0001209191-12-059805.txt : 20121231 0001209191-12-059805.hdr.sgml : 20121231 20121231175628 ACCESSION NUMBER: 0001209191-12-059805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121227 FILED AS OF DATE: 20121231 DATE AS OF CHANGE: 20121231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Dana C CENTRAL INDEX KEY: 0001541383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35421 FILM NUMBER: 121294107 MAIL ADDRESS: STREET 1: 1535 RANCHO CONEJO BOULEVARD CITY: THOUSAND OAKS STATE: CA ZIP: 91320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ceres, Inc. CENTRAL INDEX KEY: 0000767884 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 1535 RANCHO CONEJO BLVD. CITY: THOUSAND OAKS STATE: CA ZIP: 91320 BUSINESS PHONE: 805-376-6500 MAIL ADDRESS: STREET 1: 1535 RANCHO CONEJO BLVD. CITY: THOUSAND OAKS STATE: CA ZIP: 91320 FORMER COMPANY: FORMER CONFORMED NAME: CERES INC DATE OF NAME CHANGE: 19850504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ambergate Trust CENTRAL INDEX KEY: 0001541305 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35421 FILM NUMBER: 121294110 BUSINESS ADDRESS: STREET 1: ST. PETER'S HOUSE, LE BORDAGE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 6AX BUSINESS PHONE: 8053766500 MAIL ADDRESS: STREET 1: 1535 RANCHO CONEJO BOULEVARD CITY: THOUSAND OAKS STATE: CA ZIP: 91320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rothschild Trust Guernsey Ltd (Ambergate) CENTRAL INDEX KEY: 0001541307 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 0312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35421 FILM NUMBER: 121294109 BUSINESS ADDRESS: STREET 1: ST. PETER'S HOUSE, LE BORDAGE CITY: ST. PETER PORT STATE: Y7 ZIP: GY1 6AX BUSINESS PHONE: 8053766500 MAIL ADDRESS: STREET 1: 1535 RANCHO CONEJO BOULEVARD CITY: THOUSAND OAKS STATE: CA ZIP: 91320 FORMER NAME: FORMER CONFORMED NAME: Rothschild Trust Guernsey Ltd as Trustee F/B/O The Ambergate Trust DATE OF NAME CHANGE: 20120202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lynda De Logi Trust CENTRAL INDEX KEY: 0001541384 STATE OF INCORPORATION: NY FISCAL YEAR END: 1212 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35421 FILM NUMBER: 121294108 BUSINESS ADDRESS: STREET 1: 4601 GULF SHORE BOULEVARD, NORTH STREET 2: ENCLAVE #25 CITY: NAPLES STATE: FL ZIP: 34103 BUSINESS PHONE: 8053766500 MAIL ADDRESS: STREET 1: 1535 RANCHO CONEJO BOULEVARD CITY: THOUSAND OAKS STATE: CA ZIP: 91320 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-27 0 0000767884 Ceres, Inc. CERE 0001541305 Ambergate Trust C/O CERES, INC. 1535 RANCHO CONEJO BOULEVARD THOUSAND OAKS CA 91320 0 0 1 0 0001541384 Lynda De Logi Trust C/O CERES, INC. 1535 RANCHO CONEJO BOULEVARD THOUSAND OAKS CA 91320 0 0 1 0 0001541383 Smith Dana C C/O CERES, INC. 1535 RANCHO CONEJO BOULEVARD THOUSAND OAKS CA 91320 0 0 1 0 0001541307 Rothschild Trust Guernsey Ltd (Ambergate) C/O CERES, INC. 1535 RANCHO CONEJO BOULEVARD THOUSAND OAKS CA 91320 0 0 1 0 Common Stock 2012-12-27 4 P 0 27200 4.1577 A 2277656 D Common Stock 2012-12-28 4 P 0 300 4.11 A 2277956 D Common Stock 359000 D Represents the weighted average sales price of shares sold at prices from $4.10 to $4.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth. Held by the Ambergate Trust. Represents the weighted average sales price of shares sold at prices from $4.10 to $4.12, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth. Held by the Lynda De Logi Trust. /s/ Paul Kuc, Attorney-in-Fact for The Ambergate Trust /s/ Paul Kuc, Attorney-in-Fact for The Lynda De Logi Trust /s/ Paul Kuc, Attorney-in-Fact for Rothschild Trust Guernsey Limited (Ambergate) /s/ Paul Kuc, Attorney-in-Fact for Dana C. Smith 2012-12-31