0001387131-20-001463.txt : 20200213 0001387131-20-001463.hdr.sgml : 20200213 20200213095928 ACCESSION NUMBER: 0001387131-20-001463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200213 DATE AS OF CHANGE: 20200213 EFFECTIVENESS DATE: 20200213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hilton Capital Management, LLC CENTRAL INDEX KEY: 0001541211 IRS NUMBER: 134193167 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14787 FILM NUMBER: 20607408 BUSINESS ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-535-3828 MAIL ADDRESS: STREET 1: 1010 FRANKLIN AVENUE CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001541211 XXXXXXXX 12-31-2019 12-31-2019 false Hilton Capital Management, LLC

1010 Franklin Avenue Garden City NY 11530

13F HOLDINGS REPORT 028-14787 N BARBARA MARTENS 516-535-3828 /s/ BARBARA MARTENS GARDEN CITY NY 02-12-2020 0 118 827135 INFORMATION TABLE 2 infotable.xml HOLDINGS REPORT A T & T INC (NEW) Common Stocks 00206R102 233 5972 SH SOLE 5972 0 0 ABBVIE INC Common Stocks 00287Y109 289 3263 SH SOLE 3263 0 0 ACCENTURE PLC Common Stocks G1151C101 309 1467 SH SOLE 1467 0 0 ALIBABA GROUP ADR Common Stocks 01609W102 191 900 SH SOLE 900 0 0 ALMADEN MINERALS LTD Common Stocks 020283305 15 25000 SH SOLE 25000 0 0 ALPHABET INC -CL A Common Stocks 02079K305 877 655 SH SOLE 655 0 0 ALPHABET INC -CL C Common Stocks 02079K107 3745 2801 SH SOLE 2801 0 0 AMAZON COM INC Common Stocks 023135106 7940 4297 SH SOLE 4297 0 0 AMDOCS LIMITED Common Stocks G02602103 273 3776 SH SOLE 3776 0 0 AMERICAN EXPRESS CO Common Stocks 025816109 1531 12300 SH SOLE 12300 0 0 AMERICOLD REALTY TRUST Common Stocks 03064D108 38957 1111161 SH SOLE 1111161 0 0 AMERIPRISE FINL INC Common Stocks 03076C106 400 2400 SH SOLE 2400 0 0 AMPHENOL CORP-CL A Common Stocks 032095101 553 5110 SH SOLE 5110 0 0 APHRIA INC Common Stocks 03765K104 496 95000 SH SOLE 95000 0 0 APPLE INC. Common Stocks 037833100 4006 13641 SH SOLE 13641 0 0 APTARGROUP INC Common Stocks 038336103 203 1754 SH SOLE 1754 0 0 ARCHER DANIELS MIDLAND Common Stocks 039483102 11894 256616 SH SOLE 256616 0 0 ARES MANAGEMENT CORP Common Stocks 03990B101 26093 731111 SH SOLE 731111 0 0 AURORA CANNABIS INC Common Stocks 05156X108 1181 546732 SH SOLE 546732 0 0 BANK AMER CORP Common Stocks 060505104 713 20230 SH SOLE 20230 0 0 BECTON DICKINSON 6.125 CVT DTD 5/01/20 Common Stocks 075887208 274 4189 SH SOLE 4189 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Common Stocks 084670702 238 1050 SH SOLE 1050 0 0 BLACKSTONE GROUP LP Common Stocks 09260D107 14214 254086 SH SOLE 254086 0 0 BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 099502106 22904 322003 SH SOLE 322003 0 0 BRISTOL MYERS SQUIBB CO Common Stocks 110122108 563 8778 SH SOLE 8778 0 0 BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 11133T103 25655 207668 SH SOLE 207668 0 0 CANNTRUST HOLDINGS INC Common Stocks 137800207 83 90000 SH SOLE 90000 0 0 CATERPILLAR INC Common Stocks 149123101 246 1663 SH SOLE 1663 0 0 CENTENNIAL RESOURCE Common Stocks 15136A102 51 11016 SH SOLE 11016 0 0 CHARLES RIVER LABS INTL Common Stocks 159864107 222 1451 SH SOLE 1451 0 0 CISCO SYS INC Common Stocks 17275R102 498 10389 SH SOLE 10389 0 0 CITIGROUP INC Common Stocks 172967424 12353 154626 SH SOLE 154626 0 0 CITIZENS FINL GROUP INC Common Stocks 174610105 306 7543 SH SOLE 7543 0 0 CME GROUP INC Common Stocks 12572Q105 22257 110886 SH SOLE 110886 0 0 COMCAST CORP NEW CL A Common Stocks 20030N101 12753 283589 SH SOLE 283589 0 0 COMMUNICATIONS SERVICES SELECT SPDR FUND Equity ETFs 81369Y852 1215 22661 SH SOLE 22661 0 0 COTT CORPORATION Common Stocks 22163N106 207 15153 SH SOLE 15153 0 0 DIREXION DAILY S&P BULL 1.25 Equity ETFs 25490K109 1460 32776 SH SOLE 32776 0 0 EDAP TMS SA-ADR Common Stocks 268311107 111 25000 SH SOLE 25000 0 0 ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 29273V100 475 37030 SH SOLE 37030 0 0 ENLINK MIDSTREAM LLC Common Stocks 29336T100 67 10925 SH SOLE 10925 0 0 ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 293792107 25816 916746 SH SOLE 916746 0 0 EXXON MOBIL CORP Common Stocks 30231G102 691 9900 SH SOLE 9900 0 0 FACEBOOK INC Common Stocks 30303M102 1814 8839 SH SOLE 8839 0 0 FIDELITY CONS STAPLES ETF Equity ETFs 316092303 343 9100 SH SOLE 9100 0 0 FIDELITY INDUSTRIALS ETF Equity ETFs 316092709 358 8515 SH SOLE 8515 0 0 FIDELITY INFO TECH ETF Equity ETFs 316092808 646 8910 SH SOLE 8910 0 0 FIDELITY NASDAQCOMP INDEX ETF Equity ETFs 315912808 559 1600 SH SOLE 1600 0 0 FIDELITY NATL INFO Common Stocks 31620M106 689 4951 SH SOLE 4951 0 0 FIREEYE INC Common Stocks 31816Q101 201 12149 SH SOLE 12149 0 0 GENERAL DYNAMICS CORP. Common Stocks 369550108 222 1261 SH SOLE 1261 0 0 HELMERICH PAYNE INC Common Stocks 423452101 299 6576 SH SOLE 6576 0 0 HILTON WORLDWIDE HOLDINGS INC. Common Stocks 43300A203 333 3000 SH SOLE 3000 0 0 HOME DEPOT INC Common Stocks 437076102 409 1872 SH SOLE 1872 0 0 HYDROPOTHECARY Common Stocks 428304109 357 224500 SH SOLE 224500 0 0 INTEL CORP Common Stocks 458140100 516 8619 SH SOLE 8619 0 0 INTERCONTINENTAL EXCHANGE INC Common Stocks 45866F104 12529 135373 SH SOLE 135373 0 0 INVESCO DYNAMIC CREDIT OPP Fixed Income Closed-End Fund 46132R104 13290 1170923 SH SOLE 1170923 0 0 INVESCO QQQ TRUST UNIT SER 1 Equity ETFs 46090E103 4043 19015 SH SOLE 19015 0 0 ISHARES IBOXX INVESTMENT GRADE CORP BOND Fixed Income ETF 464287242 294 2301 SH SOLE 2301 0 0 ISHARES INT. GOVT/CREDIT BOND ETF Fixed Income ETF 464288612 61216 543369 SH SOLE 543369 0 0 ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 464287614 332 1888 SH SOLE 1888 0 0 ISHARES RUSSELL MIDCAP Equity ETFs 464287499 912 15300 SH SOLE 15300 0 0 ISHARES TR RUSSELL 2000 ETF Equity ETFs 464287655 239 1445 SH SOLE 1445 0 0 ISHARES U.S. FINANCIAL SERVICES ETF Equity ETFs 464287770 581 3825 SH SOLE 3825 0 0 ISHARES US HOME CONSTRUCTION ETF Equity ETFs 464288752 523 11783 SH SOLE 11783 0 0 ISTAR INC. Common Stocks 45031U101 6506 448346 SH SOLE 448346 0 0 J P MORGAN CHASE & CO Common Stocks 46625H100 18826 135048 SH SOLE 135048 0 0 JACOBS ENGN GRP INC Common Stocks 469814107 219 2433 SH SOLE 2433 0 0 JOHNSON & JOHNSON Common Stocks 478160104 1095 7504 SH SOLE 7504 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN Equity ETFs 46625H365 14005 642150 SH SOLE 642150 0 0 KINDER MORGAN INC Common Stocks 49456B101 228 10765 SH SOLE 10765 0 0 KKR Common Stocks 48251W104 24398 836415 SH SOLE 836415 0 0 L3HARRIS TECHNOLOGIES INC Common Stocks 502431109 22839 115423 SH SOLE 115423 0 0 LIVE NATION ENT INC Common Stocks 538034109 694 9710 SH SOLE 9710 0 0 LOCKHEED MARTIN CORP. Common Stocks 539830109 213 546 SH SOLE 546 0 0 MAGELLAN MIDSTREAM PARTNERS LP Common Stocks 559080106 4816 76599 SH SOLE 76599 0 0 MARRIOTT INTERNATIONAL INC. Common Stocks 571903202 439 2900 SH SOLE 2900 0 0 MERCK & COMPANY Common Stocks 58933Y105 238 2617 SH SOLE 2617 0 0 MICROSOFT Common Stocks 594918104 888 5628 SH SOLE 5628 0 0 MICROVISION INC Common Stocks 594960304 18 25000 SH SOLE 25000 0 0 MONDELEZ INTERNATIONAL INC Common Stocks 609207105 597 10845 SH SOLE 10845 0 0 NATIONAL STORAGE AFFILIATES Common Stocks 637870106 279 8300 SH SOLE 8300 0 0 NEPTUNE WELLNESS SOLUTIONS INC Common Stocks 64079L105 206 75000 SH SOLE 75000 0 0 NEW AGE BEVERAGES CORP Common Stocks 64157V108 46 25000 SH SOLE 25000 0 0 NEXTERA ENERGY, INC. Common Stocks 65339F101 24076 99420 SH SOLE 99420 0 0 NUVEEN CREDIT STRAT FUND Fixed Income Closed-End Fund 67073D102 12300 1603599 SH SOLE 1603599 0 0 NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND Fixed Income Closed-End Fund 670735109 19545 890038 SH SOLE 890038 0 0 NVIDIA CORP Common Stocks 67066G104 706 3000 SH SOLE 3000 0 0 OAKTREE SPECIALTY LENDING CORP / FSC Common Stocks 67401P108 30518 5589457 SH SOLE 5589457 0 0 OUTFRONT MEDIA INC. Common Stocks 69007J106 21703 809218 SH SOLE 809218 0 0 PARCELPAY TECHNOLOGY INC Common Stocks 69938L105 8 100000 SH SOLE 100000 0 0 PEAPACK GLADSTONE FINL CORP Common Stocks 704699107 250 8100 SH SOLE 8100 0 0 PFIZER INC Common Stocks 717081103 210 5351 SH SOLE 5351 0 0 PROCTER & GAMBLE COMPANY Common Stocks 742718109 276 2209 SH SOLE 2209 0 0 PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 69346H100 924 60000 SH SOLE 60000 0 0 REDWOOD TRUST INC Common Stocks 758075402 24112 1457779 SH SOLE 1457779 0 0 REPUBLIC SERVICES, INC. Common Stocks 760759100 28409 316962 SH SOLE 316962 0 0 SCHWAB SHORT TERM US TREASURY Fixed Income ETF 808524862 146273 2897637 SH SOLE 2897637 0 0 SENESTECH INC Common Stocks 81720R109 6 10000 SH SOLE 10000 0 0 SPDR DJIA TRUST Common Stocks 78467X109 862 3025 SH SOLE 3025 0 0 STARBUCKS CORP Common Stocks 855244109 459 5220 SH SOLE 5220 0 0 STONECASTLE FINANCIAL CORP. Common Stocks 861780104 5170 231828 SH SOLE 231828 0 0 SVB FINANCIAL GROUP Common Stocks 78486Q101 256 1018 SH SOLE 1018 0 0 TARGA RESOURCES Common Stocks 87612G101 821 20107 SH SOLE 20107 0 0 TCF FINANCIAL CORP Common Stocks 872307103 253 5401 SH SOLE 5401 0 0 TELARIA INC Common Stocks 879181105 126 14310 SH SOLE 14310 0 0 TELEDYNE TECH INC Common Stocks 879360105 235 679 SH SOLE 679 0 0 THOMSON REUTERS CORP Common Stocks 884903709 25654 358298 SH SOLE 358298 0 0 UNITED CONTINENTAL HOLDINGS INC. Common Stocks 910047109 383 4350 SH SOLE 4350 0 0 VANGUARD FTSE EMERGING MARKET ETF Equity ETFs 922042858 416 9350 SH SOLE 9350 0 0 VANGUARD HEALTH CARE ETF Equity ETFs 92204A504 514 2680 SH SOLE 2680 0 0 VANGUARD S/T CORP BOND ETF Fixed Income ETF 92206C409 21617 266773 SH SOLE 266773 0 0 VERIZON COMMUNICATIONS Common Stocks 92343V104 427 6960 SH SOLE 6960 0 0 VILLAGE FARMS INTL INC Common Stocks 92707Y108 312 50000 SH SOLE 50000 0 0 WALT DISNEY COMPANY Common Stocks 254687106 20290 140291 SH SOLE 140291 0 0 WESTLEAF INC Common Stocks 960563104 8 50000 SH SOLE 50000 0 0 XCEL ENERGY INC Common Stocks 98389B100 203 3200 SH SOLE 3200 0 0