0001541625-20-000014.txt : 20201105 0001541625-20-000014.hdr.sgml : 20201105 20201105170615 ACCESSION NUMBER: 0001541625-20-000014 CONFORMED SUBMISSION TYPE: MA-W PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20201027 DATE AS OF CHANGE: 20201105 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospera Financial Services Inc CENTRAL INDEX KEY: 0001541625 IRS NUMBER: 751832551 STATE OF INCORPORATION: TX FISCAL YEAR END: 0612 FILING VALUES: FORM TYPE: MA-W SEC ACT: 1934 Act SEC FILE NUMBER: 867-01950 FILM NUMBER: 201291463 BUSINESS ADDRESS: STREET 1: 5429 LBJ FREEWAY STREET 2: SUITE 750 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 972-531-3000 MAIL ADDRESS: STREET 1: 5429 LBJ FREEWAY STREET 2: SUITE 750 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: Prospera Financial Services DATE OF NAME CHANGE: 20120207 MA-W 1 primary_doc.xml MA-W 0001541625 XXXXXXXX 867-01950 Sandra T Ray 972-581-3021 sandi.ray@prosperafinancial.com Prospera Financial Services Inc 867-01950 Sandra Trumble Ray 5429 LBJ Freeway Suite 750 Dallas TX 75240 972-581-3021 sandi.ray@prosperafinancial.com N N N N Prospera Financial Services, Inc 5429 LBJ Freeway Suite 750 Dallas TX 75240 9725813000 Prospera Financial Services, Inc 5429 LBJ Freeway Suite 750 Dallas TX 75240 9725813000 As a dually registered firm, all regulatory books and records for the firm are kept at the corporate offices of the broker dealer/advisory firm. Sandra T Ray Sandra Trumble Ray Compliance Specialist 10-27-2020