0001541401-23-000002.txt : 20230110
0001541401-23-000002.hdr.sgml : 20230110
20230110172818
ACCESSION NUMBER: 0001541401-23-000002
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230110
DATE AS OF CHANGE: 20230110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keltner Thomas N.
CENTRAL INDEX KEY: 0001587458
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 23522003
MAIL ADDRESS:
STREET 1: C/O EMPIRE STATE REALTY TRUST, INC.
STREET 2: 111 WEST 33RD STREET, 12TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire State Realty Trust, Inc.
CENTRAL INDEX KEY: 0001541401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 371645259
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-850-2600
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
5
1
wf-form5_167338968178193.xml
FORM 5
X0306
5
2022-12-31
1
0
0
0001541401
Empire State Realty Trust, Inc.
ESRT
0001587458
Keltner Thomas N.
C/O EMPIRE STATE REALTY TRUST, INC.
111 WEST 33RD STREET, 12TH FLOOR
NEW YORK
NY
10120
0
1
0
0
EVP and General Counsel
Operating Partnership Units
2022-10-25
5
G
0
2500
0
D
Class A Common Stock
2500.0
217627
I
See footnote
Operating Partnership Units
2022-10-25
5
G
0
2500
0
D
Class A Common Stock
2500.0
215127
I
See footnote
Operating Partnership Units
2022-10-25
5
G
0
2000
0
D
Class A Common Stock
2000.0
213127
I
See footnote
Operating Partnership Units
2022-10-25
5
G
0
2000
0
D
Class A Common Stock
2000.0
211127
I
See footnote
Operating Partnership Units
2022-10-25
5
G
0
2000
0
D
Class A Common Stock
2000.0
209127
I
See footnote
Operating Partnership Units
Class A Common Stock
163717.0
163717
I
See Footnote
Operating Partnership Units
Class A Common Stock
162162.0
162162
I
See footnote
Operating Partnership Units
Class A Common Stock
165000.0
165000
I
See footnote
Represents units of limited partnership interest ("Operating Partnership Units") of Empire State Realty OP, L.P., of which Empire State Realty Trust, Inc. (the "Issuer") is the sole general partner. Operating Partnership Units are redeemable by the holder for shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis or the cash value of such shares of Class A Common Stock, at the Issuer's option. The right to redeem Operating Partnership Units does not have an expiration date.
Gift of Operating Partnership Units to daughters and grandchildren, who do not share the reporting person's household.
Held by the Thomas N. Keltner, Jr. Revocable Trust dated February 23, 2008, for which the reporting person is trustee.
Held by the Paula S. Keltner Revocable Trust dated March 1, 2008, for which the reporting person's wife is the trustee.
Held by the Thomas N. Keltner, Jr. Family Trust, for which the reporting person's wife and sister are the trustees.
Held by the Paula S. Keltner Family Trust, for which the reporting person's wife is the trustee.
Thomas N. Keltner, Jr. retired as an officer of the Issuer effective December 31, 2022.
/s/ Heather L. Houston, Attorney-in-Fact
2023-01-10