0001541625-20-000006.txt : 20200515 0001541625-20-000006.hdr.sgml : 20200515 20200515130300 ACCESSION NUMBER: 0001541625-20-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prospera Financial Services Inc CENTRAL INDEX KEY: 0001541625 IRS NUMBER: 751832551 STATE OF INCORPORATION: TX FISCAL YEAR END: 0612 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14903 FILM NUMBER: 20883045 BUSINESS ADDRESS: STREET 1: 5429 LBJ FREEWAY STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75240 BUSINESS PHONE: 972-531-3000 MAIL ADDRESS: STREET 1: 5429 LBJ FREEWAY STREET 2: SUITE 400 CITY: DALLAS STATE: TX ZIP: 75240 FORMER COMPANY: FORMER CONFORMED NAME: Prospera Financial Services DATE OF NAME CHANGE: 20120207 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541625 XXXXXXXX 03-31-2020 03-31-2020 Prospera Financial Services Inc

5429 LBJ FREEWAY SUITE 400 DALLAS TX 75240

13F HOLDINGS REPORT 028-14903 N Sonia Biasatti 9725813000 Sonia Biasatti Dallas TX 05-15-2020 0 509 942320 false INFORMATION TABLE 2 firstquarterr2020.inftab.xml FIRST QUARTER 2020 3-D SYS CORP DELCOM NEW88554D20526834700SHSOLE0001800003M COCOM88579Y10113509889SHSOLE00065000ABBOTT LABSCOM002824100378147912SHSOLE00063ABBVIE INCCOM00287Y109166521853SHSOLE00096ACCENTURE PLC IRELANDSHS CLASS AG1151C101288217653SHSOLE000493ACTIVISION BLIZZARD INCCOM00507V109271245597SHSOLE000269ADOBE INCCOM00724F1013861215SHSOLE0001219ADVANCED MICRO DEVICES INCCOM0079031076817149899SHSOLE00023868AFLAC INCCOM00105510244212915SHSOLE0005150AIR PRODS & CHEMS INCCOM009158106249312489SHSOLE000255ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1027153678SHSOLE000449ALLERGAN PLCSHSG0177J1087654319SHSOLE0005000ALLSTATE CORPCOM0200021012162359SHSOLE00067394ALLY FINL INCCOM02005N10018312681SHSOLE000631ALPHABET INCCAP STK CL C02079K10730262602SHSOLE000100ALPHABET INCCAP STK CL A02079K30524592116SHSOLE000183ALPS ETF 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CB46138J50276236280SHSOLE0004520INVESCO EXCH TRD SLF IDX FDBULSHS 2020 HY46138J6012731118719SHSOLE00043INVESCO EXCH TRD SLF IDX FDBULSHS 2021 CB46138J70071434042SHSOLE000719INVESCO EXCH TRD SLF IDX FDBULSHS 2021 HY46138J8092485112237SHSOLE000200INVESCO EXCH TRD SLF IDX FDBULSHS 2024 HY46138J83371232068SHSOLE000300INVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB46138J84159028591SHSOLE0001000INVESCO EXCH TRD SLF IDX FDBULSHS 2023 HY46138J858142163270SHSOLE0007054INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB46138J86667832720SHSOLE000365INVESCO EXCH TRD SLF IDX FDBULSHS 2022 HY46138J874205594875SHSOLE00028INVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB46138J88268432297SHSOLE0002600INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT46137V357349941645SHSOLE0001000INVESCO EXCHANGE TRADED FD TINTL DIVI ACHI46137V54816214248SHSOLE000316INVESCO EXCHANGE TRADED FD THIG YLD EQ DIV46137V56380562183SHSOLE0009195INVESCO EXCHANGE TRADED FD TFINL PFD ETF46137V621139482563SHSOLE0003023INVESCO EXCHANGE TRADED FD TDYNMC LRG VALU46137V7382658786SHSOLE00072INVESCO EXCHANGE TRADED FD TDWA TECHNOLOGY46137V8112463636SHSOLE0005758INVESCO EXCHANGE TRADED FD TDWA MOMENTUM46137V83715533287859SHSOLE00058INVESCO EXCHANGE-TRADED FD T1 30 LADER TRE46138E1072917381SHSOLE0008039INVESCO EXCHANGE-TRADED FD TS&P INTL LOW46138E23075128567SHSOLE000625INVESCO EXCHANGE-TRADED FD TS&P500 LOW VOL46138E35415689334380SHSOLE0005087INVESCO EXCHANGE-TRADED FD TS&P500 HDL VOL46138E36275325092SHSOLE00015INVESCO EXCHANGE-TRADED FD TINTL BUYBACK46138E64477833134SHSOLE0001815INVESCO EXCHANGE-TRADED FD TEMRNG MKT SVRG46138E78437615722SHSOLE00023INVESCO EXCHANGE-TRADED FD TDWA SMLCP MENT46138E842122029956SHSOLE00013INVESCO EXCHANGE-TRADED FD TDWA EMERG MKTS46138E8673317227610SHSOLE0005INVESCO EXCHANGE-TRADED FD TDWA DEV MKTS46138E8753463152872SHSOLE00064INVESCO EXCHANGE-TRADED FD TSR LN ETF46138G5083010147108SHSOLE0003781INVESCO LTDSHSG491BT10824927475SHSOLE0004473INVESCO QQQ TRUNIT SER 146090E10319320101469SHSOLE00014249INVESCO TR INVT GRADE MUNSCOM46131M10614011607SHSOLE00034IONIS PHARMACEUTICALS INCCOM4622221003717850SHSOLE000336521ISHARES GOLD TRUSTISHARES4642851053973263626SHSOLE000113284ISHARES INCMIN VOL GBL ETF4642865252483085SHSOLE00025ISHARES INCCORE MSCI EMKT46434G10361015066SHSOLE000144ISHARES INCMSCI JPN ETF NEW46434G8223677432SHSOLE00078ISHARES SILVER TRUSTISHARES46428Q10916512630SHSOLE000234ISHARES TRS&P 100 ETF4642871014764012SHSOLE0006079ISHARES TRCORE S&P TTL STK4642871503516131SHSOLE00021ISHARES TRSELECT DIVID ETF464287168107114564SHSOLE000171ISHARES TRTIPS BD ETF4642871764173532SHSOLE0001014ISHARES TRCORE S&P500 ETF464287200445217227SHSOLE0004768ISHARES TRCORE US AGGBD ET46428722633592291171SHSOLE000100ISHARES TRMSCI EMG MKT ETF46428723454716017SHSOLE00030ISHARES TRIBOXX INV CP ETF46428724211068954SHSOLE000170ISHARES TRS&P 500 GRWT ETF4642873095503334SHSOLE000460ISHARES TRGLOB HLTHCRE ETF4642873252033338SHSOLE000547ISHARES TR20 YR TR BD ETF46428743210616429SHSOLE000249ISHARES TRBARCLAYS 7 10 YR464287440378631159SHSOLE0006807ISHARES TR1 3 YR TREAS BD46428745722179255906SHSOLE0007913ISHARES TRMSCI EAFE ETF464287465215840364SHSOLE00024314ISHARES TRRUS MDCP VAL ETF4642874733966184SHSOLE00082140ISHARES TRRUS MD CP GR ETF464287481142911755SHSOLE0003000ISHARES TRRUS MID CAP ETF464287499106724721SHSOLE00045ISHARES TRCORE S&P MCP ETF4642875076084223SHSOLE000803ISHARES TREXPND TEC SC ETF4642875493231527SHSOLE0002288ISHARES TRNASDAQ BIOTECH4642875562812603SHSOLE00017443ISHARES TRU.S. CNSM SV ETF464287580253514308SHSOLE00012707ISHARES TRRUS 1000 VAL ETF4642875987347405SHSOLE000293ISHARES TRRUS 1000 GRW ETF46428761414889881SHSOLE0004333ISHARES TRRUS 2000 GRW ETF4642876484342743SHSOLE000254622ISHARES TRRUSSELL 2000 ETF464287655141612368SHSOLE000310226ISHARES TRCORE S&P US VLU46428766372715740SHSOLE0005645ISHARES TRCORE S&P US GWT4642876712644621SHSOLE00049358ISHARES TRRUSSELL 3000 ETF46428768911367657SHSOLE0001044ISHARES TRU.S. UTILITS ETF464287697263319067SHSOLE00015893ISHARES TRS&P MC 400VL ETF4642877054874440SHSOLE000200ISHARES TRU.S. TECH ETF464287721516825284SHSOLE00013845ISHARES TRUS INDUSTRIALS4642877545574488SHSOLE000100ISHARES TRUS HLTHCARE ETF4642877624462377SHSOLE000175ISHARES TRU.S. FIN SVC ETF4642877702832752SHSOLE000419ISHARES TRU.S. FINLS ETF4642877884444561SHSOLE000530ISHARES TRCORE S&P SCP ETF464287804269848076SHSOLE0002338ISHARES TRU.S. CNSM GD ETF4642878122752546SHSOLE0004240ISHARES TREAFE SML CP ETF4642882732064590SHSOLE00080ISHARES TRNATIONAL MUN ETF4642884145644993SHSOLE000269ISHARES TRINTL SEL DIV ETF46428844838517023SHSOLE0001320ISHARES TRIBOXX HI YD ETF4642885132863709SHSOLE0002291ISHARES TRMBS ETF4642885882342115SHSOLE00025537ISHARES TRUSD INV GRDE ETF4642886202885133SHSOLE0001593ISHARES TR3 7 YR TREAS BD464288661518938916SHSOLE00010668ISHARES TRSHORT TREAS BD464288679155414000SHSOLE0001404ISHARES TRPFD AND INCM SEC464288687216968114SHSOLE0004700ISHARES TREAFE VALUE ETF4642888772757712SHSOLE000119ISHARES TRRUS TP200 VL ETF4642894203999056SHSOLE0007ISHARES TRRUS TP200 GR ETF4642894384715597SHSOLE00012ISHARES TRCONSER ALLOC ETF464289883117534807SHSOLE00016327ISHARES TRCORE HIGH DV ETF46429B6633244522SHSOLE00012724ISHARES TRMIN VOL EAFE ETF46429B68978312619SHSOLE0001480ISHARES TRMSCI MIN VOL ETF46429B6976383118185SHSOLE0002049ISHARES TRUSA MOMENTUM FCT46432F3962982798SHSOLE000101ISHARES TRCORE MSCI EAFE46432F842135327122SHSOLE00013425ISHARES TRCORE TOTAL USD46434V6133927472SHSOLE00087ISHARES U S ETF TRSHT MAT BD ETF46431W5072164462SHSOLE000435J P MORGAN EXCHANGE-TRADED FULTRA SHRT INC46641Q837380076490SHSOLE00023432JOHNSON & JOHNSONCOM478160104546341658SHSOLE0001771JOHNSON CTLS INTL PLCSHSG51502105175965256SHSOLE00039622JPMORGAN CHASE & COCOM46625H100539959968SHSOLE00013500JPMORGAN CHASE & COALERIAN ML ETN46625H36512814124SHSOLE0001500KIMBERLY CLARK CORPCOM4943681034243319SHSOLE0001648KINDER MORGAN INC DELCOM49456B10140128784SHSOLE000627KKR & CO INCCL A48251W104178275944SHSOLE00018068KROGER COCOM50104410145114977SHSOLE0001267212L3HARRIS TECHNOLOGIES INCCOM502431109287215944SHSOLE00098851LIBERTY ALL STAR EQUITY FDSH BEN INT53015810418438000SHSOLE00017LILLY ELI & COCOM532457108485434992SHSOLE0001152LINDE PLCSHSG5494J103174210069SHSOLE00030LOCKHEED MARTIN CORPCOM539830109386111393SHSOLE0004557LOWES COS INCCOM548661107355341287SHSOLE000920LYONDELLBASELL INDUSTRIES NSHS - A -N537451002555142SHSOLE0001684MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106136137302SHSOLE000356720MARKEL CORPCOM570535104464500SHSOLE0009445MASIMO CORPCOM57479510013667713SHSOLE000500MASTERCARD INCCL A57636Q104374515505SHSOLE00083396MCCORMICK & CO INCCOM NON VTG5797802066184378SHSOLE000212MCDONALDS CORPCOM580135101376422763SHSOLE0009588MCKESSON CORPCOM58155Q1032151591SHSOLE000179MEDTRONIC PLCSHSG5960L103551061100SHSOLE00015580MERCK & CO. INCCOM58933Y105143118602SHSOLE0002249METLIFE INCCOM59156R108166354388SHSOLE00032813MGIC INVT CORP WISCOM5528481037311456SHSOLE0005552MICROCHIP TECHNOLOGY INCCOM5950171045217681SHSOLE00017166MICRON TECHNOLOGY INCCOM59511210344710629SHSOLE00025000MICROSOFT CORPCOM59491810418222115539SHSOLE0005002MONDELEZ INTL INCCL A60920710581816339SHSOLE000552MYOVANT SCIENCES LTDCOMG637AM1028010643SHSOLE00059300NATIONAL GRID PLCSPONSORED ADR NE6362744094237256SHSOLE0001171NETFLIX INCCOM64110L106550014646SHSOLE00010250NEW JERSEY RESCOM64602510645613438SHSOLE0004785NEWMONT CORPCOM651639106149633031SHSOLE0001841NEXTERA ENERGY INCCOM65339F101392916331SHSOLE00034155NIKE INCCL B654106103213325774SHSOLE000161NORFOLK SOUTHERN CORPCOM655844108172311806SHSOLE0008980NORTHROP GRUMMAN CORPCOM6668071024891617SHSOLE0002400NOVAN INCCOM66988N10654114052SHSOLE0002086NOVARTIS A GSPONSORED ADR66987V109189422968SHSOLE000331NOVO-NORDISK A SADR67010020575412527SHSOLE000264NUVEEN ALL CAP ENE MLP OPPOCOM67075E1083531336SHSOLE0009205NUVEEN MUN VALUE FD INCCOM67092810013013342SHSOLE0001372NVIDIA CORPCOM67066G10425939834SHSOLE0001752OCCIDENTAL PETE CORPCOM67459910516514223SHSOLE00018643OKTA INCCL A6792951057335992SHSOLE0001127ORACLE CORPCOM68389X1054188661SHSOLE0001491PACKAGING CORP AMERCOM6951561096787812SHSOLE00025000PAYCHEX INCCOM704326107199231663SHSOLE0001408PAYPAL HLDGS INCCOM70450Y1039349756SHSOLE0001654PEPSICO INCCOM713448108444537013SHSOLE0001698PFIZER INCCOM717081103165550698SHSOLE0006088PHILIP MORRIS INTL INCCOM7181721095327296SHSOLE000942PHILLIPS 66COM71854610454110078SHSOLE00014415PIMCO ETF TRENHAN SHRT MA AC72201R8338828910SHSOLE00072PIMCO ETF TRINTER MUN BD ACT72201R8665029197SHSOLE00075000PINTEREST INCCL A72352L10636123359SHSOLE00038PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310513425465SHSOLE000105PNC FINL SVCS GROUP INCCOM6934751055115344SHSOLE0005000POLARIS INCCOM7310681023948189SHSOLE000163PPG INDS INCCOM6935061074255081SHSOLE0004000PPL CORPCOM69351T1062439844SHSOLE000150000PRICE T ROWE GROUP INCCOM74144T1085215334SHSOLE00010000PROCTER & GAMBLE COCOM742718109768369848SHSOLE00020000PROLOGIS INC.COM74340W103227128248SHSOLE00023200PROSHARES TRS&P 500 DV ARIST74348A467205035547SHSOLE000355PROSPECT CAPITAL CORPORATIONCOM74348T10240194264SHSOLE000109271PRUDENTIAL FINL INCCOM7443201022975691SHSOLE000102QUALCOMM INCCOM7475251036219174SHSOLE00085000RAYTHEON COCOM NEW7551115076124669SHSOLE0002159REALTY INCOME CORPCOM7561091044248495SHSOLE000300REGENERON PHARMACEUTICALSCOM75886F1079902027SHSOLE0002916REGIONS FINANCIAL CORP NEWCOM7591EP10012914333SHSOLE0004814REPLIGEN CORPCOM7599161096706943SHSOLE0005000REPUBLIC SVCS INCCOM7607591003234309SHSOLE00048637RINGCENTRAL INCCL A76680R2069124302SHSOLE0001210ROKU INCCOM CL A77543R102132915189SHSOLE0004000ROLLINS INCCOM7757111042005525SHSOLE0004000ROYAL BK CDACOM7800871023085004SHSOLE0003701ROYAL DUTCH SHELL PLCSPON ADR B780259107119936724SHSOLE000118ROYAL DUTCH SHELL PLCSPONS ADR A78025920654815709SHSOLE0001199S&P GLOBAL INCCOM78409V1045032053SHSOLE0008374SALESFORCE COM INCCOM79466L3023082139SHSOLE000200400SAP SESPON ADR8030542046075497SHSOLE0009251SAREPTA THERAPEUTICS INCCOM8036071002582639SHSOLE00065000SCHLUMBERGER LTDCOM80685710823517406SHSOLE000641SCHWAB STRATEGIC TRUS BRD MKT ETF8085241023185262SHSOLE0004000SCHWAB STRATEGIC TRUS MID-CAP ETF80852450853212607SHSOLE0007166SCHWAB STRATEGIC TRUS AGGREGATE B80852483975613933SHSOLE00030SCOTTS MIRACLE GRO COCL A810186106132712961SHSOLE000100SEATTLE GENETICS INCCOM8125781029017809SHSOLE00010000SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y2096987881SHSOLE0003207SELECT SECTOR SPDR TRSBI CONS STPLS81369Y30874713716SHSOLE00047859SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4076236349SHSOLE0003487SELECT SECTOR SPDR TRSBI INT-FINL81369Y605150572277SHSOLE00035218SELECT SECTOR SPDR TRSBI INT-INDS81369Y7045399134SHSOLE0004158SELECT SECTOR SPDR TRTECHNOLOGY81369Y803247430781SHSOLE000780SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88691616537SHSOLE0002000SHERWIN WILLIAMS COCOM8243481065441184SHSOLE00033303SHOPIFY INCCL A82509L1074611106SHSOLE000150SMUCKER J M COCOM NEW8326964057446706SHSOLE0002500SONOCO PRODS COCOM8354951022705830SHSOLE00010000SOUTHERN COCOM84258710799818425SHSOLE000150SOUTHWEST AIRLS COCOM8447411083208993SHSOLE000508SPDR DOW JONES INDL AVRG ETFUT SER 178467X10920169197SHSOLE00015378SPDR GOLD TRUSTGOLD SHS78463V107428128913SHSOLE00043140SPDR INDEX SHS FDSS&P INTL ETF78463X7722187129SHSOLE00025000SPDR S&P 500 ETF TRTR UNIT78462F103693326898SHSOLE0002SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1076792583SHSOLE00055000SPDR SER TRBLMBRG BRC CNVRT78464A35981316993SHSOLE0001186SPDR SER TRBLOMBERG INTL TR78464A5162529063SHSOLE00073117SPDR SER TRAEROSPACE DEF78464A6314335690SHSOLE0007618SPDR SER TRPORTFOLIO AGRGTE78464A64985628325SHSOLE000100SPDR SER TRS&P METALS MNG78464A75526216252SHSOLE000185000SPDR SER TRS&P DIVID ETF78464A763130316315SHSOLE00040000SPDR SER TRS&P BIOTECH78464A8702423127SHSOLE00010000SPDR SER TRBLOOMBERG BRCLYS78468R6222032140SHSOLE000165SPDR SER TRDORSEY WRGT FI78468R713665542979137SHSOLE0007824SPRINT CORPORATIONCOM85207U10515918405SHSOLE000113SQUARE INCCL A8522341033075858SHSOLE00010535STARBUCKS CORPCOM855244109217533091SHSOLE0001450STATE STR CORPCOM8574771032494669SHSOLE0006432STEMLINE THERAPEUTICS INCCOM85858C10710221100SHSOLE0001060STRYKER CORPCOM8636671018054835SHSOLE0001280SYSCO CORPCOM87182910770115359SHSOLE000100000TARGET CORPCOM87612E106396942689SHSOLE00010150TELADOC HEALTH INCCOM87918A105190312276SHSOLE000100000TESLA INCCOM88160R10110081925SHSOLE00038020TEVA PHARMACEUTICAL INDS LTDSPONSORED ADS88162420938042316SHSOLE00020000TEXAS INSTRS INCCOM882508104133913402SHSOLE00040000THE TRADE DESK INCCOM CL A88339J1054312232SHSOLE00060000THERMO FISHER SCIENTIFIC INCCOM883556102269948SHSOLE00018000TIPTREE INCCOM88822Q10319837948SHSOLE000743000TJX COS INC NEWCOM8725401093827974SHSOLE000102000TRACTOR SUPPLY COCOM8923561062302716SHSOLE00019000TRANE TECHNOLOGIES PLCSHSG8994E1032052477SHSOLE0003000TRAVELERS COMPANIES INCCOM89417E1092912929SHSOLE00060000TRITON INTL LTDCL AG9078F107145556258SHSOLE00029TROVAGENE INCCOM8972386062423270SHSOLE00040000TRUIST FINL CORPCOM89832Q10940613168SHSOLE00039000TWITTER INCCOM90184L1022379644SHSOLE0008000TWO RDS SHARED TRLDRSHS ALPFACT90214Q77427914716SHSOLE0008000TYSON FOODS INCCL A9024941033776509SHSOLE0004000UBER TECHNOLOGIES INCCOM90353T1002318264SHSOLE00055000UNILEVER N VN Y SHS NEW90478470959412183SHSOLE0006231UNION PAC CORPCOM9078181086064297SHSOLE0005000UNITED PARCEL SERVICE INCCL B911312106224424021SHSOLE0009000UNITED RENTALS INCCOM9113631092041982SHSOLE00017000UNITED STATES OIL FUND LPUNITS91232N1082144509196SHSOLE000645000UNITED TECHNOLOGIES CORPCOM913017109233224726SHSOLE00022000UNITEDHEALTH GROUP INCCOM91324P10224499822SHSOLE00022000UNIVERSAL DISPLAY CORPCOM91347P1054203189SHSOLE000205241US BANCORP DELCOM NEW90297330437010743SHSOLE000102000V F CORPCOM918204108272150319SHSOLE00066750VANECK VECTORS ETF TRGOLD MINERS ETF92189F10647820750SHSOLE00038554VANECK VECTORS ETF TRPFD SECS EX FINL92189F42920812589SHSOLE000550000VANECK VECTORS ETF TRAMT FREE LONG MU92189F5362009811SHSOLE00018000VANECK VECTORS ETF TRAMT FREE INT ETF92189H2012324728SHSOLE00070000VANGUARD BD INDEX FDSINTERMED TERM921937819388743511SHSOLE0002000VANGUARD BD INDEX FDSSHORT TRM BOND921937827184622466SHSOLE00014000VANGUARD BD INDEX FDSTOTAL BND MRKT921937835565566251SHSOLE0004000VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40766111742SHSOLE00059313VANGUARD INDEX FDSS&P 500 ETF SHS92290836311474844SHSOLE0002278VANGUARD INDEX FDSMCAP VL IDXVIP9229085122442999SHSOLE00022315VANGUARD INDEX FDSSML CP GRW ETF9229085952561706SHSOLE0007211VANGUARD INDEX FDSSM CP VAL ETF9229086113674134SHSOLE00034720VANGUARD INDEX FDSMID CAP ETF92290862912929811SHSOLE00057555VANGUARD INDEX FDSLARGE CAP ETF922908637178515075SHSOLE000102858VANGUARD INDEX FDSEXTEND MKT ETF9229086523844240SHSOLE000267VANGUARD INDEX FDSGROWTH ETF922908736173911096SHSOLE000250VANGUARD INDEX FDSVALUE ETF922908744150616906SHSOLE0001850VANGUARD INDEX FDSSMALL CP ETF9229087516405544SHSOLE000210071VANGUARD INDEX FDSTOTAL STK MKT922908769194415082SHSOLE000250000VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775115028024SHSOLE000115VANGUARD SCOTTSDALE FDSSHORT TERM TREAS92206C102370159371SHSOLE00010552VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C4094065129SHSOLE00060559VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6643373653SHSOLE000527VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680257816669SHSOLE0001594VANGUARD SCOTTSDALE FDSINTER TERM TREAS92206C7066589323SHSOLE00036VANGUARD SCOTTSDALE FDSVNG RUS1000IDX92206C7304693999SHSOLE00059VANGUARD SCOTTSDALE FDSLONG TERM TREAS92206C847138613723SHSOLE000106VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870222325522SHSOLE000786VANGUARD SPECIALIZED FUNDSDIV APP ETF9219088445965766SHSOLE00020000VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF92194385868520539SHSOLE00050000VANGUARD WHITEHALL FDSHIGH DIV YLD921946406139419699SHSOLE00047000VANGUARD WORLD FDMEGA GRWTH IND9219108164173284SHSOLE00091000VANGUARD WORLD FDSINF TECH ETF92204A7024282018SHSOLE000189000VANGUARD WORLD FDSMATERIALS ETF92204A8012362450SHSOLE000730000VERIZON COMMUNICATIONS INCCOM92343V104493491826SHSOLE000104VIACOMCBS INCCL B92556H20629621096SHSOLE00056690VIPSHOP HLDGS LTDSPONSORED ADS A92763W10318011601SHSOLE0004712VISA INCCOM CL A92826C839277617229SHSOLE00022341WAITR HLDGS INCCOM9307521001613400SHSOLE000100WALMART INCCOM931142103742165320SHSOLE00014652WASTE MGMT INC DELCOM94106L1092692910SHSOLE00078000WEC ENERGY GROUP INCCOM92939U1068189282SHSOLE000558WELLS FARGO CO NEWCOM949746101113539561SHSOLE000176WESTERN UN COCOM959802109178498442SHSOLE000290000WISDOMTREE TRUS DIVID EX FNCL97717W4062243465SHSOLE00056000WISDOMTREE TRHEDGED HI YLD BD97717W43039321046SHSOLE00059000WISDOMTREE TRYIELD ENHANCD US97717X5112003865SHSOLE00050000WISDOMTREE TRUS QTLY DIV GRT97717X66941610691SHSOLE000125000WORKHORSE GROUP INCCOM NEW98138J2068044225SHSOLE000234000XCEL ENERGY INCCOM98389B1005288761SHSOLE000100000XYLEM INCCOM98419M1003204917SHSOLE00025000YUM BRANDS INCCOM9884981013745464SHSOLE00075000ZOETIS INCCL A98978V1033953359SHSOLE00015279ZOOM VIDEO COMMUNICATIONS INCL A98980L101210114382SHSOLE0005000