1: 2321 ROSECRANS AVENUE, SUITE 4200
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-933-3199
MAIL ADDRESS:
STREET 1: 2321 ROSECRANS AVENUE, SUITE 4200
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001542266
XXXXXXXX
03-31-2019
03-31-2019
false
Granite Investment Partners, LLC
2321 ROSECRANS AVENUE, SUITE 4200
EL SEGUNDO
CA
90245
13F COMBINATION REPORT
028-14862
0001390777
028-12592
Bank of New York Mellon Corp
N
Robert Foran
Principal, CCO
310-933-3199
/s/ Robert Foran
Los Angeles
CA
05-13-2019
1
433
1762902
1
0001624489
028-16577
Altair Advisers LLC
INFORMATION TABLE
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fp0042062_13fhr-table.xml
13F INFORMATION TABLE
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203
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SOLE
17027
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COM
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176
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DFND
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AT&T INC
COM
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533
17006
SH
SOLE
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ABBOTT LABS
COM
002824100
5029
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SH
SOLE
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ABBVIE INC
COM
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SOLE
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ACI WORLDWIDE INC
COM
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ACME UTD CORP
COM
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207
12944
SH
SOLE
12944
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COM
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ACTIVISION BLIZZARD INC
COM
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SH
SOLE
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ACUSHNET HOLDINGS CORP
COM
005098108
16972
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SH
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COM
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162
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COM
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AERIE PHARMACEUTICALS INC
COM
00771V108
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AGILYSYS INC
COM
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COM
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COM
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016255101
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020772109
181
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020772109
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CAP STK CL A
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5010
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SOLE
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CAP STK CL C
02079K107
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COM
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SHS
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AMERICAN EXPRESS CO
COM
025816109
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2100
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CL A
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COM
029899101
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AMGEN INC
COM
031162100
1441
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SOLE
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ANADARKO PETE CORP
COM
032511107
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4800
SH
SOLE
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APERGY CORP
COM
03755L104
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SOLE
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APPFOLIO INC
COM CL A
03783C100
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APPLE INC
COM
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COM
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SOLE
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ASPEN GROUP INC
COM NEW
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404
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ASPEN GROUP INC
COM NEW
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AXOGEN INC
COM
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AXONICS MODULATION TECH INC
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COM
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BANK HAWAII CORP
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BECTON DICKINSON & CO
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CL A
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BLACKBAUD INC
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COM
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BLACKROCK INC
COM
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SOLE
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BOEING CO
COM
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BOINGO WIRELESS INC
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BP PLC
SPONSORED ADR
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BROOKS AUTOMATION INC
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CALYXT INC
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CALYXT INC
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CAMBREX CORP
COM
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CAPSTEAD MTG CORP
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CARE COM INC
COM
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CARE COM INC
COM
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CARPENTER TECHNOLOGY CORP
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CBIZ INC
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CDK GLOBAL INC
COM
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CELSIUS HOLDINGS INC
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CENTRAL PAC FINL CORP
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881
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CHART INDS INC
COM PAR $0.01
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SOLE
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374
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COM NEW
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CISCO SYS INC
COM
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SOLE
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CITIGROUP INC
COM NEW
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980
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SH
SOLE
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CME GROUP INC
COM CL A
12572Q105
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COM
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SOLE
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COLGATE PALMOLIVE CO
COM
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1022
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SH
SOLE
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COLUMBIA BKG SYS INC
COM
197236102
10155
310660
SH
SOLE
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COMCAST CORP NEW
CL A
20030N101
255
6380
SH
SOLE
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0
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CONOCOPHILLIPS
COM
20825C104
846
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SH
SOLE
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0
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CORESITE RLTY CORP
COM
21870Q105
911
8512
SH
SOLE
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0
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COSTCO WHSL CORP NEW
COM
22160K105
7688
31751
SH
SOLE
31751
0
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CRAY INC
COM NEW
225223304
19553
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SH
SOLE
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CROWN CASTLE INTL CORP NEW
COM
22822V101
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CUBIC CORP
COM
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SH
SOLE
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SHS
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COM NEW
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446
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SOLE
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COM NEW
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391
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DANAHER CORPORATION
COM
235851102
6772
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SH
SOLE
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DESCARTES SYS GROUP INC
COM
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SH
SOLE
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DEXCOM INC
COM
252131107
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SH
SOLE
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DICKS SPORTING GOODS INC
COM
253393102
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DISNEY WALT CO
COM DISNEY
254687106
11051
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SH
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DOCUSIGN INC
COM
256163106
6080
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SH
SOLE
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DONALDSON INC
COM
257651109
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SOLE
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DOUBLELINE INCOME SOLUTIONS
COM
258622109
364
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COM
26078J100
1687
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SH
SOLE
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DRIL QUIP INC
COM
262037104
1119
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SH
SOLE
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0
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ECOLAB INC
COM
278865100
9590
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SH
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EDISON NATION INC
COM
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351
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SH
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EDISON NATION INC
COM
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COM
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COM NEW
28225C806
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COM
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EMERSON ELEC CO
COM
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SH
SOLE
15310
0
0
ENCORE WIRE CORP
COM
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SH
SOLE
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ENOVA INTL INC
COM
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567
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ENOVA INTL INC
COM
29357K103
494
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DFND
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ENPRO INDS INC
COM
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SH
SOLE
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EOG RES INC
COM
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285
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SH
SOLE
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ESQUIRE FINL HLDGS INC
COM
29667J101
525
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SH
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0
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ESQUIRE FINL HLDGS INC
COM
29667J101
455
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SH
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1
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0
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EVI INDUSTRIES INC
COM
26929N102
538
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SH
SOLE
14101
0
0
EVI INDUSTRIES INC
COM
26929N102
471
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SH
DFND
1
12357
0
0
EXONE CO
COM
302104104
549
64669
SH
SOLE
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0
0
EXONE CO
COM
302104104
480
56509
SH
DFND
1
56509
0
0
EXXON MOBIL CORP
COM
30231G102
2632
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SH
SOLE
32572
0
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EZCORP INC
CL A NON VTG
302301106
577
61896
SH
SOLE
61896
0
0
EZCORP INC
CL A NON VTG
302301106
501
53798
SH
DFND
1
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0
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FACEBOOK INC
CL A
30303M102
14038
84214
SH
SOLE
77785
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6429
FARMER BROS CO
COM
307675108
9726
486050
SH
SOLE
457577
0
28473
FARMER BROS CO
COM
307675108
431
21549
SH
DFND
1
21549
0
0
FAT BRANDS INC
COM
30258N105
294
57216
SH
SOLE
57216
0
0
FAT BRANDS INC
COM
30258N105
261
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SH
DFND
1
50826
0
0
FIREEYE INC
COM
31816Q101
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SH
SOLE
143196
0
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FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
1135
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SH
SOLE
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0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
3461
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SH
SOLE
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0
0
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COM
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232
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SH
SOLE
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0
0
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COM
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203
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SH
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1
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0
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FIVE9 INC
COM
338307101
40935
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SH
SOLE
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0
45169
FLIR SYS INC
COM
302445101
1083
22771
SH
SOLE
22771
0
0
FLOWSERVE CORP
COM
34354P105
1093
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SH
SOLE
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0
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COM
34959J108
2091
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SOLE
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FRESHPET INC
COM
358039105
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SH
SOLE
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COM
369604103
820
82105
SH
SOLE
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COM
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SH
SOLE
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COM
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COM
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879
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SOLE
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COM
377322102
23015
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SH
SOLE
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GLOBAL WTR RES INC
COM
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SH
SOLE
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0
0
GLOBAL WTR RES INC
COM
379463102
354
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SH
DFND
1
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COM
384802104
1641
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SH
SOLE
5453
0
0
GRAND CANYON ED INC
COM
38526M106
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SH
SOLE
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0
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HABIT RESTAURANTS INC
COM CL A
40449J103
893
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SH
SOLE
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0
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HALOZYME THERAPEUTICS INC
COM
40637H109
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COM
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COM
415858109
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HAWAIIAN ELEC INDUSTRIES
COM
419870100
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HAYNES INTERNATIONAL INC
COM NEW
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COM NEW
420877201
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1
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COM
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SOLE
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HEALTHCARE SVCS GRP INC
COM
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HEALTHSTREAM INC
COM
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COM
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0
HESKA CORP
COM RESTRC NEW
42805E306
13897
163267
SH
SOLE
153284
0
9983
HMS HLDGS CORP
COM
40425J101
872
29434
SH
SOLE
29434
0
0
HOME DEPOT INC
COM
437076102
2751
14337
SH
SOLE
14337
0
0
HONEYWELL INTL INC
COM
438516106
318
1998
SH
SOLE
1998
0
0
HOOKER FURNITURE CORP
COM
439038100
271
9414
SH
SOLE
9414
0
0
HOOKER FURNITURE CORP
COM
439038100
238
8270
SH
DFND
1
8270
0
0
HORIZON PHARMA PLC
SHS
G4617B105
1512
57219
SH
SOLE
57219
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
2078
109940
SH
SOLE
109940
0
0
HUB GROUP INC
CL A
443320106
13547
331625
SH
SOLE
311199
0
20426
HUBBELL INC
COM
443510607
718
6084
SH
SOLE
6084
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
804
5695
SH
SOLE
5695
0
0
IDENTIV INC
COM NEW
45170X205
394
78264
SH
SOLE
78264
0
0
IDENTIV INC
COM NEW
45170X205
346
68711
SH
DFND
1
68711
0
0
IDEXX LABS INC
COM
45168D104
894
4000
SH
SOLE
4000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
528
3680
SH
SOLE
3680
0
0
INNOPHOS HOLDINGS INC
COM
45774N108
851
28219
SH
SOLE
28219
0
0
INOGEN INC
COM
45780L104
747
7836
SH
SOLE
7836
0
0
INSULET CORP
COM
45784P101
1386
14573
SH
SOLE
14573
0
0
INTEL CORP
COM
458140100
3232
60177
SH
SOLE
60177
0
0
INTER PARFUMS INC
COM
458334109
23065
304011
SH
SOLE
285283
0
18728
INTUITIVE SURGICAL INC
COM NEW
46120E602
3980
6975
SH
SOLE
5996
0
979
ISHARES INC
MSCI SINGPOR ETF
46434G780
80
3185
SH
SOLE
3185
0
0
ISHARES INC
MSCI TAIWAN ETF
46434G772
29
815
SH
SOLE
815
0
0
ISHARES TR
TIPS BD ETF
464287176
569
5017
SH
SOLE
5017
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
498
11204
SH
SOLE
11204
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
16
500
SH
SOLE
500
0
0
ISHARES TR
MRGSTR MD CP GRW
464288307
89
365
SH
SOLE
365
0
0
ISHARES TR
MSCI EAFE ETF
464287465
33
500
SH
SOLE
500
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
325
2052
SH
SOLE
2052
0
0
ISHARES TR
S&P SML 600 GWT
464287887
48
260
SH
SOLE
260
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
35
230
SH
SOLE
230
0
0
ISHARES TR
20 YR TR BD ETF
464287432
559
4522
SH
SOLE
4522
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
53
1215
SH
SOLE
1215
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
24
125
SH
SOLE
125
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
27
350
SH
SOLE
350
0
0
JPMORGAN CHASE & CO
COM
46625H100
4486
44316
SH
SOLE
44316
0
0
JACOBS ENGR GROUP INC
COM
469814107
11082
147387
SH
SOLE
134674
0
12713
JAMES RIV GROUP LTD
COM
G5005R107
611
15254
SH
SOLE
15254
0
0
JOHNSON & JOHNSON
COM
478160104
8203
58681
SH
SOLE
58681
0
0
JOINT CORP
COM
47973J102
1252
79492
SH
SOLE
79492
0
0
JOINT CORP
COM
47973J102
1098
69711
SH
DFND
1
69711
0
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
16595
158456
SH
SOLE
149274
0
9182
KANSAS CITY SOUTHERN
COM NEW
485170302
482
4160
SH
SOLE
4160
0
0
KAR AUCTION SVCS INC
COM
48238T109
1123
21880
SH
SOLE
21880
0
0
KILROY RLTY CORP
COM
49427F108
1984
26119
SH
SOLE
26119
0
0
KINDRED BIOSCIENCES INC
COM
494577109
232
25297
SH
SOLE
25297
0
0
KINDRED BIOSCIENCES INC
COM
494577109
204
22208
SH
DFND
1
22208
0
0
KNOWLES CORP
COM
49926D109
23535
1334949
SH
SOLE
1251790
0
83159
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
21722
1389777
SH
SOLE
1307606
0
82171
LAKELAND INDS INC
COM
511795106
318
27081
SH
SOLE
27081
0
0
LAKELAND INDS INC
COM
511795106
279
23773
SH
DFND
1
23773
0
0
LANDEC CORP
COM
514766104
387
31534
SH
SOLE
31534
0
0
LANDEC CORP
COM
514766104
340
27685
SH
DFND
1
27685
0
0
LANTHEUS HLDGS INC
COM
516544103
1929
78813
SH
SOLE
78813
0
0
LAUDER ESTEE COS INC
CL A
518439104
4297
25955
SH
SOLE
25955
0
0
LIGAND PHARMACEUTICALS INC
COM NEW
53220K504
7338
58370
SH
SOLE
55452
0
2918
LINDBLAD EXPEDITIONS HLDGS I
COM
535219109
481
31510
SH
SOLE
31510
0
0
LINDBLAD EXPEDITIONS HLDGS I
COM
535219109
422
27664
SH
DFND
1
27664
0
0
LINDE PLC
COM
G5494J103
2007
11406
SH
SOLE
11406
0
0
LITTELFUSE INC
COM
537008104
880
4822
SH
SOLE
4822
0
0
LIVEPERSON INC
COM
538146101
13648
470294
SH
SOLE
440993
0
29301
LIVERAMP HLDGS INC
COM
53815P108
908
16631
SH
SOLE
16631
0
0
LOCKHEED MARTIN CORP
COM
539830109
3179
10592
SH
SOLE
10592
0
0
LOGMEIN INC
COM
54142L109
772
9644
SH
SOLE
9644
0
0
LOUISIANA PAC CORP
COM
546347105
1052
43154
SH
SOLE
43154
0
0
LOWES COS INC
COM
548661107
657
6000
SH
SOLE
6000
0
0
LUXFER HOLDINGS PLC
SHS
G5698W116
571
22862
SH
SOLE
22862
0
0
LUXFER HOLDINGS PLC
SHS
G5698W116
501
20060
SH
DFND
1
20060
0
0
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
402
63316
SH
SOLE
63316
0
0
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
353
55566
SH
DFND
1
55566
0
0
MARCUS & MILLICHAP INC
COM
566324109
15326
376293
SH
SOLE
352716
0
23577
MARRIOTT INTL INC NEW
CL A
571903202
3657
29236
SH
SOLE
29236
0
0
MARTEN TRANS LTD
COM
573075108
15028
842856
SH
SOLE
785659
0
57197
MATERIALISE NV
SPONSORED ADS
57667T100
580
36817
SH
SOLE
36817
0
0
MATERIALISE NV
SPONSORED ADS
57667T100
509
32354
SH
DFND
1
32354
0
0
MATERION CORP
COM
576690101
9136
160111
SH
SOLE
150105
0
10006
MCDONALDS CORP
COM
580135101
1334
7026
SH
SOLE
7026
0
0
MEDTRONIC PLC
SHS
G5960L103
1902
20880
SH
SOLE
20880
0
0
MERCK & CO INC
COM
58933Y105
1768
21259
SH
SOLE
21259
0
0
MERCURY SYS INC
COM
589378108
15136
236211
SH
SOLE
223806
0
12405
MERUS N V
COM
N5749R100
249
16851
SH
SOLE
16851
0
0
MERUS N V
COM
N5749R100
219
14794
SH
DFND
1
14794
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
647
895
SH
SOLE
895
0
0
MICROSOFT CORP
COM
594918104
30356
257388
SH
SOLE
245652
0
11736
MITEK SYS INC
COM NEW
606710200
1590
129932
SH
SOLE
129932
0
0
MITEK SYS INC
COM NEW
606710200
1396
114020
SH
DFND
1
114020
0
0
MIX TELEMATICS LTD
SPONSORED ADR
60688N102
573
34364
SH
SOLE
34364
0
0
MIX TELEMATICS LTD
SPONSORED ADR
60688N102
496
29769
SH
DFND
1
29769
0
0
MODEL N INC
COM
607525102
1043
59444
SH
SOLE
59444
0
0
MODEL N INC
COM
607525102
910
51881
SH
DFND
1
51881
0
0
MONAKER GROUP INC
COM NEW
609011200
93
45920
SH
SOLE
45920
0
0
MONAKER GROUP INC
COM NEW
609011200
82
40335
SH
DFND
1
40335
0
0
MONDELEZ INTL INC
CL A
609207105
1639
32841
SH
SOLE
32841
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
13938
1057535
SH
SOLE
991593
0
65942
MONRO INC
COM
610236101
1791
20704
SH
SOLE
20704
0
0
MONSTER BEVERAGE CORP NEW
COM
61174X109
2246
41145
SH
SOLE
30359
0
10786
NAPCO SEC TECHNOLOGIES INC
COM
630402105
1207
58197
SH
SOLE
58197
0
0
NAPCO SEC TECHNOLOGIES INC
COM
630402105
1059
51080
SH
DFND
1
51080
0
0
NEENAH INC
COM
640079109
15149
235385
SH
SOLE
220712
0
14673
NEOGEN CORP
COM
640491106
518
9034
SH
SOLE
9034
0
0
NEOGENOMICS INC
COM NEW
64049M209
36093
1764090
SH
SOLE
1663315
0
100775
NETSCOUT SYS INC
COM
64115T104
1547
55125
SH
SOLE
55125
0
0
NEURONETICS INC
COM
64131A105
384
25207
SH
SOLE
25207
0
0
NEURONETICS INC
COM
64131A105
338
22157
SH
DFND
1
22157
0
0
NEW RELIC INC
COM
64829B100
971
9837
SH
SOLE
9837
0
0
NEW YORK TIMES CO
CL A
650111107
20551
625593
SH
SOLE
589885
0
35708
NEWPARK RES INC
COM PAR $.01NEW
651718504
1918
209346
SH
SOLE
189189
0
20157
NIKE INC
CL B
654106103
14826
176059
SH
SOLE
163818
0
12241
NORTHERN TECH INTL CORP
COM
665809109
512
19147
SH
SOLE
19147
0
0
NORTHERN TECH INTL CORP
COM
665809109
450
16810
SH
DFND
1
16810
0
0
NOVOCURE LTD
ORD SHS
G6674U108
19083
396158
SH
SOLE
373926
0
22232
NVE CORP
COM NEW
629445206
397
4060
SH
SOLE
4060
0
0
NVE CORP
COM NEW
629445206
349
3564
SH
DFND
1
3564
0
0
OCEANEERING INTL INC
COM
675232102
10896
690913
SH
SOLE
647769
0
43144
OLD DOMINION FREIGHT LINE IN
COM
679580100
5955
41245
SH
SOLE
37502
0
3743
OMNICELL INC
COM
68213N109
1105
13665
SH
SOLE
13665
0
0
ONESPAN INC
COM
68287N100
558
29053
SH
SOLE
29053
0
0
ONESPAN INC
COM
68287N100
490
25511
SH
DFND
1
25511
0
0
OPIANT PHARMACEUTICALS INC
COM
683750103
190
14453
SH
SOLE
14453
0
0
OPIANT PHARMACEUTICALS INC
COM
683750103
166
12690
SH
DFND
1
12690
0
0
OPTIMIZERX CORP
COM NEW
68401U204
391
30761
SH
SOLE
30761
0
0
OPTIMIZERX CORP
COM NEW
68401U204
343
26987
SH
DFND
1
26987
0
0
ORACLE CORP
COM
68389X105
3084
57422
SH
SOLE
57422
0
0
ORBCOMM INC
COM
68555P100
10554
1556622
SH
SOLE
1465650
0
90972
ORBCOMM INC
COM
68555P100
511
75383
SH
DFND
1
75383
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
625
36265
SH
SOLE
36265
0
0
OXFORD IMMUNOTEC GLOBAL PLC
ORD SHS
G6855A103
549
31836
SH
DFND
1
31836
0
0
PALO ALTO NETWORKS INC
COM
697435105
12574
51772
SH
SOLE
47099
0
4673
PAPA JOHNS INTL INC
COM
698813102
17983
339613
SH
SOLE
318522
0
21091
PAR TECHNOLOGY CORP
COM
698884103
598
24463
SH
SOLE
24463
0
0
PAR TECHNOLOGY CORP
COM
698884103
526
21485
SH
DFND
1
21485
0
0
PAYCHEX INC
COM
704326107
713
8893
SH
SOLE
8893
0
0
PAYLOCITY HLDG CORP
COM
70438V106
3070
34423
SH
SOLE
34423
0
0
PAYPAL HLDGS INC
COM
70450Y103
19326
186114
SH
SOLE
172262
0
13852
PENTAIR PLC
SHS
G7S00T104
963
21633
SH
SOLE
21633
0
0
PEPSICO INC
COM
713448108
10883
88801
SH
SOLE
88801
0
0
PFIZER INC
COM
717081103
730
17196
SH
SOLE
17196
0
0
PHILIP MORRIS INTL INC
COM
718172109
1629
18434
SH
SOLE
18434
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
236
70438
SH
SOLE
70438
0
0
PIERIS PHARMACEUTICALS INC
COM
720795103
207
61877
SH
DFND
1
61877
0
0
PIMCO CA MUNICIPAL INCOME FD
COM
72200N106
217
12108
SH
SOLE
12108
0
0
PIMCO CORPORATE & INCOME OPP
COM
72201B101
221
12651
SH
SOLE
12651
0
0
PLANET FITNESS INC
CL A
72703H101
1477
21499
SH
SOLE
21499
0
0
POLAR PWR INC
COM
73102V105
194
43091
SH
SOLE
43091
0
0
POLAR PWR INC
COM
73102V105
171
37828
SH
DFND
1
37828
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
1260
11426
SH
SOLE
11426
0
0
PROCTER AND GAMBLE CO
COM
742718109
1771
17017
SH
SOLE
17017
0
0
PROOFPOINT INC
COM
743424103
6816
56134
SH
SOLE
50750
0
5384
PSYCHEMEDICS CORP
COM NEW
744375205
190
13528
SH
SOLE
13528
0
0
PSYCHEMEDICS CORP
COM NEW
744375205
166
11854
SH
DFND
1
11854
0
0
PTC INC
COM
69370C100
9700
105228
SH
SOLE
96397
0
8831
QAD INC
CL A
74727D306
1047
24307
SH
SOLE
24307
0
0
QAD INC
CL A
74727D306
920
21362
SH
DFND
1
21362
0
0
QTS RLTY TR INC
COM CL A
74736A103
16746
372227
SH
SOLE
348983
0
23244
RAYTHEON CO
COM NEW
755111507
7039
38658
SH
SOLE
33911
0
4747
RE MAX HLDGS INC
CL A
75524W108
15270
396215
SH
SOLE
372023
0
24192
RED HAT INC
COM
756577102
4835
26465
SH
SOLE
23323
0
3142
RED VIOLET INC
COM
75704L104
456
67852
SH
SOLE
67852
0
0
RED VIOLET INC
COM
75704L104
400
59563
SH
DFND
1
59563
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
8915
21710
SH
SOLE
19091
0
2619
RESTORATION ROBOTICS INC
COM
76133C103
55
93590
SH
SOLE
93590
0
0
RESTORATION ROBOTICS INC
COM
76133C103
48
82190
SH
DFND
1
82190
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
15116
871746
SH
SOLE
817608
0
54138
REXFORD INDL RLTY INC
COM
76169C100
1383
38632
SH
SOLE
38632
0
0
RICHARDSON ELECTRS LTD
COM
763165107
177
26085
SH
SOLE
26085
0
0
RICHARDSON ELECTRS LTD
COM
763165107
155
22899
SH
DFND
1
22899
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
185
72108
SH
SOLE
72108
0
0
RIGEL PHARMACEUTICALS INC
COM NEW
766559603
163
63330
SH
DFND
1
63330
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
918
27004
SH
SOLE
27004
0
0
RIVERVIEW BANCORP INC
COM
769397100
386
52750
SH
SOLE
52750
0
0
RIVERVIEW BANCORP INC
COM
769397100
333
45571
SH
DFND
1
45571
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1602
9130
SH
SOLE
9130
0
0
ROSETTA STONE INC
COM
777780107
1494
68371
SH
SOLE
68371
0
0
ROSETTA STONE INC
COM
777780107
1311
60006
SH
DFND
1
60006
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
301
4808
SH
SOLE
4808
0
0
ROYAL GOLD INC
COM
780287108
1374
15108
SH
SOLE
15108
0
0
S&P GLOBAL INC
COM
78409V104
17754
84320
SH
SOLE
78093
0
6227
SALESFORCE COM INC
COM
79466L302
18215
115016
SH
SOLE
105788
0
9228
SCHLUMBERGER LTD
COM
806857108
1704
39111
SH
SOLE
39111
0
0
SCHNEIDER NATIONAL INC
CL B
80689H102
856
40643
SH
SOLE
40643
0
0
SCHOLASTIC CORP
COM
807066105
14230
357909
SH
SOLE
335403
0
22506
THE CHARLES SCHWAB CORPORATI
COM
808513105
10096
236116
SH
SOLE
223275
0
12841
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
8
235
SH
SOLE
235
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
107
2067
SH
SOLE
2067
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1277
18053
SH
SOLE
18053
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
12036
456766
SH
SOLE
428812
0
27954
SHARPSPRING INC
COM
820054104
1761
109940
SH
SOLE
109940
0
0
SHARPSPRING INC
COM
820054104
1546
96478
SH
DFND
1
96478
0
0
SHERWIN WILLIAMS CO
COM
824348106
215
500
SH
SOLE
500
0
0
SHIFTPIXY INC
COM
82452L104
963
713572
SH
SOLE
713572
0
0
SHIFTPIXY INC
COM
82452L104
846
626702
SH
DFND
1
626702
0
0
SI BONE INC
COM
825704109
450
23874
SH
SOLE
23874
0
0
SI BONE INC
COM
825704109
401
21277
SH
DFND
1
21277
0
0
SILICON LABORATORIES INC
COM
826919102
729
9014
SH
SOLE
9014
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
339
23766
SH
SOLE
23766
0
0
SILVERCREST ASSET MGMT GROUP
CL A
828359109
297
20822
SH
DFND
1
20822
0
0
SIMPLY GOOD FOODS CO
COM
82900L102
16837
817724
SH
SOLE
766501
0
51223
SIMPSON MANUFACTURING CO INC
COM
829073105
1109
18707
SH
SOLE
18707
0
0
SIMULATIONS PLUS INC
COM
829214105
767
36354
SH
SOLE
36354
0
0
SIMULATIONS PLUS INC
COM
829214105
673
31897
SH
DFND
1
31897
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
18375
321522
SH
SOLE
302926
0
18596
SJW GROUP
COM
784305104
16736
271072
SH
SOLE
254130
0
16942
SKECHERS U S A INC
CL A
830566105
1343
39968
SH
SOLE
39968
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
15006
789792
SH
SOLE
740913
0
48879
SPARTAN MTRS INC
COM
846819100
550
62272
SH
SOLE
62272
0
0
SPARTAN MTRS INC
COM
846819100
482
54624
SH
DFND
1
54624
0
0
SPLUNK INC
COM
848637104
471
3777
SH
SOLE
3777
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
6619
47686
SH
SOLE
42466
0
5220
SPROUTS FMRS MKT INC
COM
85208M102
1446
67109
SH
SOLE
67109
0
0
STRYKER CORP
COM
863667101
5069
25663
SH
SOLE
25663
0
0
SUNLINK HEALTH SYSTEMS INC
COM
86737U102
80
50147
SH
SOLE
50147
0
0
SYSCO CORP
COM
871829107
1100
16475
SH
SOLE
16475
0
0
TEJON RANCH CO
COM
879080109
1144
65000
SH
SOLE
65000
0
0
TERRENO RLTY CORP
COM
88146M101
16923
402551
SH
SOLE
377630
0
24921
THERMO FISHER SCIENTIFIC INC
COM
883556102
15745
57524
SH
SOLE
53720
0
3804
THERMON GROUP HLDGS INC
COM
88362T103
1481
60423
SH
SOLE
60423
0
0
TILE SHOP HLDGS INC
COM
88677Q109
328
57912
SH
SOLE
57912
0
0
TILE SHOP HLDGS INC
COM
88677Q109
288
50813
SH
DFND
1
50813
0
0
TIMKEN CO
COM
887389104
923
21160
SH
SOLE
21160
0
0
TRAVELERS COMPANIES INC
COM
89417E109
743
5415
SH
SOLE
5415
0
0
TYLER TECHNOLOGIES INC
COM
902252105
4253
20807
SH
SOLE
18431
0
2376
UNION PACIFIC CORP
COM
907818108
1181
7061
SH
SOLE
7061
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1833
16400
SH
SOLE
16400
0
0
UNITED STATES LIME & MINERAL
COM
911922102
364
4716
SH
SOLE
4716
0
0
UNITED STATES LIME & MINERAL
COM
911922102
320
4143
SH
DFND
1
4143
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1123
8715
SH
SOLE
8715
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
16405
66347
SH
SOLE
61886
0
4461
UNIVERSAL HLTH SVCS INC
CL B
913903100
268
2000
SH
SOLE
2000
0
0
US FOODS HLDG CORP
COM
912008109
1101
31536
SH
SOLE
31536
0
0
VAIL RESORTS INC
COM
91879Q109
239
1100
SH
SOLE
1100
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
911
10469
SH
SOLE
10469
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2
20
SH
SOLE
20
0
0
VAPOTHERM INC
COM
922107107
432
21975
SH
SOLE
21975
0
0
VAPOTHERM INC
COM
922107107
379
19291
SH
DFND
1
19291
0
0
VERISK ANALYTICS INC
COM
92345Y106
8980
67516
SH
SOLE
59788
0
7728
VERIZON COMMUNICATIONS INC
COM
92343V104
4006
67751
SH
SOLE
67751
0
0
VIASAT INC
COM
92552V100
934
12056
SH
SOLE
12056
0
0
VIEWRAY INC
COM
92672L107
7291
986574
SH
SOLE
937325
0
49249
VIEWRAY INC
COM
92672L107
529
71580
SH
DFND
1
71580
0
0
VISA INC
COM CL A
92826C839
21408
137062
SH
SOLE
125471
0
11591
WAGEWORKS INC
COM
930427109
1373
36358
SH
SOLE
36358
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
747
11811
SH
SOLE
11811
0
0
WEBSTER FINL CORP CONN
COM
947890109
1108
21859
SH
SOLE
21859
0
0
WELLS FARGO CO NEW
COM
949746101
4531
93770
SH
SOLE
93770
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
971
8812
SH
SOLE
8812
0
0
WESTERN ASSET INVESTMENT GRA
COM
95766T100
629
42670
SH
SOLE
42670
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
359
231752
SH
SOLE
231752
0
0
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
316
204118
SH
DFND
1
204118
0
0
WEYERHAEUSER CO
COM
962166104
3554
134938
SH
SOLE
134938
0
0
WINMARK CORP
COM
974250102
716
3794
SH
SOLE
3794
0
0
WINMARK CORP
COM
974250102
628
3329
SH
DFND
1
3329
0
0
WIX COM LTD
SHS
M98068105
1609
13316
SH
SOLE
13316
0
0
YOUNGEVITY INTL INC
COM NEW
987537206
329
57754
SH
SOLE
57754
0
0
YOUNGEVITY INTL INC
COM NEW
987537206
289
50679
SH
DFND
1
50679
0
0
YUM BRANDS INC
COM
988498101
319
3200
SH
SOLE
3200
0
0
ZENDESK INC
COM
98936J101
1190
13996
SH
SOLE
13996
0
0
ZYMEWORKS INC
COM
98985W102
235
14527
SH
SOLE
14527
0
0
ZYMEWORKS INC
COM
98985W102
206
12750
SH
DFND
1
12750
0
0