0001541401-15-000008.txt : 20150220
0001541401-15-000008.hdr.sgml : 20150220
20150220162943
ACCESSION NUMBER: 0001541401-15-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150218
FILED AS OF DATE: 20150220
DATE AS OF CHANGE: 20150220
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire State Realty Trust, Inc.
CENTRAL INDEX KEY: 0001541401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 371645259
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE
STREET 2: 60 EAST 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-953-0888
MAIL ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE
STREET 2: 60 EAST 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MALKIN ANTHONY E
CENTRAL INDEX KEY: 0001076484
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 15636071
MAIL ADDRESS:
STREET 1: C/O W&M PROPERTIES
STREET 2: METRO CENTER, ONE STATION PLACE
CITY: STAMFORD
STATE: CT
ZIP: 06902
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-02-18
0001541401
Empire State Realty Trust, Inc.
ESRT
0001076484
MALKIN ANTHONY E
C/O EMPIRE STATE REALTY TRUST, INC.
ONE GRAND CENTRAL PLACE, 60 E. 42ND ST.
NEW YORK
NY
10165
1
1
0
0
Chairman and CEO
LTIP Units
2015-02-18
4
A
0
63222
0
A
Class A Common Stock
63222
180908
D
Represents long term investment plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest 25% ratably over four years from the date of grant, were granted under the Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan.
/s/ Salvatore Rappa
2015-02-20