X0306
4
2015-02-13
0001541401
Empire State Realty Trust, Inc.
ESRT
0001587374
Andrew Prentice
C/O EMPIRE STATE REALTY TRUST, INC.
ONE GRAND CENTRAL PLACE, 60 E. 42ND ST.
NEW YORK
NY
10165
0
1
0
0
Principal Accounting Officer
LTIP Units
2015-02-13
4
A
0
4309
0
A
Class A Common Stock
4309
21082
D
Represents long term investment plan units ("LTIP Units"), a class of units of Empire State Realty OP, L.P. (the "Operating Partnership"). The LTIP Units are covertible by the reporting person, upon vesting, into an equivalent number of units of limited partnership interests ("Operating Partnership Units") of the Operating Partnership, which are redeemable by the holder for shares of Class A Common Stock of Empire State Realty Trust, Inc. (the "Issuer") on a one-for-one basis or the cash value of such shares, at the Issuer's option. The rights to convert LTIP units into Operating Partnership Units and redeem Operating Partnership Units do not have expiration dates. The LTIP Units, which vest 25% ratably over four years from the date of grant, were granted under the Empire State Realty Trust, Inc. and Empire State Realty OP, L.P. 2013 Equity Incentive Plan.
/s/ Salvatore Rappa as attorney-in-fact
2015-02-18