0000831001-12-000301.txt : 20121114 0000831001-12-000301.hdr.sgml : 20121114 20121114115601 ACCESSION NUMBER: 0000831001-12-000301 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Citigroup Global Markets Hong Kong Holdings Ltd CENTRAL INDEX KEY: 0001541761 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14767 FILM NUMBER: 121202224 BUSINESS ADDRESS: STREET 1: 48/F, CITIBANK TOWER, CITIBANK PLAZA STREET 2: 3 GARDEN ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 BUSINESS PHONE: 852-2501-2187 MAIL ADDRESS: STREET 1: 48/F, CITIBANK TOWER, CITIBANK PLAZA STREET 2: 3 GARDEN ROAD CITY: CENTRAL STATE: K3 ZIP: 00000 13F-NT 1 nt_14767.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Citigroup Global Markets Hong Kong Holdings Limited Address: 48/F, Citibank Tower, Citibank Plaza, 3 Garden Road Central, Hong Kong Form 13F File Number: 28-14767 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David Binder Title: Managing Director Phone: 852-2501-2501 Signature, Place, and Date of Signing: /s/ David Binder Central, Hong Kong November 14, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ X ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number 28-2427 Name: Citigroup Inc.