The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 12,263 | 919,300 | SH | DFND | 1 | 919,300 | 0 | 0 | |
| CRAFT BREW ALLIANCE INC | COM | 224122101 | 2,481 | 177,443 | SH | DFND | 1 | 177,443 | 0 | 0 | |
| CRAFT BREW ALLIANCE INC | COM | 224122101 | 6,990 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| DIVERSIFIED RSTRNT HLDGS INC | COM | 25532M105 | 900 | 980,638 | SH | DFND | 1 | 980,638 | 0 | 0 | |
| DXC TECHNOLOGY CO | COM | 23355L106 | 20,258 | 315,000 | SH | SOLE | 315,000 | 0 | 0 | ||
| DXC TECHNOLOGY CO | COM | 23355L106 | 9,647 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
| EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 17,169 | 956,500 | SH | SOLE | 956,500 | 0 | 0 | ||
| FGL HLDGS | ORD SHS | G3402M102 | 1,010 | 128,299 | SH | DFND | 1 | 128,299 | 0 | 0 | |
| FGL HLDGS | *W EXP 11/30/202 | G3402M110 | 3,642 | 2,779,991 | SH | DFND | 1 | 2,779,991 | 0 | 0 | |
| FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | 23,472 | 493,000 | SH | SOLE | 493,000 | 0 | 0 | ||
| FTI CONSULTING INC | COM | 302941109 | 23,046 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
| GENTHERM INC | COM | 37253A103 | 6,672 | 181,000 | SH | DFND | 1 | 181,000 | 0 | 0 | |
| IAC INTERACTIVECORP | COM | 44919P508 | 195,715 | 931,490 | SH | SOLE | 931,490 | 0 | 0 | ||
| IAC INTERACTIVECORP | COM | 44919P508 | 1,632 | 7,768 | SH | DFND | 1 | 7,768 | 0 | 0 | |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 119,410 | 780,000 | SH | Put | SOLE | 780,000 | 0 | 0 | |
| ITRON INC | COM | 465741106 | 7,791 | 167,000 | SH | SOLE | 167,000 | 0 | 0 | ||
| LINDBLAD EXPEDITIONS HLDGS I | COM | 535219109 | 5,937 | 389,336 | SH | DFND | 1 | 389,336 | 0 | 0 | |
| LINDBLAD EXPEDITIONS HLDGS I | *W EXP 07/08/202 | 535219117 | 1,463 | 320,127 | SH | DFND | 1 | 320,127 | 0 | 0 | |
| NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 15,499 | 282,000 | SH | SOLE | 282,000 | 0 | 0 | ||
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 10,360 | 764,000 | SH | DFND | 1 | 764,000 | 0 | 0 | |
| RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 21,479 | 1,584,000 | SH | SOLE | 1,584,000 | 0 | 0 | ||
| TEREX CORP NEW | COM | 880779103 | 93,055 | 2,896,195 | SH | SOLE | 2,896,195 | 0 | 0 | ||
| TRINITY PL HLDGS INC | COM | 89656D101 | 14,809 | 3,702,146 | SH | SOLE | 3,702,146 | 0 | 0 | ||
| UNIVAR INC | COM | 91336L107 | 22,581 | 1,019,000 | SH | SOLE | 1,019,000 | 0 | 0 | ||
| VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 6,877 | 70,500 | SH | DFND | 1 | 70,500 | 0 | 0 | |