Chief Compliance Officer

0001062993-14-002488.txt : 20140501 0001062993-14-002488.hdr.sgml : 20140501 20140430183022 ACCESSION NUMBER: 0001062993-14-002488 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140501 DATE AS OF CHANGE: 20140430 EFFECTIVENESS DATE: 20140501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Visionary Asset Management, Inc. CENTRAL INDEX KEY: 0001541666 IRS NUMBER: 262588427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14671 FILM NUMBER: 14801201 BUSINESS ADDRESS: STREET 1: 25OO WILCREST DRIVE STREET 2: SUITE 640 CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 866-940-4932 MAIL ADDRESS: STREET 1: 25OO WILCREST DRIVE STREET 2: SUITE 640 CITY: HOUSTON STATE: TX ZIP: 77042 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001541666 XXXXXXXX 03-31-2014 03-31-2014 true 1 NEW HOLDINGS Visionary Asset Management, Inc.

25OO WILCREST DRIVE SUITE 640 HOUSTON TX 77042

13F HOLDINGS REPORT 028-14671 N Rita DeFloreo Chief Compliance Officer 713-328-4807 Rita DeFloreo Houston TX 04-30-2014 3 105 423806 false 1 0001541670 028-14672 NEXT Financial Holdings 3 0001315726 028-11107 Placemark Investments, Inc. 4 0001476417 028-13751 Argentus Capital Management, LLC INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE * GENERAL ELECTRIC CO COM 369604103 1386 53541 SH DFND 1, 3, 4 0 0 53541 * ISHARES U.S. REAL ES ETF NULL 464287739 336 4974 SH DFND 1, 3, 4 0 0 4974 * LEGGETT & PLATT INC COM 524660107 1482 45407 SH DFND 1, 3, 4 0 0 45407 * CONOCOPHILLIPS COM 20825C104 1451 20633 SH DFND 1, 3, 4 0 0 20633 * ISHARES MBS ETF 464288588 1425 13437 SH DFND 1, 3, 4 0 0 13437 * ISHARES INTERM CR BD ETF 464288638 340 3117 SH DFND 1, 3, 4 0 0 3117 * SPECTRA ENERGY CORP COM 847560109 1601 43355 SH DFND 1, 3, 4 0 0 43355 * DOW CHEM CO COM 260543103 1468 30228 SH DFND 1, 3, 4 0 0 30228 * ISHARES CORE S&P MCP ETF 464287507 296 2158 SH DFND 1, 3, 4 0 0 2158 * ISHARES TR USA MIN VOL ETF NULL 46429B697 343 9520 SH DFND 1, 3, 4 0 0 9520 * PEPCO HOLDINGS INC COM 713291102 1490 72762 SH DFND 1, 3, 4 0 0 72762 * SPDR S&P 500 ETF TR TR UNIT 78462F103 2592 13859 SH DFND 1, 4 0 0 13859 * AT&T INC COM 00206R102 1445 41232 SH DFND 1, 3, 4 0 0 41232 FIRST TR LRGE CP CORE ALPHA COM SHS 33734K109 556 13203 SH DFND 1, 3, 4 0 0 13203 * FRONTIER COMMUNICATIONS CORP COM 35906A108 1608 281667 SH DFND 1, 3, 4 0 0 24393 * ISHARES GLOB UTILITS ETF NULL 464288711 409 8516 SH DFND 1, 4 0 0 8516 * PFIZER INC COM 717081103 1464 45582 SH DFND 1, 3, 4 0 0 45582 * RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 343 4703 SH DFND 1, 3, 4 0 0 4703 * VERIZON COMMUNICATIONS INC COM 92343V104 1403 29516 SH DFND 1, 3, 4 0 0 29516 * EXELON CORP COM 30161N101 1519 45297 SH DFND 1, 3, 4 0 0 45297 * ISHARES 7-10 Y TR BD ETF 464287440 1759 17292 SH DFND 1, 3, 4 0 0 17292 * ISHARES TR HIGH DIVIDND ETF 46429B663 488 6835 SH DFND 1, 3, 4 0 0 6835 * SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 576 13886 SH DFND 1, 4 0 0 13886 * CA INC COM 12673P105 1340 43264 SH DFND 1, 3, 4 0 0 43264 * FIRSTENERGY CORP COM 337932107 1490 43810 SH DFND 1, 3, 4 0 0 43810 * SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 476 5341 SH DFND 1, 4 0 0 5341 * WASTE MGMT INC DEL COM 94106L109 1407 33451 SH DFND 1, 3, 4 0 0 33451 * SEAGATE TECHNOLOGY PLC SHS G7945M107 1472 26217 SH DFND 1, 3, 4 0 0 26217 * BAXTER INTL INC COM 071813109 1520 20686 SH DFND 1, 3, 4 0 0 20686 * CENTURYLINK INC COM 156700106 1484 45204 SH DFND 1, 3, 4 0 0 45204 CLAYMORE EXCHANGE TRD FD TR GUGG ENH SHT DUR 18383M654 551 10973 SH DFND 1, 3, 4 0 0 10973 * IRON MTN INC COM 462846106 1352 49062 SH DFND 1, 3, 4 0 0 49062 * ISHARES CORE S&P500 ETF 464287200 89328 474801 SH DFND 1, 3, 4 0 0 474801 * ISHARES MSCI EMG MKT ETF NULL 464287234 248 6052 SH DFND 1, 3, 4 0 0 6052 * ISHARES US HLTHCARE ETF NULL 464287762 304 2468 SH DFND 1, 4 0 0 2468 * KRAFT FOODS GROUP INC COM 50076Q106 1495 28648 SH DFND 1, 3, 4 0 0 28648 * SPDR GOLD TRUST GOLD SHS 78463V107 1454 11770 SH DFND 1, 3, 4 0 0 11770 * ABBVIE INC COM 00287Y109 1403 27295 SH DFND 1, 3, 4 0 0 27295 * ISHARES IBOXX INV CP ETF 464287242 1262 10798 SH DFND 1, 3, 4 0 0 10798 * PIMCO ETF TR TOTL RETN ETF 72201R775 907 8498 SH DFND 1, 3, 4 0 0 8498 * PROSHARES TR PSHS ULT S&P 500 74347R107 49727 472197 SH DFND 1, 3, 4 0 0 472197 * SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 702 14844 SH DFND 1, 4 0 0 14844 * ALTRIA GROUP INC COM 02209S103 1453 38840 SH DFND 1, 3, 4 0 0 38840 * CINCINNATI FINL CORP COM 172062101 1401 28895 SH DFND 1, 3, 4 0 0 28895 * ENTERGY CORP NEW COM 29364G103 1487 22245 SH DFND 1, 3, 4 0 0 22245 * ISHARES CORE S&P TTL STK 464287150 543 6328 SH DFND 1, 3, 4 0 0 6328 * ISHARES 20+ YR TR BD ETF 464287432 341 3126 SH DFND 1, 3, 4 0 0 3126 * SPDR SERIES TRUST BRC HGH YLD BD 78464A417 22573 546300 SH DFND 1, 3, 4 0 0 546300 * VANGUARD INDEX FDS REIT ETF 922908553 1780 25201 SH DFND 1, 3, 4 0 0 25201 * INVESCO LTD SHS G491BT108 1469 39714 SH DFND 1, 3, 4 0 0 39714 * DIAMOND OFFSHORE DRILLING IN COM 25271C102 1430 29331 SH DFND 1, 3, 4 0 0 29331 * FREEPORT-MCMORAN COPPER & GO COM 35671D857 1418 42866 SH DFND 1, 3, 4 0 0 42866 * MICROSOFT CORP COM 594918104 235 5726 SH DFND 1, 3, 4 0 0 5726 * MICROCHIP TECHNOLOGY INC COM 595017104 1506 31538 SH DFND 1, 3, 4 0 0 31538 * PEOPLES UNITED FINANCIAL INC COM 712704105 1422 95669 SH DFND 1, 3, 4 0 0 95669 * POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 201 7107 SH DFND 1, 3, 4 0 0 7107 * SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1723 77132 SH DFND 1, 3, 4 0 0 77132 * BB&T CORP COM 054937107 1409 37467 SH DFND 1, 3, 4 0 0 37467 * MCDONALDS CORP COM 580135101 1477 15073 SH DFND 1, 3, 4 0 0 15073 * PHILIP MORRIS INTL INC COM 718172109 1563 19083 SH DFND 1, 3, 4 0 0 19083 * PITNEY BOWES INC COM 724479100 1548 59563 SH DFND 1, 3, 4 0 0 59563 * CABLEVISION SYS CORP CL A NY CABLVS 12686C109 1395 82671 SH DFND 1, 3, 4 0 0 82671 * FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 344 11047 SH DFND 1, 3, 4 0 0 11047 * INTEL CORP COM 458140100 1456 56428 SH DFND 1, 3, 4 0 0 56428 * ISHARES 1-3 YR TR BD ETF 464287457 1274 15086 SH DFND 1, 3, 4 0 0 15086 * ISHARES RUS 2000 GRW ETF 464287648 1259 9258 SH DFND 1, 3, 4 0 0 9258 * ISHARES US HOME CONS ETF 464288752 261 10866 SH DFND 1, 3, 4 0 0 10866 * JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 490 10536 SH DFND 1, 3, 4 0 0 10536 * PROSHARES TR PSHS ULTRUSS2000 74347R842 47530 551080 SH DFND 1, 3, 4 0 0 551080 * REYNOLDS AMERICAN INC COM 761713106 1497 28032 SH DFND 1, 3, 4 0 0 28032 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 261 5227 SH DFND 1, 3, 4 0 0 5227 * TECO ENERGY INC COM 872375100 1425 83115 SH DFND 1, 3, 4 0 0 83115 * WELLS FARGO & CO NEW COM 949746101 1526 30686 SH DFND 1, 3, 4 0 0 30686 * ISHARES CORE TOTUSBD ETF 464287226 287 2657 SH DFND 1, 3, 4 0 0 2657 * ISHARES MSCI EAFE ETF 464287465 451 6706 SH DFND 1, 3, 4 0 0 6706 * LORILLARD INC COM 544147101 1514 28001 SH DFND 1, 3, 4 0 0 28001 * POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 1899 76545 SH DFND 1, 3, 4 0 0 76545 * SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 311 8569 SH DFND 1, 4 0 0 8569 * DARDEN RESTAURANTS INC COM 237194105 1406 27698 SH DFND 1, 3, 4 0 0 27698 * ISHARES COHEN&STEER REIT 464287564 232 2819 SH DFND 1, 4 0 0 2819 * ISHARES RUSSELL 2000 ETF 464287655 85514 780044 SH DFND 1, 3, 4 0 0 780044 * LILLY ELI & CO COM 532457108 1576 26730 SH DFND 1, 3, 4 0 0 26730 * NEWMONT MINING CORP COM 651639106 1423 60699 SH DFND 1, 3, 4 0 0 60699 * POWERSHS DB MULTI SECT COMM DB ENERGY FUND 73936B101 206 7022 SH DFND 1, 3, 4 0 0 7022 * POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 452 13289 SH DFND 1, 4 0 0 13289 * WILLIAMS COS INC DEL COM 969457100 1474 36336 SH DFND 1, 3, 4 0 0 36336 * DU PONT E I DE NEMOURS & CO COM 263534109 1493 22246 SH DFND 1, 3, 4 0 0 22246 * ISHARES U.S. INDS ETF NULL 464287754 303 3009 SH DFND 1, 4 0 0 3009 * ISHARES JP MOR EM MK ETF 464288281 440 3953 SH DFND 1, 4 0 0 3953 * ISHARES IBOXX HI YD ETF 464288513 22970 243349 SH DFND 1, 3, 4 0 0 243349 * NUCOR CORP COM 670346105 1387 27452 SH DFND 1, 3, 4 0 0 27452 * PAYCHEX INC COM 704326107 1373 32241 SH DFND 1, 3, 4 0 0 32241 FIRST TRUST S&P REIT INDEX F COM 33734G108 251 13072 SH DFND 1, 3 0 0 13072 FST TR EXCH TRADED VII FST TR FST TR GLB FD 33739H101 277 8109 SH DFND 1, 3 0 0 8109 VANGUARD MIDCAP ETF MID CAP ETF 922908629 295 2602 SH DFND 1, 3 0 0 2602 PROSHARES TR ULTR 7-10 TREA ULTR 7-10 TREA 74347R180 300 5816 SH DFND 1, 3 0 0 5816 MARKET VECTORS AGRIBUSINESS AGRIBUS ETF 57060U605 386 7101 SH DFND 1, 3 0 0 7101 VANGUARD TOTAL BOND MARKET TOTAL BND MRKT 921937835 397 4887 SH DFND 1, 3 0 0 4887 ISHARES S&P NAT MUNI BOND FD NAT AMT FREE BD 464288414 672 6278 SH DFND 1, 3 0 0 6278 GARMIN LTD COM H2906T109 1333 24118 SH DFND 1, 3 0 0 24118 LOCKHEED MARTIN CORP COM 539830109 1533 9395 SH DFND 1, 3, 4 0 0 9395 MERCK & CO INC COM 58933Y105 1413 24902 SH DFND 1, 3 0 0 24902 WINDSTREAM HOLDINGS INC COM 97382A101 1290 156567 SH DFND 1, 3 0 0 156567 KINDER MORGAN INC DEL COM COM 49456B101 1321 40662 SH DFND 1, 3 0 0 40662 SPDR SERIES TRUST BARCLY CNV E BRC CNV SECS ETF 78464A359 2228 46040 SH DFND 1, 3 0 0 46040