0001541401-23-000035.txt : 20230714 0001541401-23-000035.hdr.sgml : 20230714 20230714164056 ACCESSION NUMBER: 0001541401-23-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230712 FILED AS OF DATE: 20230714 DATE AS OF CHANGE: 20230714 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Tassell Christina CENTRAL INDEX KEY: 0001894986 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 231089548 MAIL ADDRESS: STREET 1: C/O 111 RIVER STREET CITY: HOBOKEN STATE: NJ ZIP: 07030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empire State Realty Trust, Inc. CENTRAL INDEX KEY: 0001541401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 371645259 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 BUSINESS PHONE: 212-850-2600 MAIL ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 4 1 wf-form4_168936723240313.xml FORM 4 X0407 4 2023-07-12 0 0001541401 Empire State Realty Trust, Inc. ESRT 0001894986 Van Tassell Christina C/O EMPIRE STATE REALTY TRUST, INC. 111 WEST 33RD STREET, 12TH FLOOR NEW YORK NY 10120 1 0 0 0 0 LTIP Units 2023-07-12 4 A 0 13500 0 A Class A Common Stock 13500.0 13500 D Represents long-term incentive partnership units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"), of which Empire State Realty Trust, Inc. (the "Company") is the sole general partner. The LTIP Units are convertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interest ("OP Units") in the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The right to convert LTIP Units into OP Units and redeem OP Units does not have an expiration date. The LTIP Units, which vest ratably on each of the first four anniversaries of May 12, 2023, were granted under the Empire State Realty Trust, Inc. Empire State Realty OP, L.P. 2019 Equity Incentive Plan. /s/ Heather L. Houston, Attorney-in-Fact 2023-07-14