0001172661-17-000288.txt : 20170208 0001172661-17-000288.hdr.sgml : 20170208 20170208082134 ACCESSION NUMBER: 0001172661-17-000288 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 EFFECTIVENESS DATE: 20170208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spruce Investment Advisors LLC CENTRAL INDEX KEY: 0001542179 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14739 FILM NUMBER: 17580986 BUSINESS ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-428-2600 MAIL ADDRESS: STREET 1: C/O SPRUCE CAPITAL MANAGEMENT, LLC STREET 2: 263 TRESSER BOULEVARD, 15TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 FORMER COMPANY: FORMER CONFORMED NAME: Spruce Private Investors, LLC DATE OF NAME CHANGE: 20120213 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542179 XXXXXXXX 12-31-2016 12-31-2016 false Spruce Investment Advisors LLC

C/o Spruce Capital Management, Llc 263 Tresser Boulevard, 15th Floor Stamford CT 06901

13F HOLDINGS REPORT 028-14739 N Robert Bastone 203-428-2600 /s/ Robert Bastone Stamford CT 02-08-2017 0 44 128825 INFORMATION TABLE 2 infotable.xml ISHARES TR 1-3 YR CR BD ETF 464288646 4066 38747 SH SOLE 0 0 38747 ISHARES TR CORE MSCI EAFE 46432F842 21190 395110 SH SOLE 0 0 395110 ISHARES TR CORE MSCI EAFE 46432F842 3988 74365 SH OTR 0 0 74365 ISHARES TR EAFE SML CP ETF 464288273 25 500 SH SOLE 0 0 500 ISHARES TR GLOBAL ENERG ETF 464287341 82 2369 SH SOLE 0 0 2369 ISHARES TR INTL SEL DIV ETF 464288448 356 12058 SH SOLE 0 0 12058 ISHARES TR NATIONAL MUN ETF 464288414 435 4018 SH SOLE 0 0 4018 ISHARES TR SHRT NAT MUN ETF 464288158 16101 153234 SH SOLE 0 0 153234 ISHARES TR SP SMCP600VL ETF 464287879 6845 48887 SH SOLE 0 0 48887 ISHARES TR SP SMCP600VL ETF 464287879 1519 10850 SH OTR 0 0 10850 ISHARES TR U.S. FINLS ETF 464287788 5 52 SH SOLE 0 0 52 ISHARES TR US HLTHCARE ETF 464287762 2 16 SH SOLE 0 0 16 ISHARES TR US HLTHCR PR ETF 464288828 1598 12752 SH SOLE 0 0 12752 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 100 3259 SH SOLE 0 0 3259 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2524 48811 SH SOLE 0 0 48811 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1244 18050 SH SOLE 0 0 18050 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 148 1959 SH SOLE 0 0 1959 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 477 20514 SH SOLE 0 0 20514 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2037 32731 SH SOLE 0 0 32731 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 83 1717 SH SOLE 0 0 1717 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 619 12448 SH SOLE 0 0 12448 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4626 95650 SH SOLE 0 0 95650 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1482 30655 SH OTR 0 0 30655 SPDR S&P 500 ETF TR TR UNIT 78462F103 4851 21700 SH OTR 0 0 21700 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 209 2583 SH SOLE 0 0 2583 VANGUARD INDEX FDS REIT ETF 922908553 592 7176 SH SOLE 0 0 7176 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7187 62323 SH SOLE 0 0 62323 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3917 109484 SH SOLE 0 0 109484 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 4005 83537 SH SOLE 0 0 83537 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 4 60 SH SOLE 0 0 60 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 25187 332408 SH SOLE 0 0 332408 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 1402 10893 SH OTR 0 0 10893 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 3012 23411 SH SOLE 0 0 23411 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 14 102 SH SOLE 0 0 102 VANGUARD WORLD FDS ENERGY ETF 92204A306 1505 14375 SH SOLE 0 0 14375 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 2777 46788 SH SOLE 0 0 46788 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1270 10022 SH OTR 0 0 10022 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 238 1876 SH SOLE 0 0 1876 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 292 2448 SH SOLE 0 0 2448 VANGUARD WORLD FDS INF TECH ETF 92204A702 29 235 SH SOLE 0 0 235 VANGUARD WORLD FDS MATERIALS ETF 92204A801 89 792 SH SOLE 0 0 792 VANGUARD WORLD FDS TELCOMM ETF 92204A884 697 6955 SH SOLE 0 0 6955 VANGUARD WORLD FDS UTILITIES ETF 92204A876 655 6117 SH SOLE 0 0 6117 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1341 27079 SH SOLE 0 0 27079