0001541401-14-000018.txt : 20140717
0001541401-14-000018.hdr.sgml : 20140717
20140717183340
ACCESSION NUMBER: 0001541401-14-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140715
FILED AS OF DATE: 20140717
DATE AS OF CHANGE: 20140717
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire State Realty Trust, Inc.
CENTRAL INDEX KEY: 0001541401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 371645259
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE
STREET 2: 60 EAST 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10165
BUSINESS PHONE: 212-953-0888
MAIL ADDRESS:
STREET 1: ONE GRAND CENTRAL PLACE
STREET 2: 60 EAST 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10165
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keltner Thomas N.
CENTRAL INDEX KEY: 0001587458
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 14981348
MAIL ADDRESS:
STREET 1: C/O EMPIRE STATE REALTY TRUST, INC.
STREET 2: 60 EAST 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10165
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-07-15
0001541401
Empire State Realty Trust, Inc.
ESRT
0001587458
Keltner Thomas N.
C/O EMPIRE STATE REALTY TRUST, INC.
ONE GRAND CENTRAL PL, 60 EAST 42ND ST.
NEW YORK
NY
10165
0
1
0
0
EVP, General Counsel and Sec.
Operating Partnership Units
2014-02-11
4
G
0
311760
0
D
2014-10-07
Class A Common Stock
311760
128740
I
See footnote
Operating Partnership Units
2014-05-21
4
G
0
37500
0
D
2014-10-07
Class A Common Stock
37500
91240
I
See footnote
Operating Partnership Units
2014-07-15
4
A
0
120387
0
A
2015-07-15
Class A Common Stock
120387
211627
I
See footnote
Operating Partnership Units
2014-07-16
4
G
0
57500
0
D
2014-10-07
Class A Common Stock
57500
154127
I
See footnote
Operating Partnership Units
2014-07-17
4
A
0
0
D
Class A Common Stock
328717
I
See footnote
Represents units of limited partnership interests ("OP Units") of Empire State Realty OP, L.P., of which the Issuer is the sole general partner. OP Units are redeemable by the holder for shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The right to redeem OP Units does not have an expiration date.
Gift of OP Units to Paula S. Keltner Revocable Trust dtd March 1, 2008, for which the reporting person's wife is trustee.
Gift of OP Units to daughters, who do not share the reporting person's household.
OP units held indirectly by the Thomas N. Keltner, Jr. Revocable Trust dtd February 23, 2008, for which the reporting person is trustee.
Represents OP Units received by the reporting person in connection with option properties transactions.
Disregard entries in the fifth row for columns 2, 3, 4, 5, 6, 7 and 8, which entries were provided solely to allow transmission of fifth row information for rows 9, 10, and 11.
Held by the Paula S. Keltner Revocable Trust dtd March 1, 2008, for which the reporting person's wife is the trustee.
Thomas N. Keltner, Jr.
2014-07-17