0001209191-18-010090.txt : 20180214
0001209191-18-010090.hdr.sgml : 20180214
20180214180442
ACCESSION NUMBER: 0001209191-18-010090
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Keltner Thomas N.
CENTRAL INDEX KEY: 0001587458
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 18614637
MAIL ADDRESS:
STREET 1: C/O EMPIRE STATE REALTY TRUST, INC.
STREET 2: 111 WEST 33RD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire State Realty Trust, Inc.
CENTRAL INDEX KEY: 0001541401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 371645259
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-953-0888
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2017-12-31
0
0
0
0001541401
Empire State Realty Trust, Inc.
ESRT
0001587458
Keltner Thomas N.
C/O EMPIRE STATE REALTY TRUST, INC.
111 WEST 33RD STREET, 12TH FLOOR
NEW YORK
NY
10120
0
1
0
0
EVP, Gen. Counsel and Sec.
Operating Partnership Units
2017-11-17
5
G
0
1000
0.00
D
2014-10-07
Class A Common Stock
1000
151402
I
See Footnote
Operating Partnership Units
2017-11-17
5
G
0
1000
0.00
D
2014-10-07
Class A Common Stock
1000
150402
I
See Footnote
Operating Partnership Units
2017-11-17
5
G
0
1000
0.00
D
2014-10-07
Class A Common Stock
1000
149402
I
See Footnote
Operating Partnership Units
2017-11-17
5
G
0
1000
0.00
D
2014-10-07
Class A Common Stock
1000
148402
I
See Footnote
Operating Partnership Units
2014-10-07
Class A Common Stock
328717
328717
I
See Footnote
Represents units of limited partnership interests ("OP Units") of Empire State Realty OP, L.P., of which the Issuer is the sole general partner. OP Units are redeemable by the holder for shares of Class A Common Stock of the Issuer on a one-for-one basis or the cash value of such shares, at the Issuer's option. The right to redeem OP Units does not have an expiration date.
Gift of OP Units to daughters and grandchildren, who do not share the reporting person's household.
OP units held indirectly by the Thomas N. Keltner, Jr. Revocable Trust dtd February 23, 2008, for which the reporting person is trustee.
Held by the Paula S. Keltner Revocable Trust dtd March 1, 2008, for which the reporting person's wife is the trustee.
/s/ Debra E. Levin, Attorney-in-Fact
2018-02-14