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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 11, 2020

 

EMPIRE STATE REALTY TRUST, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Maryland

  

001-36105

  

37-1645259

(State or other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(I.R.S. Employer

Identification No.)

111 West 33rd Street, 12th Floor

New York, New York

  

10120

(Address of Principal Executive Offices)

  

(Zip Code)

Registrant’s telephone number, including area code: (212) 687-8700

n/a

(Former name or former address, if changed from last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

  

Trading

Symbol(s)

  

Name of each exchange

on which registered

Empire State Realty Trust, Inc.

Class A Common Stock, par value $0.01 per share

  

ESRT

  

The New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

In view of the ongoing impact of the COVID-19 pandemic on Empire State Realty Trust, Inc. (the “Company”) and Empire State Realty OP, L.P., the limited partnership through which the Company conducts its operations, Anthony E. Malkin, the Chairman and Chief Executive Officer, has volunteered to reduce his annual base salary for the Company’s second fiscal quarter 2020, retroactively effective on April 1, 2020 through June 30, 2020 to $1.00. The salary reduction will not modify other rights under the Amended and Restated Employment Agreement between Mr. Malkin and the Company, dated as of October 7, 2013, as amended by the First Amendment thereto, including those that are determined by reference to base salary.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

EMPIRE STATE REALTY TRUST, INC.

             

Date: May 11, 2020

 

 

By:

 

/s/ Thomas N. Keltner, Jr.

 

 

Name:

 

Thomas N. Keltner, Jr.

 

 

Title:

 

Executive Vice President, General Counsel and Secretary

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Document and Entity Information
May 11, 2020
Cover [Abstract]  
Amendment Flag false
Entity Central Index Key 0001541401
Document Type 8-K
Document Period End Date May 11, 2020
Entity Registrant Name EMPIRE STATE REALTY TRUST, INC.
Entity Incorporation State Country Code MD
Entity File Number 001-36105
Entity Tax Identification Number 37-1645259
Entity Address, Address Line One 111 West 33rd Street
Entity Address, Address Line Two 12th Floor
Entity Address, City or Town New York
Entity Address, State or Province NY
Entity Address, Postal Zip Code 10120
City Area Code (212)
Local Phone Number 687-8700
Written Communications false
Soliciting Material false
Pre Commencement Tender Offer false
Pre Commencement Issuer Tender Offer false
Security 12b Title Class A Common Stock, par value $0.01 per share
Trading Symbol ESRT
Security Exchange Name NYSE
Entity Emerging Growth Company false