0001104659-21-008737.txt : 20210128 0001104659-21-008737.hdr.sgml : 20210128 20210128155313 ACCESSION NUMBER: 0001104659-21-008737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210127 FILED AS OF DATE: 20210128 DATE AS OF CHANGE: 20210128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ochs Wes CENTRAL INDEX KEY: 0001831505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35633 FILM NUMBER: 21564817 MAIL ADDRESS: STREET 1: SOUND FINANCIAL, INC. STREET 2: 2400 3RD AVENUE, SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sound Financial Bancorp, Inc. CENTRAL INDEX KEY: 0001541119 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 455188530 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2400 3RD AVENUE STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98121 BUSINESS PHONE: 206-448-0884 MAIL ADDRESS: STREET 1: 2400 3RD AVENUE STREET 2: SUITE 150 CITY: SEATTLE STATE: WA ZIP: 98121 4 1 tm214446-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-01-27 0 0001541119 Sound Financial Bancorp, Inc. SFBC 0001831505 Ochs Wes C/O SOUND FINANCIAL BANCORP, INC. 2400 3RD AVENUE, SUITE 150 SEATTLE WA 98121 0 1 0 0 Executive Vice President Common Stock 2021-01-27 4 A 0 950 0 A 3600 D Common Stock 5021.0299 I By ESOP Common Stock 750 I By 401(K) Plan Stock Option (Right to Buy) 28.34 2027-01-27 Common Stock 1200 1200 D Stock Option (Right to Buy) 33.50 2029-01-25 Common Stock 750 750 D Stock Option (Right to Buy) 36.26 2030-01-31 Common Stock 1000 1000 D Common Stock (Right to Buy) 32.46 2021-01-27 4 A 0 1900 0 A 2031-01-27 Common Stock 1900 1900 D Fully Exercisable. Options vest in five equal annual installments beginning on January 25, 2019. Options vest in five equal annual installments beginning on January 31, 2020. Options vest in five equal annual installments beginning on January 27, 2021. Wes Ochs 2021-01-28 EX-24 2 tm214446d4_ex24.htm EXHIBIT 24

Exhibit 24

POWER OF ATTORNEY

Know all by these present that the undersigned hereby constitutes and appoints each of Laura Lee Stewart and Daphne Kelley, signing singly, the undersigned’s true and lawful attorney-in-fact to:

(1)

execute for an on behalf of the undersigned, in the undersigned’s capacity as an officer and/or director of Sound Financial Bancorp, Inc. (the “Company”), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;

(2)

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, and timely file such report with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

(3)

take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 6^th day of November, 2020.

	/s/ Wes Ochs
	Wes Ochs