0001209191-18-010090.txt : 20180214 0001209191-18-010090.hdr.sgml : 20180214 20180214180442 ACCESSION NUMBER: 0001209191-18-010090 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keltner Thomas N. CENTRAL INDEX KEY: 0001587458 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 18614637 MAIL ADDRESS: STREET 1: C/O EMPIRE STATE REALTY TRUST, INC. STREET 2: 111 WEST 33RD STREET CITY: NEW YORK STATE: NY ZIP: 10120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empire State Realty Trust, Inc. CENTRAL INDEX KEY: 0001541401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 371645259 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 BUSINESS PHONE: 212-953-0888 MAIL ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2017-12-31 0 0 0 0001541401 Empire State Realty Trust, Inc. ESRT 0001587458 Keltner Thomas N. C/O EMPIRE STATE REALTY TRUST, INC. 111 WEST 33RD STREET, 12TH FLOOR NEW YORK NY 10120 0 1 0 0 EVP, Gen. Counsel and Sec. Operating Partnership Units 2017-11-17 5 G 0 1000 0.00 D 2014-10-07 Class A Common Stock 1000 151402 I See Footnote Operating Partnership Units 2017-11-17 5 G 0 1000 0.00 D 2014-10-07 Class A Common Stock 1000 150402 I See Footnote Operating Partnership Units 2017-11-17 5 G 0 1000 0.00 D 2014-10-07 Class A Common Stock 1000 149402 I See Footnote Operating Partnership Units 2017-11-17 5 G 0 1000 0.00 D 2014-10-07 Class A Common Stock 1000 148402 I See Footnote Operating Partnership Units 2014-10-07 Class A Common Stock 328717 328717 I See Footnote Represents units of limited partnership interests ("OP Units") of Empire State Realty OP, L.P., of which the Issuer is the sole general partner. OP Units are redeemable by the holder for shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The right to redeem OP Units does not have an expiration date. Gift of OP Units to daughters and grandchildren, who do not share the reporting person's household. OP units held indirectly by the Thomas N. Keltner, Jr. Revocable Trust dtd February 23, 2008, for which the reporting person is trustee. Held by the Paula S. Keltner Revocable Trust dtd March 1, 2008, for which the reporting person's wife is the trustee. /s/ Debra E. Levin, Attorney-in-Fact 2018-02-14