X0306 5 2018-12-31 0 0 0 0001541401 Empire State Realty Trust, Inc. ESRT 0001587458 Keltner Thomas N. C/O EMPIRE STATE REALTY TRUST, INC. 111 WEST 33RD STREET, 12TH FLOOR NEW YORK NY 10120 0 1 0 0 EVP, Gen. Counsel and Sec. Operating Partnership Units 2018-02-09 5 G 0 63093 0.00 A 2014-10-07 Class A Common stock 63093 207867 I See footnote Operating Partnership Units 2018-10-09 5 G 0 1000 0.00 D 2014-10-07 Class A Common stock 1000 206867 I See footnote Operating Partnership Units 2018-10-09 5 G 0 1000 0.00 D 2014-10-07 Class A Common stock 1000 205867 I See footnote Operating Partnership Units 2018-10-09 5 G 0 1000 0.00 D 2014-10-07 Class A Common stock 1000 204867 I See footnote Operating Partnership Units 2018-10-09 5 G 0 1000 0.00 D 2014-10-07 Class A Common stock 1000 203867 I See footnote Operating Partnership Units 2018-10-09 5 G 0 1000 0.00 D 2014-10-07 Class A Common stock 1000 202867 I See footnote Operating Partnership Units 2018-10-15 5 G 0 165000 0.00 D 2014-10-07 Class A Common stock 165000 163717 I See footnote Operating Partnership Units 2018-10-15 5 G 0 165000 0.00 A 2014-10-07 Class A Common Stock 165000 165000 I See footnote OP Units 2014-10-07 Class A Common stock 162162 162162 I See footnote Represents units of limited partnership interests ("OP Units") of Empire State Realty OP, L.P., of which the Issuer is the sole general partner. OP Units are redeemable by the holder for shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The right to redeem OP Units does not have an expiration date. These acquired and now indirectly held Operating Partnership Units were previously reported by the reporting person as directly held LTIP Units, were thereafter converted to directly held Operating Partnership Units as described in footnote 1, and then were transferred to the Trust described in footnote 4. Reflects minor adjustments in the total ownership of Operating Partnership Units due to ministerial error. Held by the Thomas N. Keltner, Jr. Revocable Trust dtd February 23, 2008, for which the reporting person is trustee. Gift of OP Units to daughters and grandchildren, who do not share the reporting person's household. Held by the Paula S. Keltner Revocable Trust dtd March 1, 2008, for which the reporting person's wife is the trustee. Held by the Paula S. Keltner Family Trust, for which the reporting person's wife is the trustee. Held by the Thomas N. Keltner, Jr. Family Trust, for which the reporting person's wife and sister are trustees. Bart S. Goldstein, Attorney-in-Fact 2019-02-04