0001541401-15-000008.txt : 20150220 0001541401-15-000008.hdr.sgml : 20150220 20150220162943 ACCESSION NUMBER: 0001541401-15-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150218 FILED AS OF DATE: 20150220 DATE AS OF CHANGE: 20150220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empire State Realty Trust, Inc. CENTRAL INDEX KEY: 0001541401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 371645259 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE STREET 2: 60 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-953-0888 MAIL ADDRESS: STREET 1: ONE GRAND CENTRAL PLACE STREET 2: 60 EAST 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10165 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALKIN ANTHONY E CENTRAL INDEX KEY: 0001076484 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 15636071 MAIL ADDRESS: STREET 1: C/O W&M PROPERTIES STREET 2: METRO CENTER, ONE STATION PLACE CITY: STAMFORD STATE: CT ZIP: 06902 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2015-02-18 0001541401 Empire State Realty Trust, Inc. ESRT 0001076484 MALKIN ANTHONY E C/O EMPIRE STATE REALTY TRUST, INC. ONE GRAND CENTRAL PLACE, 60 E. 42ND ST. NEW YORK NY 10165 1 1 0 0 Chairman and CEO LTIP Units 2015-02-18 4 A 0 63222 0 A Class A Common Stock 63222 180908 D Represents long term investment plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest 25% ratably over four years from the date of grant, were granted under the Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan. /s/ Salvatore Rappa 2015-02-20