0001541666-13-000003.txt : 20130429 0001541666-13-000003.hdr.sgml : 20130427 20130429162020 ACCESSION NUMBER: 0001541666-13-000003 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130429 DATE AS OF CHANGE: 20130429 EFFECTIVENESS DATE: 20130429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEXT Financial Holdings CENTRAL INDEX KEY: 0001541670 IRS NUMBER: 200959458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-14672 FILM NUMBER: 13791896 BUSINESS ADDRESS: STREET 1: 2500 WILCREST DRIVE STREET 2: SUITE 620 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 877-876-6398 MAIL ADDRESS: STREET 1: 2500 WILCREST DRIVE STREET 2: SUITE 620 CITY: HOUSTON STATE: TX ZIP: 77042 13F-NT 1 next13fnt1q13.txt 13F NOTICE FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NEXT FINANCIAL HOLDINGS, INC. Address: 2500 WILCREST DRIVE HOUSTON,TX 77042 Form 13F File Number: 28-14672 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: MARK BROOKS Title: TREASURER Phone: 713-333-4929 Signature, Place, and Date of Signing: /s/MARK BROOKS HOUSTON, TEXAS 04/29/2013 -------------------- --------------------------- ---------- Name Place Date Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name ------------------- ---------------------------------- 028-14671 VISIONARY ASSET MANAGEMENT, INC.