0001541211-15-000005.txt : 20151007 0001541211-15-000005.hdr.sgml : 20151007 20151007150105 ACCESSION NUMBER: 0001541211-15-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151007 DATE AS OF CHANGE: 20151007 EFFECTIVENESS DATE: 20151007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 151148750 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001541211 XXXXXXXX 09-30-2015 09-30-2015 Hilton Capital Management, LLC

1010 FRANKLIN AVENUE GARDEN CITY NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS 5146-535-3828 BARBARA L. MARTENS GARDEN CITY NY 10-07-2015 0 93 291556 false INFORMATION TABLE 2 13F201509.XML COLONY FINANCIAL CONV. SR NT Convertible Bonds 19624RAB2 3106 3250000 PRN SOLE 0 750000 0 2500000 HCI GROUP CONV. SR NT Convertible Bonds 40416EAB9 10151 11155000 PRN SOLE 0 1685000 0 9470000 MACQUARIE INFRASTRUCTURE Convertible Bonds 55608BAA3 114 100000 PRN SOLE 0 0 0 100000 Royal Gold Inc Conv Sr Note 2.875% 06/15/19 Convertible Bonds 780287AA6 11 11000 PRN SOLE 0 11000 0 0 APPLE COMPUTER INC Common Stocks 037833100 1092 9903 SH SOLE 0 482 0 9421 AMERICAN MIDSTREAM PARTNERS LLP Common Stocks 02752P100 228 20550 SH SOLE 0 0 0 20550 JPMORGAN CHASE & CO ALERIAN ML ETN Equity ETN 46625H365 1923 63270 PRN SOLE 0 24353 0 38917 AMERIPRISE FINL INC Common Stocks 03076C106 262 2400 SH SOLE 0 0 0 2400 AMERICAN RIVER BANKSHRS Common Stocks 029326105 112 11675 SH SOLE 0 11675 0 0 AMAZON COM INC Common Stocks 023135106 3756 7338 SH SOLE 0 0 0 7338 ALPINE TOTAL DYNAMIC DIVIDEND FUND Equity Closed-End Fund 021060207 8510 1134698 PRN SOLE 0 487255 0 647444 AMERICAN EXPRESS CO Common Stocks 025816109 927 12500 SH SOLE 0 0 0 12500 BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN Common Stocks 106776107 52 25500 SH SOLE 0 0 0 25500 POWERSHARES SENIOR LOAN Fixed Income ETF 73936Q769 806 35000 PRN SOLE 0 0 0 35000 BRYN MAWR BANK CORP Common Stocks 117665109 5974 192262 SH SOLE 0 84396 0 107866 BLUEROCK RESIDENTIAL GROWTH Common Stocks 09627J102 6230 520007 SH SOLE 0 245702 0 274305 CELGENE CORP Common Stocks 151020104 747 6905 SH SOLE 0 0 0 6905 COMCAST CORP NEW CL A Common Stocks 20030N101 215 3772 SH SOLE 0 3712 0 60 COBIZ FINANCIAL INC Common Stocks 190897108 166 12725 SH SOLE 0 12725 0 0 COSTCO WHOLESALE CORP Common Stocks 22160K105 289 2000 SH SOLE 0 0 0 2000 CVS CORP Common Stocks 126650100 7451 77227 SH SOLE 0 38974 0 38253 WALT DISNEY COMPANY Common Stocks 254687106 1077 10541 SH SOLE 0 80 0 10461 DOLLAR TREE INC Common Stocks 256746108 667 10000 SH SOLE 0 0 0 10000 PROSHARES SHORT DOW 30 Equity ETFs 74347R701 221 9000 PRN SOLE 0 0 0 9000 EDAP TMS SA-ADR Common Stocks 268311107 307 55000 SH SOLE 0 0 0 55000 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 17567 705519 SH SOLE 0 214846 0 490673 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 749 36000 SH SOLE 0 8000 0 28000 ENERGY TRANSFER PARTNERS L.P. Common Stocks 29273R109 301 7322 SH SOLE 0 0 0 7322 EV ENERGY PARTNERS LP Common Stocks 26926V107 81 13500 SH SOLE 0 0 0 13500 FACEBOOK INC Common Stocks 30303M102 405 4500 SH SOLE 0 0 0 4500 FCB FINANCIAL HOLDINGS Common Stocks 30255G103 389 11920 SH SOLE 0 11920 0 0 1ST CENTY BANCSHARES INC COM Common Stocks 31943X102 189 23920 SH SOLE 0 23920 0 0 FEDERATED INVESTORS INC-CL B Common Stocks 314211103 770 26655 SH SOLE 0 1875 0 24780 WINTHROP REALTY TRUST Common Stocks 976391300 17562 1223006 SH SOLE 0 489733 0 733273 GENESIS ENERGY LP Common Stocks 371927104 231 6030 SH SOLE 0 0 0 6030 GILEAD Sciences Common Stocks 375558103 367 3734 SH SOLE 0 3234 0 500 GREEN BANCORP INC Common Stocks 39260X100 134 11655 SH SOLE 0 11655 0 0 GOOGLE INC CL C Common Stocks 38259P706 2745 4511 SH SOLE 0 6 0 4505 GOOGLE INC Common Stocks 38259P508 426 667 SH SOLE 0 4 0 663 GRAMERCY PROPERTY TRUST INC Common Stocks 38489R605 10274 494654 SH SOLE 0 196105 0 298549 HOWARD BANCORP Common Stocks 442496105 2712 191000 SH SOLE 0 0 0 191000 HERITAGE FINANCIAL CORP Common Stocks 42722X106 6461 343328 SH SOLE 0 153510 0 189818 HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12 Preferred Stock 404280604 2452 96931 PRN SOLE 0 43771 0 53160 HERITAGE COMMERCE CORP Common Stocks 426927109 589 51896 SH SOLE 0 44691 0 7205 Ishares Russell 1000 Growth ETF Equity ETFs 464287614 264 2835 PRN SOLE 0 2835 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 9089 405744 PRN SOLE 0 170872 0 234872 JOHNSON & JOHNSON Common Stocks 478160104 904 9683 SH SOLE 0 498 0 9185 KINGSTONE INC Common Stocks 496719105 173 20000 SH SOLE 0 0 0 20000 KINDER MORGAN INC Common Stocks 49456B101 836 30197 SH SOLE 0 0 0 30197 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 17437 150206 PRN SOLE 0 78289 0 71917 LEGACYTEXAS FINANCIAL GROUP Common Stocks 52471Y106 222 7270 SH SOLE 0 7270 0 0 MATTEL INC. Common Stocks 577081102 561 26625 SH SOLE 0 0 0 26625 MEDLEY CAP CORP Common Stocks 58503F106 6569 882922 SH SOLE 0 394093 0 488829 MCDONALDS CORP Common Stocks 580135101 10578 107361 SH SOLE 0 43334 0 64027 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 723 17264 SH SOLE 0 0 0 17264 SPDR S&P MIDCAP ETF TRST Equity ETFs 78467Y107 249 1000 PRN SOLE 0 0 0 1000 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 14194 236139 SH SOLE 0 82371 0 153768 MERCK & COMPANY Common Stocks 58933Y105 225 4547 SH SOLE 0 2750 0 1797 MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN Common Stocks 570759100 279 6500 SH SOLE 0 0 0 6500 NEXTERA ENERGY, INC. Common Stocks 65339F101 668 6843 SH SOLE 0 0 0 6843 TARGA RESOURCES PARTNERS LP COM UNIT Common Stocks 87611X105 1966 67700 SH SOLE 0 0 0 67700 Nuveen Dividend Advantage Municipal Income Fund Fixed Income Closed-End Fund 67071L106 446 32000 PRN SOLE 0 0 0 32000 NOVARTIS AG SPONSORED ADR Common Stocks 66987V109 9061 98580 SH SOLE 0 41016 0 57564 OXBRIDGE RE HOLDINGS LTD Common Stocks G6856M106 118 19750 SH SOLE 0 0 0 19750 PLAINS ALL AMERN PIPELINE L UNIT L P INT Common Stocks 726503105 4092 134683 SH SOLE 0 7800 0 126883 PIMCO DYNAMIC INC FUND Fixed Income Closed-End Fund 72201Y101 15491 537878 PRN SOLE 0 207722 0 330156 PFIZER INC Common Stocks 717081103 6653 211827 SH SOLE 0 118899 0 92928 ISHARES S&P PREFERRED STOCK INDEX FUND Preferred Stock 464288687 2903 75210 PRN SOLE 0 280 0 74930 PROCTER & GAMBLE COMPANY Common Stocks 742718109 260 3617 SH SOLE 0 0 0 3617 PINNACLE FINANCIAL PARTNERS Common Stocks 72346Q104 274 5540 SH SOLE 0 5540 0 0 RITE AID CORP Common Stocks 767754104 516 85000 SH SOLE 0 0 0 85000 REPUBLIC SERVICES, INC. Common Stocks 760759100 8952 217275 SH SOLE 0 103142 0 114133 SERVISFIRST BANCSHARES INC Common Stocks 81768T108 385 9275 SH SOLE 0 9275 0 0 PROSHARES TR PSHS SHRT S&P5 Equity ETFs 74347R503 1971 87575 PRN SOLE 0 32939 0 54636 STERLING BANCORP Common Stocks 85917A100 9956 669540 SH SOLE 0 286858 0 382682 STONEMOR PARTNERS LP Common Stocks 86183Q100 6601 241978 SH SOLE 0 106794 0 135184 CONSTELLATION BRANDS INC-A Common Stocks 21036P108 8779 70118 SH SOLE 0 34620 0 35498 SILVERCREST MINES INC. Common Stocks 828365106 114 130000 SH SOLE 0 130000 0 0 A T & T INC (NEW) Common Stocks 00206R102 223 6843 SH SOLE 0 0 0 6843 TALLGRASS ENERGY PARTNERS LP Common Stocks 874697105 1089 27715 SH SOLE 0 0 0 27715 THORATEC CORP NEW Common Stocks 885175307 264 4175 SH SOLE 0 0 0 4175 TOOTSIE ROLL INDUSTRIES, INC. Common Stocks 890516107 4589 146669 SH SOLE 0 66477 0 80192 TWO HBRS INVT CORP Common Stocks 90187B101 235 26685 SH SOLE 0 17000 0 9685 VECTOR GROUP LTD. Common Stocks 92240M108 10919 482947 SH SOLE 0 216452 0 266495 VANGUARD DIVIDEND APPREC Equity ETFs 921908844 243 3295 PRN SOLE 0 3295 0 0 VERIZON COMMUNICATIONS Common Stocks 92343V104 450 10338 SH SOLE 0 750 0 9588 WESTERN GAS PARTNERS LP UNIT LP IN Common Stocks 958254104 3607 77040 SH SOLE 0 500 0 76540 WESTWOOD HOLDINGS GROUP, INC. Common Stocks 961765104 4427 81458 SH SOLE 0 35524 0 45934 WHEELER REAL ESTATE SER B. 9.00% CONV. PREF Preferred Stock 963025309 2858 122905 PRN SOLE 0 47175 0 75730 WAL MART STORES INC Common Stocks 931142103 764 11777 SH SOLE 0 270 0 11507 WILLIAMS PARTNERS LP Common Stocks 96949L105 718 22492 SH SOLE 0 0 0 22492 EXXON MOBIL CORP Common Stocks 30231G102 504 6775 SH SOLE 0 0 0 6775 ZELTIQ AESTHETICS INC Common Stocks 98933Q108 359 11200 SH SOLE 0 0 0 11200