0001209191-17-009980.txt : 20170213 0001209191-17-009980.hdr.sgml : 20170213 20170213161826 ACCESSION NUMBER: 0001209191-17-009980 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empire State Realty Trust, Inc. CENTRAL INDEX KEY: 0001541401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 371645259 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 BUSINESS PHONE: 212-953-0888 MAIL ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALKIN ANTHONY E CENTRAL INDEX KEY: 0001076484 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 17599389 MAIL ADDRESS: STREET 1: C/O EMPIRE STATE REALTY TRUST, INC. STREET 2: 111 WEST 33RD STREET CITY: NEW YORK STATE: NY ZIP: 10120 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2016-12-31 0 0 0 0001541401 Empire State Realty Trust, Inc. ESRT 0001076484 MALKIN ANTHONY E C/O EMPIRE STATE REALTY TRUST, INC. 111 WEST 33RD STREET, 12TH FLOOR NEW YORK NY 10120 1 1 0 0 Chairman and CEO Class A Common Stock 2016-12-15 5 G 0 200883 0.00 D 0 D Class A Common Stock 9406 I By: Spouse Year-end gift of shares of Class A common stock to Mr. Malkin and his spouse's non-profit foundation. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein. /s/ Debra E. Levin, Attorney-in-Fact 2017-02-13