The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
* GENERAL ELECTRIC CO | COM | 369604103 | 1,386 | 53,541 | SH | DFND | 1, 3, 4 | 0 | 0 | 53,541 | |
* ISHARES U.S. REAL ES ETF | NULL | 464287739 | 336 | 4,974 | SH | DFND | 1, 3, 4 | 0 | 0 | 4,974 | |
* LEGGETT & PLATT INC | COM | 524660107 | 1,482 | 45,407 | SH | DFND | 1, 3, 4 | 0 | 0 | 45,407 | |
* CONOCOPHILLIPS | COM | 20825C104 | 1,451 | 20,633 | SH | DFND | 1, 3, 4 | 0 | 0 | 20,633 | |
* ISHARES | MBS ETF | 464288588 | 1,425 | 13,437 | SH | DFND | 1, 3, 4 | 0 | 0 | 13,437 | |
* ISHARES | INTERM CR BD ETF | 464288638 | 340 | 3,117 | SH | DFND | 1, 3, 4 | 0 | 0 | 3,117 | |
* SPECTRA ENERGY CORP | COM | 847560109 | 1,601 | 43,355 | SH | DFND | 1, 3, 4 | 0 | 0 | 43,355 | |
* DOW CHEM CO | COM | 260543103 | 1,468 | 30,228 | SH | DFND | 1, 3, 4 | 0 | 0 | 30,228 | |
* ISHARES | CORE S&P MCP ETF | 464287507 | 296 | 2,158 | SH | DFND | 1, 3, 4 | 0 | 0 | 2,158 | |
* ISHARES TR USA MIN VOL ETF | NULL | 46429B697 | 343 | 9,520 | SH | DFND | 1, 3, 4 | 0 | 0 | 9,520 | |
* PEPCO HOLDINGS INC | COM | 713291102 | 1,490 | 72,762 | SH | DFND | 1, 3, 4 | 0 | 0 | 72,762 | |
* SPDR S&P 500 ETF TR TR | UNIT | 78462F103 | 2,592 | 13,859 | SH | DFND | 1, 4 | 0 | 0 | 13,859 | |
* AT&T INC | COM | 00206R102 | 1,445 | 41,232 | SH | DFND | 1, 3, 4 | 0 | 0 | 41,232 | |
FIRST TR LRGE CP CORE ALPHA COM | SHS | 33734K109 | 556 | 13,203 | SH | DFND | 1, 3, 4 | 0 | 0 | 13,203 | |
* FRONTIER | COMMUNICATIONS CORP COM | 35906A108 | 1,608 | 281,667 | SH | DFND | 1, 3, 4 | 0 | 0 | 24,393 | |
* ISHARES GLOB UTILITS ETF | NULL | 464288711 | 409 | 8,516 | SH | DFND | 1, 4 | 0 | 0 | 8,516 | |
* PFIZER INC | COM | 717081103 | 1,464 | 45,582 | SH | DFND | 1, 3, 4 | 0 | 0 | 45,582 | |
* RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | 343 | 4,703 | SH | DFND | 1, 3, 4 | 0 | 0 | 4,703 | |
* VERIZON | COMMUNICATIONS INC COM | 92343V104 | 1,403 | 29,516 | SH | DFND | 1, 3, 4 | 0 | 0 | 29,516 | |
* EXELON CORP | COM | 30161N101 | 1,519 | 45,297 | SH | DFND | 1, 3, 4 | 0 | 0 | 45,297 | |
* ISHARES | 7-10 Y TR BD ETF | 464287440 | 1,759 | 17,292 | SH | DFND | 1, 3, 4 | 0 | 0 | 17,292 | |
* ISHARES TR | HIGH DIVIDND ETF | 46429B663 | 488 | 6,835 | SH | DFND | 1, 3, 4 | 0 | 0 | 6,835 | |
* SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 576 | 13,886 | SH | DFND | 1, 4 | 0 | 0 | 13,886 | |
* CA INC | COM | 12673P105 | 1,340 | 43,264 | SH | DFND | 1, 3, 4 | 0 | 0 | 43,264 | |
* FIRSTENERGY CORP | COM | 337932107 | 1,490 | 43,810 | SH | DFND | 1, 3, 4 | 0 | 0 | 43,810 | |
* SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 476 | 5,341 | SH | DFND | 1, 4 | 0 | 0 | 5,341 | |
* WASTE MGMT INC DEL | COM | 94106L109 | 1,407 | 33,451 | SH | DFND | 1, 3, 4 | 0 | 0 | 33,451 | |
* SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | 1,472 | 26,217 | SH | DFND | 1, 3, 4 | 0 | 0 | 26,217 | |
* BAXTER INTL INC | COM | 071813109 | 1,520 | 20,686 | SH | DFND | 1, 3, 4 | 0 | 0 | 20,686 | |
* CENTURYLINK INC | COM | 156700106 | 1,484 | 45,204 | SH | DFND | 1, 3, 4 | 0 | 0 | 45,204 | |
CLAYMORE EXCHANGE TRD FD TR | GUGG ENH SHT DUR | 18383M654 | 551 | 10,973 | SH | DFND | 1, 3, 4 | 0 | 0 | 10,973 | |
* IRON MTN INC | COM | 462846106 | 1,352 | 49,062 | SH | DFND | 1, 3, 4 | 0 | 0 | 49,062 | |
* ISHARES | CORE S&P500 ETF | 464287200 | 89,328 | 474,801 | SH | DFND | 1, 3, 4 | 0 | 0 | 474,801 | |
* ISHARES MSCI EMG MKT ETF | NULL | 464287234 | 248 | 6,052 | SH | DFND | 1, 3, 4 | 0 | 0 | 6,052 | |
* ISHARES US HLTHCARE ETF | NULL | 464287762 | 304 | 2,468 | SH | DFND | 1, 4 | 0 | 0 | 2,468 | |
* KRAFT FOODS GROUP INC | COM | 50076Q106 | 1,495 | 28,648 | SH | DFND | 1, 3, 4 | 0 | 0 | 28,648 | |
* SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,454 | 11,770 | SH | DFND | 1, 3, 4 | 0 | 0 | 11,770 | |
* ABBVIE INC | COM | 00287Y109 | 1,403 | 27,295 | SH | DFND | 1, 3, 4 | 0 | 0 | 27,295 | |
* ISHARES | IBOXX INV CP ETF | 464287242 | 1,262 | 10,798 | SH | DFND | 1, 3, 4 | 0 | 0 | 10,798 | |
* PIMCO ETF TR | TOTL RETN ETF | 72201R775 | 907 | 8,498 | SH | DFND | 1, 3, 4 | 0 | 0 | 8,498 | |
* PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 49,727 | 472,197 | SH | DFND | 1, 3, 4 | 0 | 0 | 472,197 | |
* SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 702 | 14,844 | SH | DFND | 1, 4 | 0 | 0 | 14,844 | |
* ALTRIA GROUP INC | COM | 02209S103 | 1,453 | 38,840 | SH | DFND | 1, 3, 4 | 0 | 0 | 38,840 | |
* CINCINNATI FINL CORP | COM | 172062101 | 1,401 | 28,895 | SH | DFND | 1, 3, 4 | 0 | 0 | 28,895 | |
* ENTERGY CORP NEW | COM | 29364G103 | 1,487 | 22,245 | SH | DFND | 1, 3, 4 | 0 | 0 | 22,245 | |
* ISHARES | CORE S&P TTL STK | 464287150 | 543 | 6,328 | SH | DFND | 1, 3, 4 | 0 | 0 | 6,328 | |
* ISHARES | 20+ YR TR BD ETF | 464287432 | 341 | 3,126 | SH | DFND | 1, 3, 4 | 0 | 0 | 3,126 | |
* SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 22,573 | 546,300 | SH | DFND | 1, 3, 4 | 0 | 0 | 546,300 | |
* VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,780 | 25,201 | SH | DFND | 1, 3, 4 | 0 | 0 | 25,201 | |
* INVESCO LTD | SHS | G491BT108 | 1,469 | 39,714 | SH | DFND | 1, 3, 4 | 0 | 0 | 39,714 | |
* DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 1,430 | 29,331 | SH | DFND | 1, 3, 4 | 0 | 0 | 29,331 | |
* FREEPORT-MCMORAN COPPER & GO | COM | 35671D857 | 1,418 | 42,866 | SH | DFND | 1, 3, 4 | 0 | 0 | 42,866 | |
* MICROSOFT CORP | COM | 594918104 | 235 | 5,726 | SH | DFND | 1, 3, 4 | 0 | 0 | 5,726 | |
* MICROCHIP TECHNOLOGY INC | COM | 595017104 | 1,506 | 31,538 | SH | DFND | 1, 3, 4 | 0 | 0 | 31,538 | |
* PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 1,422 | 95,669 | SH | DFND | 1, 3, 4 | 0 | 0 | 95,669 | |
* POWERSHS DB MULTI SECT | COMM PS DB AGRICUL FD | 73936B408 | 201 | 7,107 | SH | DFND | 1, 3, 4 | 0 | 0 | 7,107 | |
* SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,723 | 77,132 | SH | DFND | 1, 3, 4 | 0 | 0 | 77,132 | |
* BB&T CORP | COM | 054937107 | 1,409 | 37,467 | SH | DFND | 1, 3, 4 | 0 | 0 | 37,467 | |
* MCDONALDS CORP | COM | 580135101 | 1,477 | 15,073 | SH | DFND | 1, 3, 4 | 0 | 0 | 15,073 | |
* PHILIP MORRIS INTL INC | COM | 718172109 | 1,563 | 19,083 | SH | DFND | 1, 3, 4 | 0 | 0 | 19,083 | |
* PITNEY BOWES INC | COM | 724479100 | 1,548 | 59,563 | SH | DFND | 1, 3, 4 | 0 | 0 | 59,563 | |
* CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 1,395 | 82,671 | SH | DFND | 1, 3, 4 | 0 | 0 | 82,671 | |
* FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 344 | 11,047 | SH | DFND | 1, 3, 4 | 0 | 0 | 11,047 | |
* INTEL CORP | COM | 458140100 | 1,456 | 56,428 | SH | DFND | 1, 3, 4 | 0 | 0 | 56,428 | |
* ISHARES | 1-3 YR TR BD ETF | 464287457 | 1,274 | 15,086 | SH | DFND | 1, 3, 4 | 0 | 0 | 15,086 | |
* ISHARES | RUS 2000 GRW ETF | 464287648 | 1,259 | 9,258 | SH | DFND | 1, 3, 4 | 0 | 0 | 9,258 | |
* ISHARES | US HOME CONS ETF | 464288752 | 261 | 10,866 | SH | DFND | 1, 3, 4 | 0 | 0 | 10,866 | |
* JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 490 | 10,536 | SH | DFND | 1, 3, 4 | 0 | 0 | 10,536 | |
* PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 47,530 | 551,080 | SH | DFND | 1, 3, 4 | 0 | 0 | 551,080 | |
* REYNOLDS AMERICAN INC | COM | 761713106 | 1,497 | 28,032 | SH | DFND | 1, 3, 4 | 0 | 0 | 28,032 | |
SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | 261 | 5,227 | SH | DFND | 1, 3, 4 | 0 | 0 | 5,227 | |
* TECO ENERGY INC | COM | 872375100 | 1,425 | 83,115 | SH | DFND | 1, 3, 4 | 0 | 0 | 83,115 | |
* WELLS FARGO & CO NEW | COM | 949746101 | 1,526 | 30,686 | SH | DFND | 1, 3, 4 | 0 | 0 | 30,686 | |
* ISHARES | CORE TOTUSBD ETF | 464287226 | 287 | 2,657 | SH | DFND | 1, 3, 4 | 0 | 0 | 2,657 | |
* ISHARES | MSCI EAFE ETF | 464287465 | 451 | 6,706 | SH | DFND | 1, 3, 4 | 0 | 0 | 6,706 | |
* LORILLARD INC | COM | 544147101 | 1,514 | 28,001 | SH | DFND | 1, 3, 4 | 0 | 0 | 28,001 | |
* POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 1,899 | 76,545 | SH | DFND | 1, 3, 4 | 0 | 0 | 76,545 | |
* SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 311 | 8,569 | SH | DFND | 1, 4 | 0 | 0 | 8,569 | |
* DARDEN RESTAURANTS INC | COM | 237194105 | 1,406 | 27,698 | SH | DFND | 1, 3, 4 | 0 | 0 | 27,698 | |
* ISHARES | COHEN&STEER REIT | 464287564 | 232 | 2,819 | SH | DFND | 1, 4 | 0 | 0 | 2,819 | |
* ISHARES | RUSSELL 2000 ETF | 464287655 | 85,514 | 780,044 | SH | DFND | 1, 3, 4 | 0 | 0 | 780,044 | |
* LILLY ELI & CO | COM | 532457108 | 1,576 | 26,730 | SH | DFND | 1, 3, 4 | 0 | 0 | 26,730 | |
* NEWMONT MINING CORP | COM | 651639106 | 1,423 | 60,699 | SH | DFND | 1, 3, 4 | 0 | 0 | 60,699 | |
* POWERSHS DB MULTI SECT | COMM DB ENERGY FUND | 73936B101 | 206 | 7,022 | SH | DFND | 1, 3, 4 | 0 | 0 | 7,022 | |
* POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 452 | 13,289 | SH | DFND | 1, 4 | 0 | 0 | 13,289 | |
* WILLIAMS COS INC DEL | COM | 969457100 | 1,474 | 36,336 | SH | DFND | 1, 3, 4 | 0 | 0 | 36,336 | |
* DU PONT E I DE NEMOURS & CO | COM | 263534109 | 1,493 | 22,246 | SH | DFND | 1, 3, 4 | 0 | 0 | 22,246 | |
* ISHARES U.S. INDS ETF | NULL | 464287754 | 303 | 3,009 | SH | DFND | 1, 4 | 0 | 0 | 3,009 | |
* ISHARES | JP MOR EM MK ETF | 464288281 | 440 | 3,953 | SH | DFND | 1, 4 | 0 | 0 | 3,953 | |
* ISHARES | IBOXX HI YD ETF | 464288513 | 22,970 | 243,349 | SH | DFND | 1, 3, 4 | 0 | 0 | 243,349 | |
* NUCOR CORP | COM | 670346105 | 1,387 | 27,452 | SH | DFND | 1, 3, 4 | 0 | 0 | 27,452 | |
* PAYCHEX INC | COM | 704326107 | 1,373 | 32,241 | SH | DFND | 1, 3, 4 | 0 | 0 | 32,241 | |
FIRST TRUST S&P REIT INDEX F | COM | 33734G108 | 251 | 13,072 | SH | DFND | 1, 3 | 0 | 0 | 13,072 | |
FST TR EXCH TRADED VII FST TR | FST TR GLB FD | 33739H101 | 277 | 8,109 | SH | DFND | 1, 3 | 0 | 0 | 8,109 | |
VANGUARD MIDCAP ETF | MID CAP ETF | 922908629 | 295 | 2,602 | SH | DFND | 1, 3 | 0 | 0 | 2,602 | |
PROSHARES TR ULTR 7-10 TREA | ULTR 7-10 TREA | 74347R180 | 300 | 5,816 | SH | DFND | 1, 3 | 0 | 0 | 5,816 | |
MARKET VECTORS AGRIBUSINESS | AGRIBUS ETF | 57060U605 | 386 | 7,101 | SH | DFND | 1, 3 | 0 | 0 | 7,101 | |
VANGUARD TOTAL BOND MARKET | TOTAL BND MRKT | 921937835 | 397 | 4,887 | SH | DFND | 1, 3 | 0 | 0 | 4,887 | |
ISHARES S&P NAT MUNI BOND FD | NAT AMT FREE BD | 464288414 | 672 | 6,278 | SH | DFND | 1, 3 | 0 | 0 | 6,278 | |
GARMIN LTD | COM | H2906T109 | 1,333 | 24,118 | SH | DFND | 1, 3 | 0 | 0 | 24,118 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 1,533 | 9,395 | SH | DFND | 1, 3, 4 | 0 | 0 | 9,395 | |
MERCK & CO INC | COM | 58933Y105 | 1,413 | 24,902 | SH | DFND | 1, 3 | 0 | 0 | 24,902 | |
WINDSTREAM HOLDINGS INC | COM | 97382A101 | 1,290 | 156,567 | SH | DFND | 1, 3 | 0 | 0 | 156,567 | |
KINDER MORGAN INC DEL COM | COM | 49456B101 | 1,321 | 40,662 | SH | DFND | 1, 3 | 0 | 0 | 40,662 | |
SPDR SERIES TRUST BARCLY CNV E | BRC CNV SECS ETF | 78464A359 | 2,228 | 46,040 | SH | DFND | 1, 3 | 0 | 0 | 46,040 |