The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | COM | 282914100 | 1,494 | 46,060 | SH | DFND | 1 | 0 | 46,060 | 0 | |
ACCOLADE INC | COM | 00437E102 | 1,996 | 44,000 | SH | DFND | 1 | 0 | 44,000 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 580 | 2,560 | SH | DFND | 1 | 0 | 2,560 | 0 | |
ALIGN TECHNOLOGY INC | COM | 016255101 | 266 | 492 | SH | DFND | 1 | 0 | 492 | 0 | |
ALTIMAR ACQUISITION CORP II | UNIT 99/99/9999 | G03709113 | 2,040 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
ALTIMAR ACQUISITION CORP III | UNIT 99/99/9999 | G0370U124 | 500 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
ALTIMETER GROWTH CORP 2 | COM CL A | G0371B109 | 1,142 | 110,000 | SH | DFND | 1 | 0 | 110,000 | 0 | |
AMAZON COM INC | COM | 023135106 | 11,448 | 3,700 | SH | Call | DFND | 1 | 0 | 3,700 | 0 |
AMAZON COM INC | COM | 023135106 | 24,019 | 7,763 | SH | DFND | 1 | 0 | 7,763 | 0 | |
AMERICAN AIRLS GROUP INC | NOTE 6.500% 7/0 | 02376RAF9 | 87,715 | 51,000,000 | PRN | DFND | 1 | 0 | 51,000,000 | 0 | |
APOLLO STRATEGIC GRWT CPTL I | UNIT 99/99/9999 | G0412A110 | 1,497 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
ARCTOS NORTHSTAR ACQUIS CORP | UNIT 99/99/9999 | G0477L118 | 1,998 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
ASCENDANT DIGITAL ACQUISITIO | COM CL A | G05155109 | 615 | 62,137 | SH | DFND | 1 | 0 | 62,137 | 0 | |
AURORA CANNABIS INC | NOTE 5.500% 2/2 | 05156XAG3 | 4,400 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | |
AXON ENTERPRISE INC | COM | 05464C101 | 246 | 1,725 | SH | DFND | 1 | 0 | 1,725 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 76,608 | 352,140 | SH | DFND | 1 | 0 | 352,140 | 0 | |
BAOZUN INC | NOTE 1.625% 5/0 | 06684LAB9 | 7,241 | 7,000,000 | PRN | DFND | 1 | 0 | 7,000,000 | 0 | |
BEAM THERAPEUTICS INC | COM | 07373V105 | 2,017 | 25,200 | SH | DFND | 1 | 0 | 25,200 | 0 | |
BILIBILI INC | NOTE 1.375% 4/0 | 090040AB2 | 58,477 | 13,500,000 | PRN | DFND | 1 | 0 | 13,500,000 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 4,090 | 105,700 | SH | DFND | 1 | 0 | 105,700 | 0 | |
BLACKLINE INC | COM | 09239B109 | 2,547 | 23,500 | SH | DFND | 1 | 0 | 23,500 | 0 | |
BRIDGETOWN 2 HOLDINGS LTD | CL A | G1355V103 | 1,792 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
BRIDGETOWN HOLDINGS LTD | *W EXP 09/30/202 | G1355U121 | 375 | 133,333 | SH | DFND | 1 | 0 | 133,333 | 0 | |
BRIDGETOWN HOLDINGS LTD | COM CL A | G1355U113 | 4,340 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
CAPSTAR SPL PURP ACQUISITION | COM CL A | 14070Y101 | 1,465 | 150,100 | SH | DFND | 1 | 0 | 150,100 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 2,006 | 75,600 | SH | DFND | 1 | 0 | 75,600 | 0 | |
CATCHA INVESTMENT CORP | UNIT 99/99/9999 | G1962Y128 | 5,024 | 504,900 | SH | DFND | 1 | 0 | 504,900 | 0 | |
CC NEUBERGER PRIN HLDGS II | *W EXP 07/29/202 | G3166T111 | 83 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
CC NEUBERGER PRIN HLDGS II | SHS CL A | G3166T103 | 986 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
CC NEUBERGER PRINCIPAL HOLDN | UNIT 99/99/9999 | G1992N118 | 250 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
CERIDIAN HCM HLDG INC | COM | 15677J108 | 2,739 | 32,500 | SH | DFND | 1 | 0 | 32,500 | 0 | |
CHEGG INC | COM | 163092109 | 7,058 | 82,391 | SH | DFND | 1 | 0 | 82,391 | 0 | |
CHURCHILL CAPITAL CORP IV | *W EXP 08/04/202 | 171439110 | 1,673 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
CHURCHILL CAPITAL CORP VI | UNIT 99/99/9999 | 17143W200 | 241 | 23,913 | SH | DFND | 1 | 0 | 23,913 | 0 | |
CHURCHILL CAPITAL CORP VII | UNIT 99/99/9999 | 17144M201 | 9,165 | 919,281 | SH | DFND | 1 | 0 | 919,281 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 6,190 | 85,080 | SH | DFND | 1 | 0 | 85,080 | 0 | |
CONX CORP | UNIT 10/30/2027 | 212873202 | 5,125 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
DHC ACQUISITION CORP | UNIT 02/25/2026 | G2758T125 | 500 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
DISNEY WALT CO | COM | 254687106 | 4,281 | 23,200 | SH | DFND | 1 | 0 | 23,200 | 0 | |
ELASTIC N V | ORD SHS | N14506104 | 1,884 | 16,940 | SH | DFND | 1 | 0 | 16,940 | 0 | |
ETSY INC | COM | 29786A106 | 4,101 | 20,337 | SH | DFND | 1 | 0 | 20,337 | 0 | |
EVERBRIDGE INC | COM | 29978A104 | 931 | 7,686 | SH | DFND | 1 | 0 | 7,686 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 1,371 | 10,400 | SH | DFND | 1 | 0 | 10,400 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 21,248 | 72,141 | SH | DFND | 1 | 0 | 72,141 | 0 | |
FORTRESS VALUE ACQUIS CORP I | UNIT 12/31/2027 | 34964G206 | 1,503 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
FORTRESS VALUE ACQUISI CORP | UNIT 03/31/2028 | 34964K207 | 3,465 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | |
FORTRESS VALUE ACQUISITION I | COM CL A | 349642108 | 581 | 58,298 | SH | DFND | 1 | 0 | 58,298 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 15,785 | 479,350 | SH | DFND | 1 | 0 | 479,350 | 0 | |
FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 1,604 | 10,100 | SH | DFND | 1 | 0 | 10,100 | 0 | |
GOLAR LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | 8,296 | 8,500,000 | PRN | DFND | 1 | 0 | 8,500,000 | 0 | |
GORES HLDGS V INC | *W EXP 08/05/202 | 382864114 | 124 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
GORES HLDGS V INC | COM CL A | 382864106 | 3,992 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
GORES HLDGS VIII INC | UNIT 02/01/2028 | 382863207 | 1,856 | 185,571 | SH | DFND | 1 | 0 | 185,571 | 0 | |
GORES HOLDINGS VII INC | UNIT 02/12/2028 | 38286T200 | 910 | 91,360 | SH | DFND | 1 | 0 | 91,360 | 0 | |
GORES METROPOULOS II INC | UNIT 01/31/2028 | 382873206 | 4,919 | 487,061 | SH | DFND | 1 | 0 | 487,061 | 0 | |
GORES TECHNOLOGY PARTNERS II | UNIT 03/16/2028 | 38287L206 | 399 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
GORES TECHNOLOGY PARTNERS IN | UNIT 03/16/2028 | 382870202 | 200 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
GS ACQUISITION HLDGS CORP II | UNIT 99/99/9999 | 36258Q204 | 549 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
HAYMAKER ACQUISITION CORP II | UNIT 03/01/2026 | 42087R207 | 746 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
HERBALIFE LTD | NOTE 2.625% 3/1 | 42703MAD5 | 15,718 | 15,000,000 | PRN | DFND | 1 | 0 | 15,000,000 | 0 | |
HH&L ACQUISITION CO | UNIT 99/99/9999 | G39714111 | 10,100 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
I MAB | SPONSORED ADS | 44975P103 | 9,213 | 190,086 | SH | DFND | 1 | 0 | 190,086 | 0 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 608 | 32,500 | SH | DFND | 1 | 0 | 32,500 | 0 | |
ION ACQUISITION CORP 2 LTD | UNIT 99/99/9999 | G49393120 | 254 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
IQIYI INC | NOTE 2.000% 4/0 | 46267XAD0 | 34,279 | 36,750,000 | PRN | DFND | 1 | 0 | 36,750,000 | 0 | |
IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 20,730 | 20,500,000 | PRN | DFND | 1 | 0 | 20,500,000 | 0 | |
IQIYI INC | NOTE 4.000%12/1 | 46267XAE8 | 30,203 | 29,000,000 | PRN | DFND | 1 | 0 | 29,000,000 | 0 | |
ISOS ACQUISITION CORPORATION | UNIT 99/99/9999 | G4962C120 | 996 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 37,440 | 21,138,000 | PRN | DFND | 1 | 0 | 21,138,000 | 0 | |
JD.COM INC | SPON ADR CL A | 47215P106 | 5,237 | 62,100 | SH | DFND | 1 | 0 | 62,100 | 0 | |
KE HLDGS INC | SPONSORED ADS | 482497104 | 10,873 | 190,827 | SH | DFND | 1 | 0 | 190,827 | 0 | |
KENSINGTON CAPITAL ACQUISITI | UNIT 99/99/9999 | 49006L203 | 785 | 76,500 | SH | DFND | 1 | 0 | 76,500 | 0 | |
KKR ACQUISITION HOLDING I CO | UNIT 99/99/9999 | 48253T208 | 5,005 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
LAZARD GROWTH ACQUISITION CO | UNIT 99/99/9999 | G54035129 | 750 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | |
LEO HOLDINGS III CORP | UNIT 99/99/9999 | G5463T116 | 3,626 | 370,000 | SH | DFND | 1 | 0 | 370,000 | 0 | |
LYFT INC | CL A COM | 55087P104 | 27,309 | 432,240 | SH | DFND | 1 | 0 | 432,240 | 0 | |
MARAVAI LIFESCIENCES HLDGS I | COM CL A | 56600D107 | 1,140 | 32,000 | SH | DFND | 1 | 0 | 32,000 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 9,924 | 112,500 | SH | DFND | 1 | 0 | 112,500 | 0 | |
MODERNA INC | COM | 60770K107 | 39,683 | 303,041 | SH | DFND | 1 | 0 | 303,041 | 0 | |
MOMO INC | NOTE 1.250% 7/0 | 60879BAB3 | 2,122 | 2,500,000 | PRN | DFND | 1 | 0 | 2,500,000 | 0 | |
NETFLIX INC | COM | 64110L106 | 10,952 | 20,995 | SH | DFND | 1 | 0 | 20,995 | 0 | |
NEW FRONTIER HEALTH CORP | *W EXP 11/30/202 | G6461G114 | 413 | 174,500 | SH | DFND | 1 | 0 | 174,500 | 0 | |
NORTHERN GENESIS ACQU CORP I | UNIT 99/99/9999 | 66516W206 | 8,982 | 900,000 | SH | DFND | 1 | 0 | 900,000 | 0 | |
NORTHERN GENESIS ACQUISITION | *W EXP 01/15/202 | 66516U119 | 193 | 166,666 | SH | DFND | 1 | 0 | 166,666 | 0 | |
NORTHERN GENESIS ACQUISITION | *W EXP 07/31/202 | 66516T112 | 6,060 | 1,018,449 | SH | DFND | 1 | 0 | 1,018,449 | 0 | |
NORTHERN GENESIS ACQUISITION | COMMON STOCK | 66516T104 | 324 | 19,889 | SH | DFND | 1 | 0 | 19,889 | 0 | |
NORTHERN GENESIS ACQUISITION | COMMON STOCK | 66516U101 | 4,960 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
NORTHERN STAR INVEST CORP II | UNIT 02/25/2028 | 66574L209 | 1,116 | 112,121 | SH | DFND | 1 | 0 | 112,121 | 0 | |
NORTHERN STAR INVEST CORP IV | UNIT 02/25/2028 | 66575B200 | 1,171 | 118,004 | SH | DFND | 1 | 0 | 118,004 | 0 | |
OAK STR HEALTH INC | COM | 67181A107 | 2,996 | 55,200 | SH | DFND | 1 | 0 | 55,200 | 0 | |
OAKTREE ACQUISITION CORP II | *W EXP 09/15/202 | G6715X111 | 31 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
OAKTREE ACQUISITION CORP II | CL A SHS | G6715X103 | 989 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
PATHFINDER ACQUISITION CORP | UNIT 02/17/2026 | G04119114 | 2,358 | 238,200 | SH | DFND | 1 | 0 | 238,200 | 0 | |
PERIDOT ACQUISITION CORP II | UNIT 99/99/9999 | G7008B113 | 994 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
PINDUODUO INC | NOTE 12/0 | 722304AC6 | 43,987 | 41,500,000 | PRN | DFND | 1 | 0 | 41,500,000 | 0 | |
PIVOTAL INVESTMENT CORP III | UNIT 01/28/2028 | 72582M205 | 492 | 49,184 | SH | DFND | 1 | 0 | 49,184 | 0 | |
RECHARGE ACQUISITION CORP | *W EXP 10/05/202 | 756229118 | 193 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 3,916 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
RLX TECHNOLOGY INC | SPONSORED ADS | 74969N103 | 265 | 25,600 | SH | DFND | 1 | 0 | 25,600 | 0 | |
SCION TECH GROWTH II | UNIT 99/99/9999 | G31070124 | 199 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
SEA LTD | SPONSORD ADS | 81141R100 | 1,674 | 7,500 | SH | DFND | 1 | 0 | 7,500 | 0 | |
SLAM CORP | UNIT 99/99/9999 | G8210L113 | 5,421 | 546,448 | SH | DFND | 1 | 0 | 546,448 | 0 | |
SOARING EAGLE ACQUISITION CO | UNIT 02/23/2026 | G8354H100 | 4,604 | 454,989 | SH | DFND | 1 | 0 | 454,989 | 0 | |
SOUTH JERSEY INDS INC | UNIT 04/01/2024 | 838518306 | 12,524 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
SPARTAN ACQUISITION CORP III | UNIT 99/99/9999 | 84677R205 | 3,149 | 313,990 | SH | DFND | 1 | 0 | 313,990 | 0 | |
STAR PEAK ENERGY TRANSITION | *W EXP 08/11/202 | 855185112 | 2,242 | 158,464 | SH | DFND | 1 | 0 | 158,464 | 0 | |
SUPERNOVA PARTNERS ACQUISTN | UNIT 99/99/9999 | G8T86C113 | 1,155 | 115,000 | SH | DFND | 1 | 0 | 115,000 | 0 | |
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 2,741 | 50,900 | SH | DFND | 1 | 0 | 50,900 | 0 | |
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 34,596 | 1,688,418 | SH | DFND | 1 | 0 | 1,688,418 | 0 | |
TORTOISE ACQUISITION CORP II | *W EXP 06/14/202 | G89554128 | 123 | 37,500 | SH | DFND | 1 | 0 | 37,500 | 0 | |
TPG PACE TECH OPPORTUNITIES | CL A COM | G8990Y103 | 972 | 98,130 | SH | DFND | 1 | 0 | 98,130 | 0 | |
TUYA INC | SPONSERED ADS | 90114C107 | 3,805 | 180,000 | SH | DFND | 1 | 0 | 180,000 | 0 | |
TWC TECH HLDGS II CORP | *W EXP 09/15/202 | 90117G113 | 53 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
TWC TECH HLDGS II CORP | COM | 90117G105 | 1,476 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
TWILIO INC | CL A | 90138F102 | 5,452 | 16,000 | SH | DFND | 1 | 0 | 16,000 | 0 | |
TWITTER INC | COM | 90184L102 | 2,933 | 46,100 | SH | DFND | 1 | 0 | 46,100 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 45,100 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
VIPSHOP HOLDINGS LIMITED | SPONSORED ADS A | 92763W103 | 10,152 | 340,000 | SH | DFND | 1 | 0 | 340,000 | 0 | |
WAYFAIR INC | CL A | 94419L101 | 3,222 | 10,237 | SH | DFND | 1 | 0 | 10,237 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 6,046 | 154,750 | SH | DFND | 1 | 0 | 154,750 | 0 | |
XPENG INC | ADS | 98422D105 | 6,223 | 170,435 | SH | DFND | 1 | 0 | 170,435 | 0 | |
YY INC | NOTE 0.750% 6/1 | 98426TAD8 | 16,605 | 13,800,000 | PRN | DFND | 1 | 0 | 13,800,000 | 0 | |
YY INC | NOTE 1.375% 6/1 | 98426TAF3 | 14,975 | 12,500,000 | PRN | DFND | 1 | 0 | 12,500,000 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 3,090 | 106,000 | SH | DFND | 1 | 0 | 106,000 | 0 |