0001541401-23-000035.txt : 20230714
0001541401-23-000035.hdr.sgml : 20230714
20230714164056
ACCESSION NUMBER: 0001541401-23-000035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230712
FILED AS OF DATE: 20230714
DATE AS OF CHANGE: 20230714
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Van Tassell Christina
CENTRAL INDEX KEY: 0001894986
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 231089548
MAIL ADDRESS:
STREET 1: C/O 111 RIVER STREET
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire State Realty Trust, Inc.
CENTRAL INDEX KEY: 0001541401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 371645259
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-850-2600
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
4
1
wf-form4_168936723240313.xml
FORM 4
X0407
4
2023-07-12
0
0001541401
Empire State Realty Trust, Inc.
ESRT
0001894986
Van Tassell Christina
C/O EMPIRE STATE REALTY TRUST, INC.
111 WEST 33RD STREET, 12TH FLOOR
NEW YORK
NY
10120
1
0
0
0
0
LTIP Units
2023-07-12
4
A
0
13500
0
A
Class A Common Stock
13500.0
13500
D
Represents long-term incentive partnership units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"), of which Empire State Realty Trust, Inc. (the "Company") is the sole general partner. The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interest ("OP Units") in the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The right to convert LTIP Units into OP Units and redeem OP Units does not have an expiration date. The LTIP Units, which vest ratably on each of the first four anniversaries of May 12, 2023, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan.
/s/ Heather L. Houston, Attorney-in-Fact
2023-07-14