0001542143-17-000003.txt : 20171114 0001542143-17-000003.hdr.sgml : 20171114 20171114101218 ACCESSION NUMBER: 0001542143-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Modera Wealth Management, LLC CENTRAL INDEX KEY: 0001542143 IRS NUMBER: 273774197 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14860 FILM NUMBER: 171198978 BUSINESS ADDRESS: STREET 1: 56 JEFFERSON AVENUE STREET 2: 2ND FLOOR CITY: WESTWOOD STATE: NJ ZIP: 07675 BUSINESS PHONE: (201)768-4600 MAIL ADDRESS: STREET 1: 56 JEFFERSON AVENUE STREET 2: 2ND FLOOR CITY: WESTWOOD STATE: NJ ZIP: 07675 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001542143 XXXXXXXX 09-30-2017 09-30-2017 false Modera Wealth Management, LLC
56 JEFFERSON AVENUE 2ND FLOOR WESTWOOD NJ 07675
13F HOLDINGS REPORT 028-14860 N
Kevin Sweeney Chief Compliance Officer 352-746-4460 /s/ Kevin Sweeney Inverness FL 11-13-2017 0 133 443836 false
INFORMATION TABLE 2 Form13fInfoTable.xml 3M Company COM 88579Y101 3025 14410 SH SOLE 14410 0 0 Abbott Laboratories COM 002824100 237 4449 SH SOLE 4449 0 0 AbbVie Inc. COM 00287Y109 310 3494 SH SOLE 3494 0 0 Accenture PLC CL A G1151C101 719 5323 SH SOLE 5323 0 0 Adobe Systems COM 00724F101 539 3611 SH SOLE 3611 0 0 AEROHIVE NETWORKS INC COM 007786106 187 45836 SH SOLE 45836 0 0 AFLAC COM 001055102 840 10315 SH SOLE 10315 0 0 Agenus Inc COM 00847G705 154 35000 SH SOLE 35000 0 0 Alphabet Inc (Class A) CL A 02079K305 649 667 SH SOLE 667 0 0 Alphabet Inc (Class C) CL C 02079K107 575 600 SH SOLE 600 0 0 Altria Group Inc. COM 02209S103 1015 16005 SH SOLE 16005 0 0 Amazon COM 023135106 286 297 SH SOLE 297 0 0 American Express Company COM 025816109 1164 12873 SH SOLE 12873 0 0 Amgen Inc. COM 031162100 4833 25921 SH SOLE 25921 0 0 Apple Inc. COM 037833100 2436 15808 SH SOLE 15808 0 0 AT&T, Inc. COM 00206R102 1422 36301 SH SOLE 36301 0 0 Automatic Data Proc COM 053015103 202 1852 SH SOLE 1852 0 0 Bank of America Corporation COM 060505104 1249 49280 SH SOLE 49280 0 0 Bb&t Corp. COM 054937107 903 19237 SH SOLE 19237 0 0 Berkshire Hathaway Inc. B CL B 084670702 793 4328 SH SOLE 4328 0 0 BlackRock, Inc. COM 09247X101 381 852 SH SOLE 852 0 0 Boeing Company COM 097023105 636 2500 SH SOLE 2500 0 0 Boulder Growth & Income COM 101507101 171 16769 SH SOLE 16769 0 0 Bristol-Myers Squibb Company COM 110122108 333 5228 SH SOLE 5228 0 0 Centene Corp COM 15135B101 492 5086 SH SOLE 5086 0 0 Chevron Corporation COM 166764100 435 3705 SH SOLE 3705 0 0 Cisco Systems, Inc. COM 17275R102 425 12641 SH SOLE 12641 0 0 Colgate-Palmolive Co. COM 194162103 343 4714 SH SOLE 4714 0 0 Comcast Corporation CL A 20030N101 447 11617 SH SOLE 11617 0 0 ConocoPhillips COM 20825C104 271 5409 SH SOLE 5409 0 0 Costco Wholesale Corporation COM 22160k105 214 1305 SH SOLE 1305 0 0 CSX Corp. COM 126408103 205 3786 SH SOLE 3786 0 0 Dominion Resources COM 25746U109 213 2771 SH SOLE 2771 0 0 Dowdupont Inc COM 26078J100 309 4464 SH SOLE 4464 0 0 Eaton Vance CP COM 278265103 6531 132281 SH SOLE 132281 0 0 Exxon Mobil Corporation COM 30231G102 2062 25147 SH SOLE 25147 0 0 Facebook CL A 30303M102 209 1225 SH SOLE 1225 0 0 First Trust NYSE Arca Biotetch ETF ETF 33733E203 209 1683 SH SOLE 1683 0 0 Fortune Brands Home & Security COM 34964C106 385 5724 SH SOLE 5724 0 0 Franklin Covey Co COM 353469109 569 28031 SH SOLE 28031 0 0 General Electric Company COM 369604103 1634 67572 SH SOLE 67572 0 0 Harris Corporation COM 413875105 240 1819 SH SOLE 1819 0 0 Hershey Co. COM 427866108 320 2930 SH SOLE 2930 0 0 Hingham Instn Svgs Mass Com Isin #us4333 COM 433323102 210 1102 SH SOLE 1102 0 0 Honeywell International Inc. COM 438516106 796 5613 SH SOLE 5613 0 0 Illinois Tool Works Inc. COM 452308109 359 2426 SH SOLE 2426 0 0 Intel Corporation COM 458140100 785 20628 SH SOLE 20628 0 0 International Business Machines Corporation COM 459200101 1320 9096 SH SOLE 9096 0 0 Irobot Corporation Com COM 462726100 231 3000 SH SOLE 3000 0 0 iShares 0-5 Year TIPS Bond ETF ETF 46429B747 88121 877871 SH SOLE 877871 0 0 iShares Barclays TIPS Bond ETF ETF 464287176 364 3201 SH SOLE 3201 0 0 iShares Core MSCI EAFE ETF ETF 46432F842 2308 35964 SH SOLE 35964 0 0 iShares Core MSCI Emerging Markets ETF ETF 46434G103 42431 785470 SH SOLE 785470 0 0 iShares Core S&P 500 ETF ETF 464287200 11807 46683 SH SOLE 46683 0 0 iShares Core S&P Mid-Cap ETF ETF 464287507 41563 232325 SH SOLE 232325 0 0 iShares Core S&P Small-Cap ETF ETF 464287804 301 4060 SH SOLE 4060 0 0 Ishares Currency Hedged ETF 46434V704 259 9084 SH SOLE 9084 0 0 iShares Gold Trust ETF 464285105 1754 142492 SH SOLE 142492 0 0 iShares J.P. Morgan USD Emerging Markets Bond ETF ETF 464288281 63985 549605 SH SOLE 549605 0 0 iShares MSCI ACWI Ex U.S. Index ETF ETF 464288240 852 17623 SH SOLE 17623 0 0 iShares MSCI EAFE Index Fund ETF ETF 464287465 302 4416 SH SOLE 4416 0 0 iShares MSCI EAFE Small-Cap ETF ETF 464288273 13844 223288 SH SOLE 223288 0 0 iShares Nasdaq Biotechnology ETF ETF 464287556 949 2845 SH SOLE 2845 0 0 iShares Russell 1000 Growth Index ETF ETF 464287614 1610 12877 SH SOLE 12877 0 0 iShares Russell 1000 Index ETF ETF 464287622 16399 117237 SH SOLE 117237 0 0 iShares Russell 1000 Value Index ETF ETF 464287598 1002 8456 SH SOLE 8456 0 0 iShares Russell 2000 Index ETF ETF 464287655 323 2177 SH SOLE 2177 0 0 iShares Russell 2000 Value ETF ETF 464287630 7357 59274 SH SOLE 59274 0 0 iShares Russell Mid-Cap ETF ETF 464287499 469 2377 SH SOLE 2377 0 0 iShares S&P 500 Value ETF ETF 464287408 268 2480 SH SOLE 2480 0 0 iShares S&P Small-Cap 600 Growth ETF ETF 464287887 636 3865 SH SOLE 3865 0 0 iShares US Healthcare ETF ETF 464287762 237 1381 SH SOLE 1381 0 0 Johnson & Johnson COM 478160104 2000 15382 SH SOLE 15382 0 0 JPMorgan Chase & Co. COM 46625H100 343 3587 SH SOLE 3587 0 0 JUST ENERGY GROUP INC ORD COM 48213W101 116 20000 SH SOLE 20000 0 0 Kimberly Clark Corp COM 494368103 341 2896 SH SOLE 2896 0 0 Lockheed Martin Corporation COM 539830109 1474 4752 SH SOLE 4752 0 0 Lowe's Companies, Inc. COM 548661107 306 3829 SH SOLE 3829 0 0 Loews Corp COM 540424108 718 15000 SH SOLE 15000 0 0 Market Vectors Gold Miners ETF ETF 92189F106 265 11551 SH SOLE 11551 0 0 McDonald's Corp. COM 580135101 222 1414 SH SOLE 1414 0 0 Medtronic PLC COM G5960L103 208 2672 SH SOLE 2672 0 0 Merck & Co. Inc. COM 58933Y105 1389 21687 SH SOLE 21687 0 0 Microsoft Corporation COM 594918104 2688 36084 SH SOLE 36084 0 0 Mondelez International, Inc. COM 609207105 327 8033 SH SOLE 8033 0 0 National Comm Corp Com COM 63546L102 914 21357 SH SOLE 21357 0 0 Norfolk Southern Corporation COM 655844108 364 2750 SH SOLE 2750 0 0 Northrup Grumman Corp COM 666807102 487 1694 SH SOLE 1694 0 0 Oracle Corporation COM 68389X105 321 6633 SH SOLE 6633 0 0 Pepsico, Inc. COM 713448108 1553 13936 SH SOLE 13936 0 0 Pfizer Inc. COM 717081103 854 23931 SH SOLE 23931 0 0 Philip Morris International, Inc. COM 718172109 737 6643 SH SOLE 6643 0 0 Phillips 66 COM 718546104 233 2538 SH SOLE 2538 0 0 Pitney Bowes COM 724479100 177 12656 SH SOLE 12656 0 0 Powershares Exch Traded Fd Tst II S&P 50 ETF 73937B779 210 4584 SH SOLE 4584 0 0 Powershares Qqq Trust ETF 73935A104 546 3755 SH SOLE 3755 0 0 Public Service Enterprise Group Inc. COM 744573106 466 10079 SH SOLE 10079 0 0 SPDR Dow Jones Global Real Estate ETF 78463x749 1153 24147 SH SOLE 24147 0 0 SPDR Dow Jones International Real Estate ETF ETF 78463X863 775 20193 SH SOLE 20193 0 0 SPDR Gold Shares ETF 78463V107 589 4845 SH SOLE 4845 0 0 SPDR S&P 500 ETF 78462F103 3421 13618 SH SOLE 13618 0 0 SPDR S&P Biotech ETF ETF 78464A870 248 2867 SH SOLE 2867 0 0 SPDR S&P Mid Cap 400 ETF 78467Y107 4778 14643 SH SOLE 14643 0 0 SPDR Short Term Municipal Bond ETF 78468R739 271 5575 SH SOLE 5575 0 0 State Street Boston COM 857477103 335 3509 SH SOLE 3509 0 0 Sterling Bancorp COM 85917A100 296 12024 SH SOLE 12024 0 0 Stewardship Financial Corp COM 860326107 183 18702 SH SOLE 18702 0 0 Texas Instruments Inc. COM 882508104 316 3527 SH SOLE 3527 0 0 The Bank of New York Mellon Corporation COM 064058100 298 5621 SH SOLE 5621 0 0 The Coca-Cola Company COM 191216100 403 8958 SH SOLE 8958 0 0 The Home Depot, Inc. COM 437076102 479 2930 SH SOLE 2930 0 0 The Kraft Heinz Company COM 500754106 324 4181 SH SOLE 4181 0 0 The Procter & Gamble Company COM 742718109 989 10869 SH SOLE 10869 0 0 The Walt Disney Company COM 254687106 312 3161 SH SOLE 3161 0 0 Time Warner Inc. COM 887317303 220 2143 SH SOLE 2143 0 0 Union Pacific COM 907818108 578 4984 SH SOLE 4984 0 0 VANGUARD CRSP US SM CAP GROWTH IND ETF ETF 922908595 258 1689 SH SOLE 1689 0 0 Vanguard Dividend Appreciation ETF ETF 921908844 8391 88518 SH SOLE 88518 0 0 Vanguard Emerging Mkt ETF 921946885 1038 12786 SH SOLE 12786 0 0 Vanguard Energy ETF ETF 92204A306 511 5465 SH SOLE 5465 0 0 Vanguard FTSE All-World ex-US ETF ETF 922042775 318 6039 SH SOLE 6039 0 0 Vanguard FTSE Developed Markets ETF ETF 921943858 544 12535 SH SOLE 12535 0 0 Vanguard FTSE Emerging Markets ETF ETF 922042858 9966 228728 SH SOLE 228728 0 0 Vanguard High Dividend Yield ETF ETF 921946406 757 9340 SH SOLE 9340 0 0 Vanguard Mid-Cap ETF ETF 922908629 1684 11457 SH SOLE 11457 0 0 Vanguard REIT ETF ETF 922908553 436 5250 SH SOLE 5250 0 0 Vanguard S&P 500 ETF ETF 922908363 825 3576 SH SOLE 3576 0 0 Vanguard Short-Term Corporate Bond ETF ETF 92206C409 734 9161 SH SOLE 9161 0 0 Vanguard Small-Cap Value ETF ETF 922908611 19199 150240 SH SOLE 150240 0 0 Vanguard Total Bond Market ETF ETF 921937835 394 4803 SH SOLE 4803 0 0 Vanguard Total Stock Market ETF ETF 922908769 1651 12744 SH SOLE 12744 0 0 Vanguard Value ETF ETF 922908744 23534 235764 SH SOLE 235764 0 0 Verizon Communications Inc. COM 92343V104 952 19242 SH SOLE 19242 0 0