0001387131-21-005484.txt : 20210511 0001387131-21-005484.hdr.sgml : 20210511 20210511100645 ACCESSION NUMBER: 0001387131-21-005484 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210511 DATE AS OF CHANGE: 20210511 EFFECTIVENESS DATE: 20210511 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 21910019 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 03-31-2021 03-31-2021 false Hilton Capital Management, LLC

1010 Franklin Avenue Garden City NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS 516-535-3828 /s/ BARBARA MARTENS GARDEN CITY NY 05-10-2021 0 124 923855 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT ABBOTT LABS Common Stocks 002824100 259 2160 SH SOLE 2160 0 0 ABBVIE INC Common Stocks 00287Y109 377 3488 SH SOLE 3488 0 0 ACCENTURE PLC Common Stocks G1151C101 17715 64127 SH SOLE 64127 0 0 ADVANCED AUTO PARTS Common Stocks 00751Y106 11562 63011 SH SOLE 63011 0 0 ADVANCED MICRO DEVICES Common Stocks 007903107 606 7715 SH SOLE 7715 0 0 AGNC INVESTMENT CORP Common Stocks 00123Q104 11644 694768 SH SOLE 694768 0 0 ALPHABET INC -CL A Common Stocks 02079K305 1341 650 SH SOLE 650 0 0 ALPHABET INC -CL C Common Stocks 02079K107 6177 2986 SH SOLE 2986 0 0 AMAZON COM INC Common Stocks 023135106 13623 4403 SH SOLE 4403 0 0 AMERICOLD REALTY TRUST Common Stocks 03064D108 995 25861 SH SOLE 25861 0 0 ANALOG DEVICES INC. Common Stocks 032654105 23619 152301 SH SOLE 152301 0 0 ANNALY CAP MGMT INC Common Stocks 035710409 11349 1319672 SH SOLE 1319672 0 0 APHRIA INC Common Stocks 03765K104 3057 166400 SH SOLE 166400 0 0 APPLE INC. Common Stocks 037833100 25289 207029 SH SOLE 207029 0 0 APPLIED MATERIALS INC. Common Stocks 038222105 24932 186619 SH SOLE 186619 0 0 APTARGROUP INC Common Stocks 038336103 318 2242 SH SOLE 2242 0 0 AURORA CANNABIS INC Common Stocks 05156X884 400 42963 SH SOLE 42963 0 0 AVANOS MEDICAL INC Common Stocks 05350V106 202 4619 SH SOLE 4619 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stocks 084670702 211 825 SH SOLE 825 0 0 BLACKROCK INC. Common Stocks 09247X101 204 270 SH SOLE 270 0 0 BLACKSTONE GROUP LP Common Stocks 09260D107 17104 229486 SH SOLE 229486 0 0 BOEING CO Common Stocks 097023105 545 2138 SH SOLE 2138 0 0 BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 099502106 22727 282219 SH SOLE 282219 0 0 BRISTOL MYERS SQUIBB CO Common Stocks 110122108 550 8712 SH SOLE 8712 0 0 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 357 2332 SH SOLE 2332 0 0 BROOKS AUTOMATION INC Common Stocks 114340102 225 2756 SH SOLE 2756 0 0 BURLINGTON STORES INC Common Stocks 122017106 216 723 SH SOLE 723 0 0 CATERPILLAR INC Common Stocks 149123101 24582 106017 SH SOLE 106017 0 0 CBRE ACQUISTION HOLDINGS Common Stocks 12510J106 212 21720 SH SOLE 21720 0 0 CHEVRONTEXACO CORP Common Stocks 166764100 12688 121081 SH SOLE 121081 0 0 CI FINANCIAL CORP Common Stocks 125491100 145 10007 SH SOLE 10007 0 0 COCA COLA CO Common Stocks 191216100 656 12444 SH SOLE 12444 0 0 COLGATE PALMOLIVE CO Common Stocks 194162103 309 3925 SH SOLE 3925 0 0 COMCAST CORP NEW CL A Common Stocks 20030N101 23773 439348 SH SOLE 439348 0 0 COMMERCIAL METALS COMPANY Common Stocks 201723103 203 6573 SH SOLE 6573 0 0 COMMUNICATIONS SERVICES SELECT SPDR FUND Equity ETFs 81369Y852 32888 448557 SH SOLE 448557 0 0 CONCENTRIX CORP Common Stocks 20602D101 209 1396 SH SOLE 1396 0 0 CULLEN/FROST BANKERS, INC. Common Stocks 229899109 212 1951 SH SOLE 1951 0 0 DOLLAR GENERAL CORP Common Stocks 256677105 12640 62385 SH SOLE 62385 0 0 DYCOM INDS INC Common Stocks 267475101 253 2729 SH SOLE 2729 0 0 EMCOR GROUP INC Common Stocks 29084Q100 221 1967 SH SOLE 1967 0 0 ENERGY SELECT SECTOR SPDR Equity ETFs 81369Y506 25573 521266 SH SOLE 521266 0 0 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 255 33163 SH SOLE 33163 0 0 ENLINK MIDSTREAM LLC Common Stocks 29336T100 47 10925 SH SOLE 10925 0 0 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 4289 194791 SH SOLE 194791 0 0 EXXON MOBIL CORP Common Stocks 30231G102 384 6875 SH SOLE 6875 0 0 FACEBOOK INC Common Stocks 30303M102 409 1389 SH SOLE 1389 0 0 FG FINANCIAL GROUP INC Common Stocks 30259W104 417 89750 SH SOLE 89750 0 0 FIRST HORIZON NATIONAL CORP Common Stocks 320517105 365 21582 SH SOLE 21582 0 0 FOOT LOCKER INC Common Stocks 344849104 221 3920 SH SOLE 3920 0 0 GILDAN ACTIVEWEAR INC. Common Stocks 375916103 223 7270 SH SOLE 7270 0 0 GORES METROPOLOUS II Common Stocks 382873206 280 27670 SH SOLE 27670 0 0 HCI GROUP INC Common Stocks 40416E103 7859 102305 SH SOLE 102305 0 0 HERITAGE COMMERCE CORP Common Stocks 426927109 381 31151 SH SOLE 31151 0 0 HOULIHAN LOKEY INC Common Stocks 441593100 11701 175926 SH SOLE 175926 0 0 ICF INTERNATIONAL INC Common Stocks 44925C103 205 2342 SH SOLE 2342 0 0 INDUS REALTY TRUST INC Common Stocks 45580R103 603 10024 SH SOLE 10024 0 0 INTERCONTINENTAL EXCHANGE INC Common Stocks 45866F104 12712 113829 SH SOLE 113829 0 0 INVESCO QQQ TRUST UNIT SER 1 Equity ETFs 46090E103 5460 17110 SH SOLE 17110 0 0 INVESCO SENIOR LOAN ETF Fixed Income ETF 46138G508 56182 2538720 SH SOLE 2538720 0 0 ISHARES MSCI CANADA ETF Equity ETFs 464286509 15900 466967 SH SOLE 466967 0 0 ISHARES NASDAQ BIOTECHNOLOGY Equity ETFs 464287556 477 3165 SH SOLE 3165 0 0 ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 464287614 367 1511 SH SOLE 1511 0 0 ISHARES SHORT TERM CORPORATE Fixed Income ETF 464288646 21796 398616 SH SOLE 398616 0 0 ISHARES TR HIGH YLD CORP Fixed Income ETF 464288513 218 2496 SH SOLE 2496 0 0 ISHARES TR RUSSELL 2000 ETF Equity ETFs 464287655 319 1445 SH SOLE 1445 0 0 J P MORGAN CHASE & CO Common Stocks 46625H100 23080 151611 SH SOLE 151611 0 0 JACOBS ENGN GRP INC Common Stocks 469814107 290 2244 SH SOLE 2244 0 0 JOHNSON & JOHNSON Common Stocks 478160104 1899 11555 SH SOLE 11555 0 0 KINDER MORGAN INC Common Stocks 49456B101 179 10765 SH SOLE 10765 0 0 LANDSTAR SYSTEM INC Common Stocks 515098101 246 1493 SH SOLE 1493 0 0 MACOM TECHNOLOGY Common Stocks 55405Y100 208 3593 SH SOLE 3593 0 0 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 1717 39589 SH SOLE 39589 0 0 MATERIALS SECTOR SPDR Equity ETFs 81369Y100 374 4745 SH SOLE 4745 0 0 MICROSOFT Common Stocks 594918104 38722 164237 SH SOLE 164237 0 0 MOELIS & COMPANY SHS -A Common Stocks 60786M105 220 4008 SH SOLE 4008 0 0 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 597 10194 SH SOLE 10194 0 0 MOODYS CORP Common Stocks 615369105 60 200 SH SOLE 200 0 0 MORGAN STANLEY NEW Common Stocks 617446448 39 500 SH SOLE 500 0 0 MPLX LP Common Stocks 55336V100 182 7085 SH SOLE 7085 0 0 NEPTUNE WELLNESS SOLUTIONS INC Common Stocks 64079L105 98 75000 SH SOLE 75000 0 0 NEW AGE BEVERAGES CORP Common Stocks 650194103 72 25000 SH SOLE 25000 0 0 NEXTERA ENERGY, INC. Common Stocks 65339F101 12169 160943 SH SOLE 160943 0 0 NIKE INC - CL B Common Stocks 654106103 375 2824 SH SOLE 2824 0 0 NORFOLK SOUTHERN CORP. Common Stocks 655844108 22712 84584 SH SOLE 84584 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 398 19194 SH SOLE 19194 0 0 NVIDIA CORP Common Stocks 67066G104 1602 3000 SH SOLE 3000 0 0 OAKTREE SPECIALTY LENDING CORP / FSC Common Stocks 67401P108 64 10335 SH SOLE 10335 0 0 OLIN CORP Common Stocks 680665205 305 8034 SH SOLE 8034 0 0 PEPSICO INC Common Stocks 713448108 11573 81818 SH SOLE 81818 0 0 POWERSHARES PREFERRED PORTFO Fixed Income ETF 46138E511 4570 304649 SH SOLE 304649 0 0 PRIMO WATER CORPORATION Common Stocks 74167P108 191 11758 SH SOLE 11758 0 0 PRIMORIS SERVICES CORP Common Stocks 74164F103 203 6125 SH SOLE 6125 0 0 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 69346H100 2181 139300 SH SOLE 139300 0 0 QUADRATIC INTEREST RATE VOLATILITY INFLATION Fixed Income ETF 500767736 70285 2459243 SH SOLE 2459243 0 0 RELIANCE STL & ALUM CO Common Stocks 759509102 21436 140757 SH SOLE 140757 0 0 REPUBLIC SERVICES, INC. Common Stocks 760759100 21833 219763 SH SOLE 219763 0 0 SCHWAB SHORT TERM US TREASURY Fixed Income ETF 808524862 458 8929 SH SOLE 8929 0 0 SIMPLY GOOD FOODS Common Stocks 82900L102 203 6660 SH SOLE 6660 0 0 SPDR S&P BIOTECH ETF Equity ETFs 78464A870 447 3295 SH SOLE 3295 0 0 SPDR WELLS FARGO PREFERRED STOCK ETF Preferred Stock 78464A292 811 18685 SH SOLE 18685 0 0 STARWOOD PROPERTY TRUST INC. Common Stocks 85571B105 11214 453293 SH SOLE 453293 0 0 STONECASTLE FINANCIAL CORP. Common Stocks 861780104 1034 52255 SH SOLE 52255 0 0 TAIWAN SEMICONDUCTOR-SP ADR Common Stocks 874039100 937 7923 SH SOLE 7923 0 0 TARGA RESOURCES Common Stocks 87612G101 211 6645 SH SOLE 6645 0 0 TELEDYNE TECH INC Common Stocks 879360105 211 510 SH SOLE 510 0 0 TELEFLEX INC Common Stocks 879369106 776 1867 SH SOLE 1867 0 0 TEXAS INSTRUMENTS INC. Common Stocks 882508104 11875 62835 SH SOLE 62835 0 0 THOMSON REUTERS CORP Common Stocks 884903709 11932 136257 SH SOLE 136257 0 0 TJX COMPANIES INC Common Stocks 872540109 16180 244590 SH SOLE 244590 0 0 UNION PAC CORP Common Stocks 907818108 225 1019 SH SOLE 1019 0 0 US BANCORP DEL COM NEW Common Stocks 902973304 22229 401891 SH SOLE 401891 0 0 VANGUARD DIVIDEND APPREC Equity ETFs 921908844 245 1665 SH SOLE 1665 0 0 VANGUARD HEALTH CARE ETF Equity ETFs 92204A504 613 2680 SH SOLE 2680 0 0 VANGUARD LONG TERM TREASURY Fixed Income ETF 92206C847 393 4750 SH SOLE 4750 0 0 VANGUARD S/T CORP BOND ETF Fixed Income ETF 92206C409 74359 901327 SH SOLE 901327 0 0 VERIZON COMMUNICATIONS Common Stocks 92343V104 428 7358 SH SOLE 7358 0 0 VILLAGE FARMS INTL INC Common Stocks 92707Y108 992 75000 SH SOLE 75000 0 0 VIRTU FINANCIAL Common Stocks 928254101 897 28900 SH SOLE 28900 0 0 VISA INC Common Stocks 92826C839 17734 83758 SH SOLE 83758 0 0 WAL MART STORES INC Common Stocks 931142103 21140 155637 SH SOLE 155637 0 0 WALT DISNEY COMPANY Common Stocks 254687106 18973 102826 SH SOLE 102826 0 0 WESTLEAF INC Common Stocks 243437100 7 50000 SH SOLE 50000 0 0 YUCAIPA ACQUISTION CORP COM Common Stocks G9879L105 213 21615 SH SOLE 21615 0 0